| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 199,607 | +199,607 | 0.00 | 0.07 | +0.07 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 110,113 | +110,113 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 200,000 | 222,500 | +22,500 | 0.10 | 0.12 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 14,466 | 29,716 | +15,250 | 0.07 | 0.14 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 667,711 | 671,375 | +3,664 | 0.11 | 0.09 | -0.02 | buy |
| AQR Arbitrage LLC | 495,352 | 498,029 | +2,677 | 0.09 | 0.08 | -0.01 | buy |
| AQR Arbitrage LLC | 525,740 | 528,417 | +2,677 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 878,975 | 878,975 | 0 | 0.50 | 0.47 | -0.03 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 30,388 | 30,388 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 197,296 | 197,296 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 75,151 | 75,151 | 0 | 0.06 | 0.06 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 399,000 | 399,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 399,000 | 399,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 91,752 | 91,752 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 365,000 | 365,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 239,000 | 239,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 105,890 | 105,890 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 828,750 | 828,750 | 0 | 0.46 | 0.52 | +0.06 | hold |
| Crossingbridge Advisors, LLC | 115,000 | 115,000 | 0 | 0.22 | 0.22 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 100,000 | 100,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| METEORA CAPITAL, LLC | 115,067 | 115,067 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 200,000 | 200,000 | 0 | 0.42 | 0.28 | -0.15 | hold |
| Harraden Circle Investments, LLC | 2,310,728 | 2,310,728 | 0 | 0.06 | 0.02 | -0.04 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 197,541 | 197,541 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,007,600 | 1,007,600 | 0 | 0.01 | 0.00 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,513 | 299,329 | -184 | 0.16 | 0.16 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 33,980 | -6,020 | 0.12 | 0.08 | -0.03 | sell |
| TORONTO DOMINION BANK | 264,627 | 258,000 | -6,627 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,418,110 | 1,410,653 | -7,457 | 0.47 | 0.44 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 235,133 | 225,815 | -9,318 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 791,386 | 768,886 | -22,500 | 0.20 | 0.13 | -0.06 | sell |
| TORONTO DOMINION BANK | 199,500 | 150,000 | -49,500 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 49,824 | 0 | -49,824 | 0.01 | 0.00 | -0.01 | sell |
| Warberg Asset Management LLC | 98,664 | 0 | -98,664 | 0.30 | 0.00 | -0.30 | sell |
| Hudson Bay Capital Management LP | 325,000 | 226,000 | -99,000 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 325,000 | 199,595 | -125,405 | 0.02 | 0.01 | -0.01 | sell |
| JPMORGAN CHASE & CO | 1,007,600 | 0 | -1,007,600 | 0.00 | 0.00 | -0.00 | sell |