| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,124,519 | 1,124,519 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Karpus Management, Inc. | 767,026 | 765,701 | -1,325 | 0.22 | 0.26 | +0.04 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 659,799 | 759,800 | +100,001 | 0.00 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 445,000 | 445,000 | 0 | 0.22 | 0.24 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 445,000 | 445,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 437,170 | 434,845 | -2,325 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 383,272 | 371,536 | -11,736 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 344,188 | 344,188 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 335,894 | 335,896 | +2 | 0.20 | 0.19 | -0.01 | buy |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 233,000 | 233,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 171,000 | 171,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 171,089 | 170,000 | -1,089 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 167,421 | 157,137 | -10,284 | 0.04 | 0.03 | -0.01 | sell |
| METEORA CAPITAL, LLC | 153,000 | 153,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 151,864 | 151,864 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 149,900 | -100 | 0.03 | 0.04 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 79,073 | 79,073 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 32,901 | 30,576 | -2,325 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 11,086 | 10,454 | -632 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 10,284 | +10,284 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 132,961 | 9,067 | -123,894 | 0.00 | 0.00 | -0.00 | sell |