| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 1,090,000 | +1,090,000 | 0.00 | 0.16 | +0.16 | buy |
| Parallax Volatility Advisers, L.P. | 75,000 | 315,694 | +240,694 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 214,404 | +214,404 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 196,896 | 262,528 | +65,632 | 0.12 | 0.13 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 196,896 | 262,528 | +65,632 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 642,378 | 702,578 | +60,200 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 256,326 | 305,648 | +49,322 | 0.05 | 0.05 | -0.00 | buy |
| ABC ARBITRAGE SA | 0 | 15,654 | +15,654 | 0.00 | 0.02 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 98,908 | 101,709 | +2,801 | 0.06 | 0.06 | -0.01 | buy |
| BERKLEY W R CORP | 211,118 | 212,881 | +1,763 | 0.14 | 0.12 | -0.02 | buy |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 39,569 | 39,569 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 65,000 | 65,000 | 0 | 0.21 | 0.26 | +0.04 | hold |
| AQR Arbitrage LLC | 688,596 | 688,596 | 0 | 0.18 | 0.15 | -0.03 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 181,900 | 181,900 | 0 | 0.12 | 0.00 | -0.11 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 960,000 | 960,000 | 0 | 0.20 | 0.20 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 960,000 | 960,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Verition Fund Management LLC | 473,600 | 473,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 680,000 | 680,000 | 0 | 0.36 | 0.33 | -0.03 | hold |
| Westchester Capital Management, LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 500,000 | 500,000 | 0 | 0.33 | 0.32 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Harraden Circle Investments, LLC | 2,125,629 | 2,125,629 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Concurrent Investment Advisors, LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 214,404 | 214,404 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dakota Wealth Management | 21,800 | 19,500 | -2,300 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 107,360 | 104,360 | -3,000 | 0.31 | 0.33 | +0.02 | sell |
| Wealthspring Capital LLC | 647,834 | 641,104 | -6,730 | 0.03 | 0.03 | +0.00 | sell |
| Wealthspring Capital LLC | 628,124 | 619,584 | -8,540 | 1.55 | 1.53 | -0.02 | sell |
| Karpus Management, Inc. | 2,202,502 | 2,193,702 | -8,800 | 0.72 | 0.61 | -0.11 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 13,802 | 0 | -13,802 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 347,776 | 327,281 | -20,495 | 0.12 | 0.09 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 120,000 | 84,204 | -35,796 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 166,064 | 120,204 | -45,860 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 600,000 | 550,000 | -50,000 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 132,632 | 80,000 | -52,632 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 56,411 | 0 | -56,411 | 0.04 | 0.00 | -0.04 | sell |
| Bulldog Investors, LLP | 216,064 | 115,051 | -101,013 | 0.52 | 0.27 | -0.25 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 480,789 | 364,673 | -116,116 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 384,194 | 252,234 | -131,960 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 950,000 | 735,596 | -214,404 | 0.01 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.06 | 0.00 | -0.06 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 902,571 | 515,058 | -387,513 | 0.14 | 0.08 | -0.06 | sell |
| TORONTO DOMINION BANK | 435,040 | 0 | -435,040 | 0.01 | 0.00 | -0.01 | sell |