| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.04 | +0.04 | buy |
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 305,648 | 509,125 | +203,477 | 0.05 | 0.13 | +0.07 | buy |
| JPMORGAN CHASE & CO | 0 | 187,782 | +187,782 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 187,782 | +187,782 | 0.00 | 0.13 | +0.13 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| PERISCOPE CAPITAL INC. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 29,599 | +29,599 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 84,204 | 99,678 | +15,474 | 0.00 | 0.01 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 212,881 | 216,861 | +3,980 | 0.12 | 0.12 | -0.00 | buy |
| TORONTO DOMINION BANK | 702,578 | 704,778 | +2,200 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 65,000 | 65,000 | 0 | 0.26 | 0.19 | -0.06 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 214,404 | 214,404 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 101,709 | 101,709 | 0 | 0.06 | 0.08 | +0.02 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 960,000 | 960,000 | 0 | 0.20 | 0.24 | +0.04 | hold |
| Polar Asset Management Partners Inc. | 960,000 | 960,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,090,000 | 1,090,000 | 0 | 0.16 | 0.18 | +0.02 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,528 | 262,528 | 0 | 0.13 | 0.14 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,528 | 262,528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Verition Fund Management LLC | 473,600 | 473,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 680,000 | 680,000 | 0 | 0.33 | 0.35 | +0.01 | hold |
| Westchester Capital Management, LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Warberg Asset Management LLC | 104,360 | 104,360 | 0 | 0.33 | 0.32 | -0.01 | hold |
| First Trust Capital Management L.P. | 500,000 | 500,000 | 0 | 0.32 | 0.28 | -0.04 | hold |
| Dakota Wealth Management | 19,500 | 19,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Shaolin Capital Management LLC | 550,000 | 550,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 2,125,629 | 2,125,629 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Concurrent Investment Advisors, LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 15,654 | 15,654 | 0 | 0.02 | 0.02 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 214,404 | 214,404 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 364,673 | 362,573 | -2,100 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 252,234 | 248,648 | -3,586 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 641,104 | 633,604 | -7,500 | 0.03 | 0.02 | -0.02 | sell |
| Wealthspring Capital LLC | 619,584 | 609,324 | -10,260 | 1.53 | 1.53 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 39,569 | 27,581 | -11,988 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 115,051 | 100,000 | -15,051 | 0.27 | 0.24 | -0.03 | sell |
| AQR Arbitrage LLC | 735,596 | 719,480 | -16,116 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,193,702 | 2,177,202 | -16,500 | 0.61 | 0.72 | +0.11 | sell |
| Parallax Volatility Advisers, L.P. | 315,694 | 295,752 | -19,942 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 327,281 | 298,062 | -29,219 | 0.09 | 0.07 | -0.02 | sell |
| Radcliffe Capital Management, L.P. | 181,900 | 148,642 | -33,258 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 688,596 | 654,881 | -33,715 | 0.15 | 0.11 | -0.04 | sell |
| Bulldog Investors, LLP | 120,204 | 66,704 | -53,500 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 515,058 | 80,123 | -434,935 | 0.08 | 0.01 | -0.06 | sell |