| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 350,000 | +350,000 | 0.00 | 0.05 | +0.05 | buy |
| Verition Fund Management LLC | 406,170 | 659,776 | +253,606 | 0.02 | 0.07 | +0.04 | buy |
| BERKLEY W R CORP | 612,172 | 816,717 | +204,545 | 0.36 | 0.47 | +0.11 | buy |
| WHITEBOX ADVISORS LLC | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 250,000 | 407,342 | +157,342 | 0.04 | 0.10 | +0.06 | buy |
| JPMORGAN CHASE & CO | 0 | 115,412 | +115,412 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 115,412 | +115,412 | 0.00 | 0.08 | +0.08 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 18,480 | +18,480 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 16,598 | +16,598 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 12,909 | +12,909 | 0.00 | 0.01 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 267,954 | 272,891 | +4,937 | 0.01 | 0.00 | -0.00 | buy |
| Cannon Global Investment Management, LLC | 11,000 | 12,600 | +1,600 | 0.31 | 0.32 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 403,258 | 404,653 | +1,395 | 0.23 | 0.32 | +0.09 | buy |
| TORONTO DOMINION BANK | 150,000 | 150,100 | +100 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 385 | 385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 950,373 | 950,373 | 0 | 0.02 | 0.01 | -0.01 | hold |
| CSS LLC/IL | 328,620 | 328,620 | 0 | 0.19 | 0.19 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 358,009 | 358,009 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.26 | 0.29 | +0.03 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 499,000 | 499,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,296,800 | 1,296,800 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 125,000 | 125,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MMCAP International Inc. SPC | 480,000 | 480,000 | 0 | 0.50 | 0.44 | -0.06 | hold |
| MMCAP International Inc. SPC | 490,000 | 490,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 489,947 | 489,947 | 0 | 0.07 | 0.08 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,980,000 | 1,980,000 | 0 | 0.20 | 0.21 | +0.01 | hold |
| Magnetar Financial LLC | 990,000 | 990,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 251,261 | 251,261 | 0 | 0.02 | 0.02 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Verition Fund Management LLC | 130,818 | 130,818 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 14,427 | 14,427 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 389,150 | 389,150 | 0 | 0.79 | 0.10 | -0.69 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.98 | 0.87 | -2.11 | hold |
| Westchester Capital Management, LLC | 950,000 | 950,000 | 0 | 0.47 | 0.49 | +0.02 | hold |
| Westchester Capital Management, LLC | 124,999 | 124,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 875,000 | 875,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 800,000 | 800,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 490,000 | 490,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 980,000 | 980,000 | 0 | 1.24 | 0.96 | -0.28 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 175,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 263,600 | 263,600 | 0 | 0.54 | 0.49 | -0.05 | hold |
| Shaolin Capital Management LLC | 353,486 | 353,486 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 150,000 | 150,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 73,411 | 73,411 | 0 | 0.02 | 0.01 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 146,820 | 146,820 | 0 | 1.47 | 1.66 | +0.20 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| BARCLAYS PLC | 390 | 390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 716,018 | 716,018 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 499,900 | -100 | 0.10 | 0.13 | +0.02 | sell |
| GLAZER CAPITAL, LLC | 721,573 | 721,295 | -278 | 0.20 | 0.16 | -0.04 | sell |
| Bulldog Investors, LLP | 49,419 | 48,860 | -559 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 90,607 | 89,557 | -1,050 | 0.01 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 148,899 | 147,485 | -1,414 | 0.02 | 0.01 | -0.01 | sell |
| METEORA CAPITAL, LLC | 395,743 | 393,798 | -1,945 | 0.01 | 0.00 | -0.01 | sell |
| Wealthspring Capital LLC | 170,734 | 167,634 | -3,100 | 0.42 | 0.42 | +0.00 | sell |
| Yakira Capital Management, Inc. | 400,000 | 396,227 | -3,773 | 1.41 | 1.23 | -0.18 | sell |
| AQR Arbitrage LLC | 758,593 | 753,611 | -4,982 | 0.01 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 255,750 | 246,400 | -9,350 | 0.07 | 0.08 | +0.01 | sell |
| TORONTO DOMINION BANK | 200,000 | 180,000 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,509,683 | 1,487,994 | -21,689 | 0.33 | 0.26 | -0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 599,024 | 564,024 | -35,000 | 0.30 | 0.30 | +0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 350,000 | -50,000 | 0.02 | 0.02 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 344,662 | 234,868 | -109,794 | 0.05 | 0.04 | -0.01 | sell |
| METEORA CAPITAL, LLC | 1,597,699 | 1,401,110 | -196,589 | 1.40 | 1.10 | -0.30 | sell |
| Harraden Circle Investments, LLC | 361,752 | 0 | -361,752 | 0.02 | 0.00 | -0.02 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 425,000 | 0 | -425,000 | 0.01 | 0.00 | -0.01 | sell |