| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 114,486 | +114,486 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 13,000 | +13,000 | 0.00 | 0.00 | +0.00 | buy |
| Warberg Asset Management LLC | 17,226 | 26,207 | +8,981 | 0.05 | 0.08 | +0.03 | buy |
| Crossingbridge Advisors, LLC | 0 | 8,643 | +8,643 | 0.00 | 0.03 | +0.03 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 540,013 | 540,845 | +832 | 0.00 | 0.01 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 704,601 | 704,675 | +74 | 0.15 | 0.12 | -0.03 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 150,000 | 0 | 0.50 | 0.61 | +0.11 | hold |
| BERKLEY W R CORP | 763,302 | 763,302 | 0 | 0.52 | 0.45 | -0.06 | hold |
| BERKLEY W R CORP | 16,197 | 16,197 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 349,901 | 349,901 | 0 | 0.09 | 0.08 | -0.01 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 470 | 470 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 470 | 470 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 275,000 | 275,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 450,000 | 0 | 0.27 | 0.23 | -0.04 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 195,000 | 195,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 325,000 | 325,000 | 0 | 0.18 | 0.16 | -0.01 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 306,703 | 306,703 | 0 | 0.08 | 0.08 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 106,703 | 106,703 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.09 | 0.05 | -0.04 | hold |
| First Trust Capital Management L.P. | 75,000 | 75,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Dakota Wealth Management | 28,500 | 28,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 184,200 | 184,200 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,010,547 | 1,010,547 | 0 | 0.04 | 0.04 | +0.01 | hold |
| Decagon Asset Management LLP | 102,635 | 102,635 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quarry LP | 14,500 | 14,500 | 0 | 0.04 | 0.03 | -0.01 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 60,281 | 60,281 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 114,486 | 114,486 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 422,053 | 422,053 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 26,904 | 26,875 | -29 | 0.02 | 0.02 | -0.00 | sell |
| Karpus Management, Inc. | 285,541 | 284,189 | -1,352 | 0.09 | 0.08 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 122,555 | 120,092 | -2,463 | 0.01 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 568,452 | 565,585 | -2,867 | 0.09 | 0.09 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 243,076 | 240,182 | -2,894 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 50,346 | 25,301 | -25,045 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 59,246 | 20,000 | -39,246 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 59,550 | 0 | -59,550 | 0.15 | 0.00 | -0.15 | sell |
| Shaolin Capital Management LLC | 159,600 | 100,000 | -59,600 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 150,000 | 66,577 | -83,423 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 472,387 | 357,901 | -114,486 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.02 | 0.00 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |