| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LMR Partners LLP | 2,850,610 | 3,347,510 | +496,900 | 0.06 | 0.08 | +0.02 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 0 | 2,091,161 | +2,091,161 | 0.00 | 0.10 | +0.10 | buy |
| Hudson Bay Capital Management LP | 247,400 | 1,303,050 | +1,055,650 | 0.00 | 0.02 | +0.02 | buy |
| CITADEL ADVISORS LLC | 2,029,208 | 1,277,258 | -751,950 | 0.01 | 0.01 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 1,079,546 | 1,214,777 | +135,231 | 0.01 | 0.01 | +0.00 | buy |
| PEAK6 LLC | 1,186,146 | 1,186,146 | 0 | 0.07 | 0.09 | +0.02 | hold |
| BlackRock, Inc. | 1,092,501 | 1,120,885 | +28,384 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 2,575,000 | 1,083,051 | -1,491,949 | 0.16 | 0.10 | -0.06 | sell |
| JPMORGAN CHASE & CO | 1,170,087 | 1,073,073 | -97,014 | 0.00 | 0.00 | -0.00 | sell |
| Caption Management, LLC | 806,543 | 865,372 | +58,829 | 0.08 | 0.11 | +0.03 | buy |
| Magnetar Financial LLC | 904,994 | 780,000 | -124,994 | 0.02 | 0.02 | +0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 202,481 | 735,393 | +532,912 | 0.01 | 0.04 | +0.03 | buy |
| Alyeska Investment Group, L.P. | 722,000 | 722,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 588,214 | 690,702 | +102,488 | 0.03 | 0.04 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 796,327 | 659,388 | -136,939 | 0.00 | 0.00 | -0.00 | sell |
| Vennlight Capital Management, LP | 0 | 575,499 | +575,499 | 0.00 | 3.49 | +3.49 | buy |
| WINTON GROUP Ltd | 646,190 | 496,300 | -149,890 | 0.14 | 0.10 | -0.03 | sell |
| UBS Group AG | 512,644 | 493,577 | -19,067 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 736,038 | 452,287 | -283,751 | 0.03 | 0.02 | -0.01 | sell |
| Verition Fund Management LLC | 753,803 | 444,958 | -308,845 | 0.02 | 0.03 | +0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 172,800 | 407,900 | +235,100 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 281,764 | 396,238 | +114,474 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 390,000 | +390,000 | 0.00 | 0.05 | +0.05 | buy |
| STATE STREET CORP | 326,700 | 345,520 | +18,820 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 410,877 | 337,991 | -72,886 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 348,532 | 330,276 | -18,256 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 0 | 285,549 | +285,549 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 24,885 | 244,000 | +219,115 | 0.00 | 0.01 | +0.01 | buy |
| HITE Hedge Asset Management LLC | 0 | 240,113 | +240,113 | 0.00 | 0.08 | +0.08 | buy |
| TORONTO DOMINION BANK | 25,000 | 225,974 | +200,974 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 1,400,953 | 205,903 | -1,195,050 | 0.02 | 0.00 | -0.01 | sell |
| LINDEN ADVISORS LP | 194,560 | 194,560 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arosa Capital Management LP | 275,000 | 175,000 | -100,000 | 0.37 | 0.30 | -0.08 | sell |
| Squarepoint Ops LLC | 89,207 | 173,209 | +84,002 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 152,500 | 152,500 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Walleye Capital LLC | 154,680 | 139,986 | -14,694 | 0.00 | 0.00 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 0 | 132,750 | +132,750 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 156,377 | 124,537 | -31,840 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 122,000 | 122,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| Harraden Circle Investments, LLC | 122,000 | 122,000 | 0 | 0.14 | 0.15 | +0.01 | hold |
| Shay Capital LLC | 277,363 | 118,086 | -159,277 | 0.27 | 0.10 | -0.17 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 54,023 | 100,131 | +46,108 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 100,000 | 85,566 | -14,434 | 0.02 | 0.02 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 0 | 80,000 | +80,000 | 0.00 | 0.05 | +0.05 | buy |
| TIEMANN INVESTMENT ADVISORS, LLC | 75,995 | 75,995 | 0 | 0.18 | 0.18 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 75,000 | +25,000 | 0.01 | 0.02 | +0.01 | buy |
