| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LMR Partners LLP | 3,347,510 | 3,246,410 | -101,100 | 0.08 | 0.08 | +0.00 | sell |
| EXCHANGE TRADED CONCEPTS, LLC | 2,091,161 | 2,160,074 | +68,913 | 0.10 | 0.08 | -0.02 | buy |
| UBS Group AG | 493,577 | 1,772,173 | +1,278,596 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 1,303,050 | 1,296,174 | -6,876 | 0.02 | 0.02 | +0.00 | sell |
| PEAK6 LLC | 1,186,146 | 1,236,146 | +50,000 | 0.09 | 0.10 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 1,125,849 | +1,125,849 | 0.00 | 0.01 | +0.01 | buy |
| CANTOR FITZGERALD, L. P. | 1,083,051 | 1,082,851 | -200 | 0.10 | 0.07 | -0.03 | sell |
| BlackRock, Inc. | 1,120,885 | 1,074,524 | -46,361 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 1,073,073 | 966,797 | -106,276 | 0.00 | 0.00 | -0.00 | sell |
| Caption Management, LLC | 865,372 | 865,372 | 0 | 0.11 | 0.10 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 735,393 | 840,047 | +104,654 | 0.04 | 0.04 | +0.00 | buy |
| Magnetar Financial LLC | 780,000 | 723,000 | -57,000 | 0.02 | 0.02 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 659,388 | 693,934 | +34,546 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 690,702 | 690,702 | 0 | 0.04 | 0.04 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 1,214,777 | 667,968 | -546,809 | 0.01 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 390,000 | 621,000 | +231,000 | 0.05 | 0.08 | +0.03 | buy |
| Hudson Bay Capital Management LP | 452,287 | 589,293 | +137,006 | 0.02 | 0.02 | +0.00 | buy |
| Pacer Advisors, Inc. | 0 | 574,618 | +574,618 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 330,276 | 571,832 | +241,556 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 496,300 | 504,000 | +7,700 | 0.10 | 0.12 | +0.01 | buy |
| MORGAN STANLEY | 285,549 | 412,815 | +127,266 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 444,958 | 374,958 | -70,000 | 0.03 | 0.02 | -0.01 | sell |
| Vennlight Capital Management, LP | 575,499 | 353,010 | -222,489 | 3.49 | 1.68 | -1.82 | sell |
| STATE STREET CORP | 345,520 | 346,696 | +1,176 | 0.00 | 0.00 | +0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 333,599 | +333,599 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 337,991 | 333,599 | -4,392 | 0.00 | 0.00 | +0.00 | sell |
| Magnetar Financial LLC | 244,000 | 244,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 244,000 | +244,000 | 0.00 | 0.06 | +0.06 | buy |
| JANE STREET GROUP, LLC | 0 | 240,719 | +240,719 | 0.00 | 0.00 | +0.00 | buy |
| Alyeska Investment Group, L.P. | 722,000 | 222,000 | -500,000 | 0.01 | 0.00 | -0.01 | sell |
| LINDEN ADVISORS LP | 194,560 | 194,560 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RENAISSANCE TECHNOLOGIES LLC | 407,900 | 183,800 | -224,100 | 0.00 | 0.00 | -0.00 | sell |
| Arosa Capital Management LP | 175,000 | 175,000 | 0 | 0.30 | 0.52 | +0.22 | hold |
| CastleKnight Management LP | 60,700 | 165,400 | +104,700 | 0.02 | 0.04 | +0.03 | buy |
| PERISCOPE CAPITAL INC. | 152,500 | 152,500 | 0 | 0.05 | 0.07 | +0.02 | hold |
| FNY Investment Advisers, LLC | 66,160 | 151,650 | +85,490 | 0.17 | 0.39 | +0.21 | buy |
| Shay Capital LLC | 118,086 | 134,539 | +16,453 | 0.10 | 0.11 | +0.00 | buy |
| NORTHERN TRUST CORP | 124,537 | 126,539 | +2,002 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 122,000 | 122,000 | 0 | 0.10 | 0.12 | +0.02 | hold |
| Harraden Circle Investments, LLC | 122,000 | 122,000 | 0 | 0.15 | 0.11 | -0.04 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 100,131 | 110,794 | +10,663 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 225,974 | 110,000 | -115,974 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 0 | 96,035 | +96,035 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 94,601 | +94,601 | 0.00 | 0.01 | +0.01 | buy |
| Mount Lucas Management LP | 51,500 | 93,000 | +41,500 | 0.11 | 0.23 | +0.12 | buy |
