| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 140,178 | +140,178 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 11,500 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 234,708 | 234,886 | +178 | 0.16 | 0.14 | -0.02 | buy |
| D. E. Shaw & Co., Inc. | 273,125 | 273,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 347,804 | 347,804 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 494,487 | 494,487 | 0 | 0.29 | 0.24 | -0.05 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 495,000 | 495,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 367,500 | 367,500 | 0 | 0.20 | 0.18 | -0.02 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 358,000 | 358,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 58,000 | 58,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cable Car Capital, LP | 188,000 | 188,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Harraden Circle Investments, LLC | 1,208,200 | 1,208,200 | 0 | 0.04 | 0.05 | +0.01 | hold |
| TrueMark Investments, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 140,292 | 140,291 | -1 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 50,000 | 47,680 | -2,320 | 0.00 | 0.00 | +0.00 | sell |
| Cable Car Capital, LP | 188,000 | 178,938 | -9,062 | 0.84 | 0.11 | -0.73 | sell |
| GLAZER CAPITAL, LLC | 340,100 | 327,439 | -12,661 | 0.12 | 0.09 | -0.03 | sell |
| Karpus Management, Inc. | 750,300 | 736,550 | -13,750 | 0.25 | 0.21 | -0.04 | sell |
| TWO SIGMA SECURITIES, LLC | 16,142 | 0 | -16,142 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 16,385 | 0 | -16,385 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 480,900 | 446,281 | -34,619 | 0.00 | 0.00 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 38,196 | 0 | -38,196 | 0.13 | 0.00 | -0.13 | sell |
| MIZUHO SECURITIES USA LLC | 41,647 | 0 | -41,647 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 45,979 | 0 | -45,979 | 0.13 | 0.00 | -0.13 | sell |
| JPMORGAN CHASE & CO | 49,931 | 0 | -49,931 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 491,982 | 351,804 | -140,178 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 194,312 | 0 | -194,312 | 0.03 | 0.00 | -0.03 | sell |
| Polar Asset Management Partners Inc. | 500,000 | 0 | -500,000 | 0.11 | 0.00 | -0.11 | sell |