| CastleKnight Management LP | 73,200 | 73,200 | 0 | 0.01 | 0.01 | +0.00 | hold |
| FNY Investment Advisers, LLC | 90,000 | 66,160 | -23,840 | 0.16 | 0.17 | +0.02 | sell |
| Saba Capital Management, L.P. | 75,681 | 65,681 | -10,000 | 0.01 | 0.01 | +0.00 | sell |
| Massar Capital Management, LP | 65,000 | 65,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 63,500 | +63,500 | 0.00 | 0.00 | +0.00 | buy |
| CastleKnight Management LP | 60,700 | 60,700 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Diametric Capital, LP | 0 | 59,191 | +59,191 | 0.00 | 0.09 | +0.09 | buy |
| Swiss National Bank | 0 | 56,600 | +56,600 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 175,000 | 52,700 | -122,300 | 0.00 | 0.00 | -0.00 | sell |
| Mount Lucas Management LP | 40,000 | 51,500 | +11,500 | 0.11 | 0.11 | +0.01 | buy |
| Alberta Investment Management Corp | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 71,569 | 48,722 | -22,847 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 750,000 | 44,279 | -705,721 | 0.46 | 0.02 | -0.44 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 213,913 | 40,743 | -173,170 | 0.00 | 0.00 | -0.00 | sell |
| SIMON QUICK ADVISORS, LLC | 45,000 | 40,000 | -5,000 | 0.01 | 0.01 | -0.00 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 0 | 32,463 | +32,463 | 0.00 | 0.19 | +0.19 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 31,276 | +31,276 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 28,421 | +28,421 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 12,319 | 26,908 | +14,589 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 30,893 | 26,277 | -4,616 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 32,992 | 25,621 | -7,371 | 0.00 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 26,400 | 25,153 | -1,247 | 0.00 | 0.00 | -0.00 | sell |
| DRW Securities, LLC | 0 | 22,000 | +22,000 | 0.00 | 0.01 | +0.01 | buy |
| FLOW TRADERS U.S. LLC | 0 | 21,530 | +21,530 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 21,157 | +21,157 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 20,935 | +20,935 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 17,828 | 19,254 | +1,426 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 0 | 17,035 | +17,035 | 0.00 | 0.00 | +0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 0 | 16,375 | +16,375 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 15,229 | +15,229 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 12,619 | +12,619 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 12,520 | +12,520 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 11,254 | +11,254 | 0.00 | 0.00 | +0.00 | buy |
| WealthPlan Investment Management, LLC | 0 | 10,206 | +10,206 | 0.00 | 0.00 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| INSIGNEO ADVISORY SERVICES, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 8,653 | +8,653 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 17,000 | 7,500 | -9,500 | 0.00 | 0.00 | -0.00 | sell |
| KLP KAPITALFORVALTNING AS | 0 | 6,300 | +6,300 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 6,050 | +6,050 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 6,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 4,350 | 5,350 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Anchor Investment Management, LLC | 2,100 | 2,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Cherry Tree Wealth Management, LLC | 692 | 692 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 248 | 248 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DB Fitzpatrick & Co, Inc | 70 | 150 | +80 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,680 | 103 | -1,577 | 0.00 | 0.00 | -0.00 | sell |
| Redwood Park Advisors LLC | 0 | 87 | +87 | 0.00 | 0.00 | +0.00 | buy |
| Signature Resources Capital Management, LLC | 0 | 70 | +70 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 7 | 7 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SUMMIT SECURITIES GROUP LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |