| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LINDEN ADVISORS LP | 998,000 | 1,296,800 | +298,800 | 0.06 | 0.09 | +0.03 | buy |
| METEORA CAPITAL, LLC | 35,300 | 287,737 | +252,437 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 90,874 | 201,486 | +110,612 | 0.07 | 0.13 | +0.06 | buy |
| METEORA CAPITAL, LLC | 1,277,276 | 1,373,967 | +96,691 | 2.49 | 1.52 | -0.96 | buy |
| MIZUHO SECURITIES USA LLC | 215,146 | 250,000 | +34,854 | 0.05 | 0.05 | +0.01 | buy |
| Shaolin Capital Management LLC | 323,431 | 343,858 | +20,427 | 0.01 | 0.01 | -0.00 | buy |
| Verition Fund Management LLC | 274,010 | 280,088 | +6,078 | 0.02 | 0.02 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,575,000 | 2,575,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 385 | 385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 695,456 | 695,456 | 0 | 0.26 | 0.24 | -0.02 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| CSS LLC/IL | 950,373 | 950,373 | 0 | 0.03 | 0.02 | -0.01 | hold |
| BERKLEY W R CORP | 612,172 | 612,172 | 0 | 0.40 | 0.41 | +0.02 | hold |
| AQR Arbitrage LLC | 1,116,602 | 1,116,602 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 350,000 | 350,000 | 0 | 0.10 | 0.07 | -0.03 | hold |
| WHITEBOX ADVISORS LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.28 | 0.26 | -0.02 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 499,000 | 499,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 125,000 | 125,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 480,000 | 480,000 | 0 | 0.60 | 0.58 | -0.02 | hold |
| MMCAP International Inc. SPC | 490,000 | 490,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 489,947 | 489,947 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Magnetar Financial LLC | 1,980,000 | 1,980,000 | 0 | 0.10 | 0.13 | +0.03 | hold |
| Magnetar Financial LLC | 990,000 | 990,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 267,954 | 267,954 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 14,427 | 14,427 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 389,150 | 389,150 | 0 | 0.22 | 0.77 | +0.55 | hold |
| Westchester Capital Management, LLC | 950,000 | 950,000 | 0 | 0.58 | 0.51 | -0.06 | hold |
| Westchester Capital Management, LLC | 124,999 | 124,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 425,000 | 425,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 875,000 | 875,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 800,000 | 800,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Tuttle Capital Management, LLC | 10,000 | 10,000 | 0 | 0.43 | 0.40 | -0.04 | hold |
| Yakira Capital Management, Inc. | 400,000 | 400,000 | 0 | 1.54 | 1.56 | +0.02 | hold |
| Yakira Capital Management, Inc. | 148,899 | 148,899 | 0 | 0.03 | 0.02 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.06 | 0.11 | +0.05 | hold |
| Mint Tower Capital Management B.V. | 490,000 | 490,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 980,000 | 980,000 | 0 | 1.54 | 1.28 | -0.25 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 175,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 325,000 | 325,000 | 0 | 1.28 | 0.83 | -0.45 | hold |
| Harraden Circle Investments, LLC | 361,752 | 361,752 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BARCLAYS PLC | 390 | 390 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 716,032 | 716,018 | -14 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 91,092 | 90,872 | -220 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 141,934 | 141,534 | -400 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 201,704 | 201,264 | -440 | 0.56 | 0.50 | -0.05 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 600,000 | 599,487 | -513 | 0.35 | 0.36 | +0.01 | sell |
| Hudson Bay Capital Management LP | 299,999 | 299,366 | -633 | 0.02 | 0.02 | -0.00 | sell |
| Karpus Management, Inc. | 256,900 | 255,750 | -1,150 | 0.09 | 0.08 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 74,652 | 73,411 | -1,241 | 0.03 | 0.03 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 149,304 | 146,820 | -2,484 | 1.54 | 1.58 | +0.04 | sell |
| AQR Arbitrage LLC | 1,514,683 | 1,509,683 | -5,000 | 0.37 | 0.40 | +0.03 | sell |
| Bulldog Investors, LLP | 115,538 | 109,630 | -5,908 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 210,957 | 204,857 | -6,100 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 309,534 | 293,863 | -15,671 | 0.82 | 0.71 | -0.10 | sell |
| Hudson Bay Capital Management LP | 100,000 | 75,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 150,000 | 120,000 | -30,000 | 0.07 | 0.06 | -0.01 | sell |
| TORONTO DOMINION BANK | 187,419 | 150,000 | -37,419 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 41,969 | 0 | -41,969 | 0.02 | 0.00 | -0.02 | sell |
| CSS LLC/IL | 378,620 | 328,620 | -50,000 | 0.25 | 0.20 | -0.04 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 473,055 | 365,197 | -107,858 | 0.08 | 0.06 | -0.03 | sell |
| Kepos Capital LP | 278,300 | 50,000 | -228,300 | 3.89 | 2.78 | -1.11 | sell |