| Aquatic Capital Management LLC | 0 | 88,952 | +88,952 | 0.00 | 0.02 | +0.02 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 85,566 | 85,566 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Squarepoint Ops LLC | 173,209 | 85,500 | -87,709 | 0.00 | 0.00 | -0.00 | sell |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 0 | 83,374 | +83,374 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 82,295 | +82,295 | 0.00 | 0.01 | +0.01 | buy |
| TIEMANN INVESTMENT ADVISORS, LLC | 75,995 | 75,995 | 0 | 0.18 | 0.19 | +0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| IMC-Chicago, LLC | 21,157 | 74,991 | +53,834 | 0.00 | 0.00 | +0.00 | buy |
| CastleKnight Management LP | 73,200 | 73,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 0 | 68,518 | +68,518 | 0.00 | 0.02 | +0.02 | buy |
| Saba Capital Management, L.P. | 65,681 | 65,681 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AQR CAPITAL MANAGEMENT LLC | 0 | 59,777 | +59,777 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 396,238 | 59,425 | -336,813 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 56,600 | 56,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 205,903 | 56,461 | -149,442 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 139,986 | 52,616 | -87,370 | 0.00 | 0.00 | -0.00 | sell |
| ALLSTATE CORP | 0 | 50,205 | +50,205 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 48,722 | 50,067 | +1,345 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 44,279 | 44,279 | 0 | 0.02 | 0.03 | +0.00 | hold |
| METEORA CAPITAL, LLC | 0 | 43,200 | +43,200 | 0.00 | 0.01 | +0.01 | buy |
| TUDOR INVESTMENT CORP ET AL | 11,254 | 42,225 | +30,971 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 40,205 | +40,205 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 40,000 | 40,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Y-Intercept (Hong Kong) Ltd | 0 | 38,150 | +38,150 | 0.00 | 0.01 | +0.01 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 31,276 | 31,276 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 29,000 | +29,000 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 26,768 | +26,768 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 63,500 | 26,399 | -37,101 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 12,619 | 25,000 | +12,381 | 0.01 | 0.01 | +0.01 | buy |
| Advisory Services Network, LLC | 20,935 | 24,555 | +3,620 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 28,421 | 23,041 | -5,380 | 0.00 | 0.00 | -0.00 | sell |
| DRW Securities, LLC | 22,000 | 22,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Legal & General Group Plc | 15,229 | 21,537 | +6,308 | 0.00 | 0.00 | +0.00 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 0 | 21,000 | +21,000 | 0.00 | 0.00 | +0.00 | buy |
| SLT Holdings LLC | 0 | 21,000 | +21,000 | 0.00 | 0.09 | +0.09 | buy |
| MARSHALL WACE, LLP | 26,277 | 20,278 | -5,999 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 8,653 | 17,382 | +8,729 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 17,093 | +17,093 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 17,035 | 16,911 | -124 | 0.00 | 0.00 | +0.00 | sell |
| BANK OF MONTREAL /CAN/ | 12,520 | 16,469 | +3,949 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| Valeo Financial Advisors, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 11,655 | +11,655 | 0.00 | 0.00 | +0.00 | buy |
| DnB Asset Management AS | 0 | 11,430 | +11,430 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Advisory, LLC | 0 | 10,003 | +10,003 | 0.00 | 0.01 | +0.01 | buy |
| FIRST FOUNDATION ADVISORS | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 0 | 7,000 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 5,350 | 6,450 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| KLP KAPITALFORVALTNING AS | 6,300 | 6,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 6,000 | 6,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 0 | 4,500 | +4,500 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 7,500 | 1,999 | -5,501 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 1,977 | +1,977 | 0.00 | 0.00 | +0.00 | buy |