| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 358,009 | +358,009 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 1,373,967 | 1,597,699 | +223,732 | 1.52 | 1.40 | -0.12 | buy |
| Radcliffe Capital Management, L.P. | 201,486 | 403,258 | +201,772 | 0.13 | 0.23 | +0.10 | buy |
| Verition Fund Management LLC | 280,088 | 406,170 | +126,082 | 0.02 | 0.02 | +0.01 | buy |
| METEORA CAPITAL, LLC | 287,737 | 395,743 | +108,006 | 0.01 | 0.01 | -0.00 | buy |
| Shaolin Capital Management LLC | 120,000 | 150,000 | +30,000 | 0.06 | 0.06 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 695,456 | 721,573 | +26,117 | 0.24 | 0.20 | -0.05 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| Cannon Global Investment Management, LLC | 0 | 11,000 | +11,000 | 0.00 | 0.31 | +0.31 | buy |
| Shaolin Capital Management LLC | 343,858 | 353,486 | +9,628 | 0.01 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Karpus Management, Inc. | 255,750 | 255,750 | 0 | 0.08 | 0.07 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 385 | 385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 950,373 | 950,373 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 328,620 | 328,620 | 0 | 0.20 | 0.19 | -0.01 | hold |
| BERKLEY W R CORP | 612,172 | 612,172 | 0 | 0.41 | 0.36 | -0.05 | hold |
| AQR Arbitrage LLC | 1,509,683 | 1,509,683 | 0 | 0.40 | 0.33 | -0.07 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.26 | 0.26 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 499,000 | 499,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,296,800 | 1,296,800 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 125,000 | 125,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| MMCAP International Inc. SPC | 480,000 | 480,000 | 0 | 0.58 | 0.50 | -0.08 | hold |
| MMCAP International Inc. SPC | 490,000 | 490,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.11 | 0.10 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 489,947 | 489,947 | 0 | 0.07 | 0.07 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 990,000 | 990,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,980,000 | 1,980,000 | 0 | 0.13 | 0.20 | +0.08 | hold |
| Hudson Bay Capital Management LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 267,954 | 267,954 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 14,427 | 14,427 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 389,150 | 389,150 | 0 | 0.77 | 0.79 | +0.02 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.78 | 2.98 | +0.20 | hold |
| Westchester Capital Management, LLC | 950,000 | 950,000 | 0 | 0.51 | 0.47 | -0.04 | hold |
| Westchester Capital Management, LLC | 124,999 | 124,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 425,000 | 425,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 875,000 | 875,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 800,000 | 800,000 | 0 | 0.11 | 0.09 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Yakira Capital Management, Inc. | 400,000 | 400,000 | 0 | 1.56 | 1.41 | -0.14 | hold |
| Yakira Capital Management, Inc. | 148,899 | 148,899 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.11 | 0.07 | -0.05 | hold |
| Mint Tower Capital Management B.V. | 980,000 | 980,000 | 0 | 1.28 | 1.24 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 490,000 | 490,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 175,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 361,752 | 361,752 | 0 | 0.03 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 73,411 | 73,411 | 0 | 0.03 | 0.02 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 146,820 | 146,820 | 0 | 1.58 | 1.47 | -0.11 | hold |
| BARCLAYS PLC | 390 | 390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 250,000 | 250,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| GOLDMAN SACHS GROUP INC | 716,018 | 716,018 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 90,872 | 90,607 | -265 | 0.01 | 0.01 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 599,487 | 599,024 | -463 | 0.36 | 0.30 | -0.06 | sell |
| TORONTO DOMINION BANK | 204,857 | 200,000 | -4,857 | 0.00 | 0.00 | -0.00 | sell |
| Tuttle Capital Management, LLC | 10,000 | 0 | -10,000 | 0.40 | 0.00 | -0.40 | sell |
| Verition Fund Management LLC | 141,534 | 130,818 | -10,716 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 365,197 | 344,662 | -20,535 | 0.06 | 0.05 | -0.00 | sell |
| Wealthspring Capital LLC | 201,264 | 170,734 | -30,530 | 0.50 | 0.42 | -0.08 | sell |
| Hudson Bay Capital Management LP | 299,366 | 251,261 | -48,105 | 0.02 | 0.02 | -0.00 | sell |
| Bulldog Investors, LLP | 109,630 | 49,419 | -60,211 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 325,000 | 263,600 | -61,400 | 0.83 | 0.54 | -0.29 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 400,000 | -100,000 | 0.03 | 0.02 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 175,000 | 0 | -175,000 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 293,863 | 0 | -293,863 | 0.71 | 0.00 | -0.71 | sell |
| WHITEBOX ADVISORS LLC | 350,000 | 0 | -350,000 | 0.07 | 0.00 | -0.07 | sell |
| AQR Arbitrage LLC | 1,116,602 | 758,593 | -358,009 | 0.01 | 0.01 | -0.01 | sell |
| CANTOR FITZGERALD, L. P. | 2,575,000 | 0 | -2,575,000 | 0.02 | 0.00 | -0.02 | sell |