| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 197,296 | +197,296 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 47,714 | 50,242 | +2,528 | 0.02 | 0.01 | -0.00 | buy |
| BERKLEY W R CORP | 735,326 | 736,229 | +903 | 0.49 | 0.43 | -0.06 | buy |
| Radcliffe Capital Management, L.P. | 75,051 | 75,151 | +100 | 0.05 | 0.04 | -0.01 | buy |
| GOLDMAN SACHS GROUP INC | 197,511 | 197,541 | +30 | 0.00 | 0.00 | -0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.13 | 0.16 | +0.03 | hold |
| AQR Arbitrage LLC | 525,203 | 525,203 | 0 | 0.14 | 0.12 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 191,752 | 191,752 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 45,888 | 45,888 | 0 | 0.04 | 0.04 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 365,000 | 365,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 276,607 | 276,607 | 0 | 0.07 | 0.07 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 105,890 | 105,890 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 98,665 | 98,665 | 0 | 0.29 | 0.31 | +0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 14,466 | 14,466 | 0 | 0.11 | 0.06 | -0.04 | hold |
| First Trust Capital Management L.P. | 828,750 | 828,750 | 0 | 0.55 | 0.52 | -0.03 | hold |
| Crossingbridge Advisors, LLC | 115,000 | 115,000 | 0 | 0.06 | 0.03 | -0.03 | hold |
| Harraden Circle Investments, LLC | 2,310,728 | 2,310,728 | 0 | 0.10 | 0.08 | -0.02 | hold |
| MIZUHO SECURITIES USA LLC | 791,298 | 791,298 | 0 | 0.16 | 0.13 | -0.03 | hold |
| MIZUHO SECURITIES USA LLC | 99,900 | 99,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,744 | 299,513 | -231 | 0.18 | 0.15 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 308,415 | 306,275 | -2,140 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 32,149 | 17,643 | -14,506 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 759,988 | 744,425 | -15,563 | 0.11 | 0.11 | -0.00 | sell |
| Karpus Management, Inc. | 1,443,029 | 1,423,967 | -19,062 | 0.47 | 0.40 | -0.08 | sell |
| TORONTO DOMINION BANK | 288,127 | 264,627 | -23,500 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 141,858 | 115,076 | -26,782 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 737,999 | 540,703 | -197,296 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,413,276 | 1,178,372 | -234,904 | 0.02 | 0.01 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 399,000 | 0 | -399,000 | 0.08 | 0.00 | -0.08 | sell |
| WHITEBOX ADVISORS LLC | 399,000 | 0 | -399,000 | 0.00 | 0.00 | -0.00 | sell |