Stock Transactions — UPSTREAM BIO INC

Total Bought
4,360,699
60 transactions
Total Sold
8,133,148
29 transactions
Net
-3,772,449
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
STATE STREET CORP481,3751,114,581+633,2060.000.00+0.00buy
MARSHALL WACE, LLP290,526867,999+577,4730.000.02+0.01buy
Integral Health Asset Management, LLC0575,000+575,0000.000.79+0.79buy
BlackRock, Inc.2,096,5062,603,706+507,2000.000.00+0.00buy
VANGUARD GROUP INC2,170,8332,442,551+271,7180.000.00+0.00buy
GOLDMAN SACHS GROUP INC0223,214+223,2140.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC646,635817,109+170,4740.000.00+0.00buy
Ikarian Capital, LLC0161,113+161,1130.000.61+0.61buy
FMR LLC7,936,8808,086,413+149,5330.000.01+0.00buy
Parkman Healthcare Partners LLC715,504843,502+127,9980.911.74+0.83buy
SummitTX Capital, L.P.0112,404+112,4040.000.09+0.09buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC178,253284,828+106,5750.000.00+0.00buy
MORGAN STANLEY087,535+87,5350.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.073,131+73,1310.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC061,299+61,2990.000.03+0.03buy
BANK OF AMERICA CORP /DE/055,473+55,4730.000.00+0.00buy
Exome Asset Management LLC051,960+51,9600.000.65+0.65buy
AMERICAN CENTURY COMPANIES INC22,36271,540+49,1780.000.00+0.00buy
Woodline Partners LP558,252602,252+44,0000.030.05+0.02buy
MILLENNIUM MANAGEMENT LLC040,113+40,1130.000.00+0.00buy
UBS Group AG232,887272,271+39,3840.000.00+0.00buy
Rafferty Asset Management, LLC034,521+34,5210.000.00+0.00buy
CITIGROUP INC11,69542,037+30,3420.000.00+0.00buy
NOMURA HOLDINGS INC028,290+28,2900.000.00+0.00buy
NORTHERN TRUST CORP229,303254,719+25,4160.000.00+0.00buy
Caption Management, LLC018,196+18,1960.000.02+0.02buy
PRELUDE CAPITAL MANAGEMENT, LLC015,735+15,7350.000.02+0.02buy
Verition Fund Management LLC33,50547,001+13,4960.000.01+0.00buy
JPMORGAN CHASE & CO16,46929,947+13,4780.000.00+0.00buy
Bank of New York Mellon Corp79,76691,521+11,7550.000.00+0.00buy
Mariner, LLC010,933+10,9330.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP010,500+10,5000.000.00+0.00buy
Quantinno Capital Management LP10,61414,889+4,2750.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS3,0976,527+3,4300.000.00+0.00buy
DEUTSCHE BANK AG\23,40326,737+3,3340.000.00+0.00buy
Russell Investments Group, Ltd.1473,034+2,8870.000.00+0.00buy
WELLS FARGO & COMPANY/MN22,36425,160+2,7960.000.00+0.00buy
Virtus Investment Advisers, LLC8,1349,843+1,7090.030.05+0.02buy
Police & Firemen's Retirement System of New Jersey7,8339,447+1,6140.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND4,7006,300+1,6000.000.00+0.00buy
RHUMBLINE ADVISERS48,06649,406+1,3400.000.00+0.00buy
Sterling Capital Management LLC9412,264+1,3230.000.00+0.00buy
GROUP ONE TRADING LLC01,305+1,3050.000.00+0.00buy
Aster Capital Management (DIFC) Ltd01,141+1,1410.000.01+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/17,44818,501+1,0530.000.00+0.00buy
Invesco Ltd.16,30017,190+8900.000.00+0.00buy
Global Retirement Partners, LLC0332+3320.000.00+0.00buy
