| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 540,845 | +540,845 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 223,900 | +223,900 | 0.00 | 0.10 | +0.10 | buy |
| WHITEBOX ADVISORS LLC | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 0 | 26,661 | +26,661 | 0.00 | 0.06 | +0.06 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 9,203 | +9,203 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 150,000 | 0 | 0.61 | 0.46 | -0.14 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 114,486 | 114,486 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 470 | 470 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 275,000 | 275,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 450,000 | 0 | 0.23 | 0.25 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 106,703 | 106,703 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 184,200 | 184,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,010,547 | 1,010,547 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Decagon Asset Management LLP | 102,635 | 102,635 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Quarry LP | 14,500 | 14,500 | 0 | 0.03 | 0.03 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 540,845 | 540,845 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 470 | 0 | -470 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 357,901 | 349,590 | -8,311 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 8,643 | 0 | -8,643 | 0.03 | 0.00 | -0.03 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 0 | -12,250 | 0.05 | 0.00 | -0.05 | sell |
| BERKLEY W R CORP | 16,197 | 0 | -16,197 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 25,301 | 0 | -25,301 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 26,207 | 0 | -26,207 | 0.08 | 0.00 | -0.08 | sell |
| Radcliffe Capital Management, L.P. | 26,875 | 0 | -26,875 | 0.02 | 0.00 | -0.02 | sell |
| Dakota Wealth Management | 28,500 | 0 | -28,500 | 0.01 | 0.00 | -0.01 | sell |
| Bulldog Investors, LLP | 195,000 | 145,000 | -50,000 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 422,053 | 371,100 | -50,953 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 114,486 | 63,394 | -51,092 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 60,281 | 0 | -60,281 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,092 | 56,374 | -63,718 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 66,577 | 0 | -66,577 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 75,000 | 0 | -75,000 | 0.01 | 0.00 | -0.01 | sell |
| First Trust Capital Management L.P. | 75,000 | 0 | -75,000 | 0.05 | 0.00 | -0.05 | sell |
| D. E. Shaw & Co., Inc. | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 349,901 | 184,373 | -165,528 | 0.08 | 0.03 | -0.05 | sell |
| MIZUHO SECURITIES USA LLC | 704,675 | 475,900 | -228,775 | 0.12 | 0.12 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 240,182 | 7,182 | -233,000 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 763,302 | 497,282 | -266,020 | 0.45 | 0.29 | -0.16 | sell |
| Karpus Management, Inc. | 284,189 | 0 | -284,189 | 0.08 | 0.00 | -0.08 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 565,585 | 275,700 | -289,885 | 0.09 | 0.05 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 306,703 | 0 | -306,703 | 0.08 | 0.00 | -0.08 | sell |
| Westchester Capital Management, LLC | 325,000 | 0 | -325,000 | 0.16 | 0.00 | -0.16 | sell |