| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 407,342 | 1,081,007 | +673,665 | 0.10 | 0.19 | +0.09 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 115,412 | 628,029 | +512,617 | 0.08 | 0.23 | +0.15 | buy |
| GLAZER CAPITAL, LLC | 0 | 150,174 | +150,174 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 138,961 | +138,961 | 0.00 | 0.06 | +0.06 | buy |
| TORONTO DOMINION BANK | 180,000 | 300,000 | +120,000 | 0.00 | 0.01 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 52,957 | +52,957 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 150,100 | 196,506 | +46,406 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 753,611 | 789,030 | +35,419 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 816,717 | 847,934 | +31,217 | 0.47 | 0.45 | -0.02 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,250 | +15,250 | 0.00 | 0.07 | +0.07 | buy |
| Schonfeld Strategic Advisors LLC | 18,480 | 25,000 | +6,520 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 234,868 | 235,196 | +328 | 0.04 | 0.03 | -0.01 | buy |
| Cannon Global Investment Management, LLC | 12,600 | 12,800 | +200 | 0.32 | 0.41 | +0.09 | buy |
| GLAZER CAPITAL, LLC | 385 | 388 | +3 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 16,598 | 16,598 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 358,009 | 358,009 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 404,653 | 404,653 | 0 | 0.32 | 0.33 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 350,000 | 350,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 499,000 | 499,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,296,800 | 1,296,800 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 62,500 | 62,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 125,000 | 125,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MMCAP International Inc. SPC | 480,000 | 480,000 | 0 | 0.44 | 0.44 | -0.00 | hold |
| MMCAP International Inc. SPC | 490,000 | 490,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 499,900 | 499,900 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 489,947 | 489,947 | 0 | 0.08 | 0.07 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 990,000 | 990,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,980,000 | 1,980,000 | 0 | 0.21 | 0.19 | -0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 389,150 | 389,150 | 0 | 0.10 | 0.18 | +0.08 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.87 | 0.73 | -0.14 | hold |
| Westchester Capital Management, LLC | 950,000 | 950,000 | 0 | 0.49 | 0.51 | +0.02 | hold |
| Westchester Capital Management, LLC | 124,999 | 124,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 875,000 | 875,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 800,000 | 800,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 12,909 | 12,909 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 396,227 | 396,227 | 0 | 1.23 | 1.25 | +0.02 | hold |
| Yakira Capital Management, Inc. | 147,485 | 147,485 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 980,000 | 980,000 | 0 | 0.96 | 1.24 | +0.28 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 175,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 89,557 | 89,557 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 167,634 | 167,634 | 0 | 0.42 | 0.40 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 100,000 | 100,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 73,411 | 73,411 | 0 | 0.01 | 0.02 | +0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 146,820 | 146,820 | 0 | 1.66 | 1.51 | -0.15 | hold |
| BARCLAYS PLC | 390 | 390 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 716,018 | 716,018 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 251,261 | 251,061 | -200 | 0.02 | 0.01 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 564,024 | 563,656 | -368 | 0.30 | 0.29 | -0.01 | sell |
| Bulldog Investors, LLP | 48,860 | 47,884 | -976 | 0.00 | 0.00 | +0.00 | sell |
| Karpus Management, Inc. | 246,400 | 244,400 | -2,000 | 0.08 | 0.08 | -0.01 | sell |
| Verition Fund Management LLC | 659,776 | 656,395 | -3,381 | 0.07 | 0.05 | -0.02 | sell |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 190,478 | -9,522 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 721,295 | 711,515 | -9,780 | 0.16 | 0.19 | +0.03 | sell |
| Saba Capital Management, L.P. | 14,427 | 0 | -14,427 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 353,486 | 338,572 | -14,914 | 0.00 | 0.01 | +0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 0 | -15,250 | 0.07 | 0.00 | -0.07 | sell |
| PERISCOPE CAPITAL INC. | 263,600 | 247,300 | -16,300 | 0.49 | 0.42 | -0.07 | sell |
| ABC ARBITRAGE SA | 20,000 | 0 | -20,000 | 0.03 | 0.00 | -0.03 | sell |
| Hudson Bay Capital Management LP | 75,000 | 50,000 | -25,000 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 150,000 | 119,374 | -30,626 | 0.07 | 0.07 | +0.01 | sell |
| CSS LLC/IL | 950,373 | 907,771 | -42,602 | 0.01 | 0.01 | +0.01 | sell |
| Mint Tower Capital Management B.V. | 490,000 | 442,600 | -47,400 | 0.01 | 0.02 | +0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 350,000 | 285,451 | -64,549 | 0.02 | 0.01 | -0.00 | sell |
| CSS LLC/IL | 328,620 | 263,211 | -65,409 | 0.19 | 0.13 | -0.07 | sell |
| K2 PRINCIPAL FUND, L.P. | 272,891 | 196,262 | -76,629 | 0.00 | 0.01 | +0.00 | sell |
| JPMORGAN CHASE & CO | 115,412 | 0 | -115,412 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 130,818 | 0 | -130,818 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,487,994 | 1,345,494 | -142,500 | 0.26 | 0.21 | -0.05 | sell |
| METEORA CAPITAL, LLC | 393,798 | 96,600 | -297,198 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,401,110 | 249,300 | -1,151,810 | 1.10 | 0.22 | -0.88 | sell |