| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 1,007,600 | +1,007,600 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 399,000 | +399,000 | 0.00 | 0.06 | +0.06 | buy |
| WHITEBOX ADVISORS LLC | 0 | 399,000 | +399,000 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.42 | +0.42 | buy |
| BERKLEY W R CORP | 736,229 | 878,975 | +142,746 | 0.43 | 0.50 | +0.07 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 30,388 | +30,388 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 791,298 | 791,386 | +88 | 0.13 | 0.20 | +0.06 | buy |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.16 | 0.12 | -0.04 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 197,296 | 197,296 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 75,151 | 75,151 | 0 | 0.04 | 0.06 | +0.02 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,513 | 299,513 | 0 | 0.15 | 0.16 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 365,000 | 365,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 105,890 | 105,890 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 14,466 | 14,466 | 0 | 0.06 | 0.07 | +0.01 | hold |
| First Trust Capital Management L.P. | 828,750 | 828,750 | 0 | 0.52 | 0.46 | -0.06 | hold |
| Crossingbridge Advisors, LLC | 115,000 | 115,000 | 0 | 0.03 | 0.22 | +0.19 | hold |
| Harraden Circle Investments, LLC | 2,310,728 | 2,310,728 | 0 | 0.08 | 0.06 | -0.02 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 197,541 | 197,541 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 264,627 | 264,627 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 98,665 | 98,664 | -1 | 0.31 | 0.30 | -0.01 | sell |
| METEORA CAPITAL, LLC | 115,076 | 115,067 | -9 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 50,242 | 49,824 | -418 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 200,000 | 199,500 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Karpus Management, Inc. | 1,423,967 | 1,418,110 | -5,857 | 0.40 | 0.47 | +0.07 | sell |
| AQR Arbitrage LLC | 540,703 | 525,740 | -14,963 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 17,643 | 0 | -17,643 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 525,203 | 495,352 | -29,851 | 0.12 | 0.09 | -0.03 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 276,607 | 239,000 | -37,607 | 0.07 | 0.06 | -0.02 | sell |
| MANGROVE PARTNERS IM, LLC | 45,888 | 0 | -45,888 | 0.04 | 0.00 | -0.04 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 306,275 | 235,133 | -71,142 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 744,425 | 667,711 | -76,714 | 0.11 | 0.11 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 99,900 | 0 | -99,900 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 191,752 | 91,752 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,178,372 | 1,007,600 | -170,772 | 0.01 | 0.01 | -0.00 | sell |