Creative Planning14,03014,266+2360.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC29,75229,954+2020.000.00+0.00buy
GAMMA Investing LLC693890+1970.000.00+0.00buy
Arax Advisory Partners0149+1490.000.00+0.00buy
J.Safra Asset Management Corp0128+1280.000.00+0.00buy
N.E.W. Advisory Services LLC060+600.000.00+0.00buy
CWM, LLC3,3123,341+290.000.00+0.00buy
Sunbelt Securities, Inc.019+190.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,1742,176+20.000.00+0.00buy
SIGNATUREFD, LLC4951+20.000.00+0.00buy
Allworth Financial LP6667+10.000.00+0.00buy
IFP Advisors, Inc12+10.000.00+0.00buy
EverSource Wealth Advisors, LLC309310+10.000.00+0.00buy
ORBIMED ADVISORS LLC5,693,5895,693,58901.572.57+1.00hold
GREAT POINT PARTNERS LLC300,000300,00002.142.36+0.21hold
Nantahala Capital Management, LLC594,971594,97100.460.69+0.23hold
MetLife Investment Management, LLC21,69121,69100.000.00+0.00hold
Parallel Advisors, LLC2200.000.00+0.00hold
Bain Capital Life Sciences Investors, LLC2,439,5382,439,53803.353.05-0.31hold
Enavate Sciences GP, LLC2,459,7032,459,703015.3014.13-1.17hold
Siren, L.L.C.788,450788,45000.450.58+0.13hold
Decheng Capital LLC3,285,2933,285,29309.1110.78+1.67hold
Clearstead Advisors, LLC16316300.000.00+0.00hold
AMALGAMATED BANK59459400.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC969600.000.00+0.00hold
Versant Capital Management, Inc558548-100.000.00+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC15,52615,503-230.000.00+0.00sell
True Wealth Design, LLC310-310.000.00-0.00sell
US BANCORP \DE\659531-1280.000.00+0.00sell
Caitong International Asset Management Co., Ltd2240-2240.000.00-0.00sell
Legal & General Group Plc3,1742,924-2500.000.00+0.00sell
Ameritas Investment Partners, Inc.3,5582,741-8170.000.00+0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE13,19012,092-1,0980.000.00+0.00sell
Tower Research Capital LLC (TRC)3,0511,868-1,1830.000.00+0.00sell
STRS OHIO1,8000-1,8000.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.19,08416,863-2,2210.000.00+0.00sell
ALPS ADVISORS INC28,97625,962-3,0140.000.00+0.00sell
Nuveen, LLC73,93669,882-4,0540.000.00+0.00sell
ALLIANCEBERNSTEIN L.P.24,56019,850-4,7100.000.00+0.00sell
INTECH INVESTMENT MANAGEMENT LLC21,29010,396-10,8940.000.00-0.00sell
BARCLAYS PLC96,99085,315-11,6750.000.00+0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP42,2630-42,2630.000.00-0.00sell
Alyeska Investment Group, L.P.85,0000-85,0000.000.00-0.00sell
WELLINGTON MANAGEMENT GROUP LLP1,225,2951,125,395-99,9000.000.00+0.00sell
Velan Capital Investment Management LP107,0000-107,0001.180.00-1.18sell
Schonfeld Strategic Advisors LLC365,790190,244-175,5460.030.02-0.01sell
Lynx1 Capital Management LP219,2470-219,2470.700.00-0.70sell
Samsara BioCapital, LLC1,443,231962,154-481,0773.242.36-0.88sell
Omega Fund Management, LLC2,036,2931,356,293-680,00014.4811.47-3.00sell
TCG Crossover Management, LLC2,801,7632,117,103-684,6603.511.96-1.55sell
NORGES BANK969,9160-969,9160.000.00-0.00sell
VR Adviser, LLC2,295,3191,169,298-1,126,0211.891.24-0.65sell
Deep Track Capital, LP1,442,7670-1,442,7670.510.00-0.51sell
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