| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 46,812 | 435,040 | +388,228 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 196,896 | +196,896 | 0.00 | 0.12 | +0.12 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 196,896 | +196,896 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 181,900 | +181,900 | 0.00 | 0.12 | +0.12 | buy |
| TORONTO DOMINION BANK | 503,593 | 642,378 | +138,785 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 21,846 | 98,908 | +77,062 | 0.02 | 0.06 | +0.05 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 883,892 | 902,571 | +18,679 | 0.15 | 0.14 | -0.02 | buy |
| Concurrent Investment Advisors, LLC | 0 | 11,500 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 53,900 | 56,411 | +2,511 | 0.06 | 0.04 | -0.02 | buy |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 65,000 | 65,000 | 0 | 0.21 | 0.21 | +0.00 | hold |
| BERKLEY W R CORP | 211,118 | 211,118 | 0 | 0.13 | 0.14 | +0.01 | hold |
| AQR Arbitrage LLC | 950,000 | 950,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.03 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 960,000 | 960,000 | 0 | 0.25 | 0.20 | -0.04 | hold |
| Polar Asset Management Partners Inc. | 960,000 | 960,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 680,000 | 680,000 | 0 | 0.41 | 0.36 | -0.04 | hold |
| Westchester Capital Management, LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 500,000 | 500,000 | 0 | 0.35 | 0.33 | -0.01 | hold |
| Dakota Wealth Management | 21,800 | 21,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.03 | 0.05 | +0.01 | hold |
| Harraden Circle Investments, LLC | 2,125,629 | 2,125,629 | 0 | 0.09 | 0.09 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 256,326 | 256,326 | 0 | 0.06 | 0.05 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 214,404 | 214,404 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 480,789 | 480,789 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Warberg Asset Management LLC | 107,410 | 107,360 | -50 | 0.27 | 0.31 | +0.04 | sell |
| Wealthspring Capital LLC | 628,914 | 628,124 | -790 | 1.70 | 1.55 | -0.16 | sell |
| Wealthspring Capital LLC | 649,644 | 647,834 | -1,810 | 0.03 | 0.03 | +0.00 | sell |
| AQR Arbitrage LLC | 690,596 | 688,596 | -2,000 | 0.17 | 0.18 | +0.02 | sell |
| GLAZER CAPITAL, LLC | 350,001 | 347,776 | -2,225 | 0.13 | 0.12 | -0.01 | sell |
| Bulldog Investors, LLP | 219,735 | 216,064 | -3,671 | 0.57 | 0.52 | -0.05 | sell |
| Bulldog Investors, LLP | 169,735 | 166,064 | -3,671 | 0.01 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 420,000 | 384,194 | -35,806 | 0.00 | 0.00 | +0.00 | sell |
| MIZUHO SECURITIES USA LLC | 50,200 | 0 | -50,200 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 64,100 | 13,802 | -50,298 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 97,949 | 39,569 | -58,380 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 179,931 | 120,000 | -59,931 | 0.01 | 0.01 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 199,900 | 132,632 | -67,268 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 75,000 | 0 | -75,000 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 551,100 | 473,600 | -77,500 | 0.00 | 0.00 | +0.00 | sell |
| Karpus Management, Inc. | 2,314,827 | 2,202,502 | -112,325 | 0.77 | 0.72 | -0.04 | sell |
| Shaolin Capital Management LLC | 750,485 | 600,000 | -150,485 | 0.01 | 0.01 | +0.00 | sell |
| Crossingbridge Advisors, LLC | 349,999 | 0 | -349,999 | 3.15 | 0.00 | -3.15 | sell |