| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 151,864 | +151,864 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 655,825 | 659,799 | +3,974 | 0.01 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 10,952 | 11,086 | +134 | 0.00 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 445,000 | 445,000 | 0 | 0.27 | 0.22 | -0.04 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 445,000 | 445,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 233,000 | 233,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 171,000 | 171,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| HGC Investment Management Inc. | 344,188 | 344,188 | 0 | 0.01 | 0.01 | -0.00 | hold |
| METEORA CAPITAL, LLC | 153,000 | 153,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,124,519 | 1,124,519 | 0 | 0.03 | 0.03 | -0.00 | hold |
| TORONTO DOMINION BANK | 437,170 | 437,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 35,923 | 32,901 | -3,022 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 792,626 | 767,026 | -25,600 | 0.26 | 0.22 | -0.05 | sell |
| HRT FINANCIAL LP | 29,000 | 0 | -29,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 37,117 | 0 | -37,117 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 203,000 | 132,961 | -70,039 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 151,864 | 79,073 | -72,791 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 273,097 | 171,089 | -102,008 | 0.01 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 290,000 | 150,000 | -140,000 | 0.06 | 0.03 | -0.03 | sell |
| AQR Arbitrage LLC | 535,136 | 383,272 | -151,864 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 328,272 | 167,421 | -160,851 | 0.09 | 0.04 | -0.05 | sell |
| Cable Car Capital, LP | 171,000 | 0 | -171,000 | 0.77 | 0.00 | -0.77 | sell |
| GLAZER CAPITAL, LLC | 237,300 | 0 | -237,300 | 0.08 | 0.00 | -0.08 | sell |
| D. E. Shaw & Co., Inc. | 296,749 | 0 | -296,749 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 307,818 | 0 | -307,818 | 0.24 | 0.00 | -0.24 | sell |
| BERKLEY W R CORP | 673,553 | 335,894 | -337,659 | 0.45 | 0.20 | -0.26 | sell |
| JPMORGAN CHASE & CO | 344,106 | 0 | -344,106 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 398,000 | 0 | -398,000 | 0.22 | 0.00 | -0.22 | sell |
| MIZUHO SECURITIES USA LLC | 691,543 | 0 | -691,543 | 0.15 | 0.00 | -0.15 | sell |