| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SONA ASSET MANAGEMENT (US) LLC | 0 | 362,528 | +362,528 | 0.00 | 0.14 | +0.14 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 15,590 | +15,590 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 22,966 | 35,973 | +13,007 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 576,739 | 583,541 | +6,802 | 0.00 | 0.01 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 596,598 | 602,260 | +5,662 | 0.10 | 0.14 | +0.05 | buy |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 212,182 | 212,182 | 0 | 0.82 | 0.61 | -0.21 | hold |
| CSS LLC/IL | 34,142 | 34,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 209,151 | 209,151 | 0 | 0.12 | 0.12 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 112,324 | 112,324 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 235,624 | 235,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 239,738 | 239,738 | 0 | 0.13 | 0.18 | +0.05 | hold |
| Radcliffe Capital Management, L.P. | 289,416 | 289,416 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 73,866 | 73,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 149,062 | 149,062 | 0 | 0.07 | 0.08 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 149,948 | 149,948 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 80,000 | 80,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Verition Fund Management LLC | 80,000 | 80,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 62,780 | 62,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 44,000 | 44,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.23 | 0.23 | +0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 60,000 | 60,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 100,893 | 100,893 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Warberg Asset Management LLC | 34,742 | 34,742 | 0 | 0.11 | 0.10 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,305 | 20,305 | 0 | 0.09 | 0.09 | +0.01 | hold |
| First Trust Capital Management L.P. | 514,174 | 514,174 | 0 | 0.32 | 0.28 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 100,000 | 0 | 0.20 | 0.18 | -0.02 | hold |
| Shaolin Capital Management LLC | 502,554 | 502,554 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 397,637 | 397,637 | 0 | 0.15 | 0.17 | +0.02 | hold |
| Wellspring Financial Advisors, LLC | 11,250 | 11,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 172,103 | 172,103 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Quarry LP | 80,000 | 80,000 | 0 | 0.13 | 0.17 | +0.03 | hold |
| Quarry LP | 80,000 | 80,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 89,358 | 89,358 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 49,801 | 49,801 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 123,854 | 123,854 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 209,151 | 209,144 | -7 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 76,100 | 76,054 | -46 | 0.00 | 0.00 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 207,810 | 207,510 | -300 | 0.01 | 0.01 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 346,070 | 345,755 | -315 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 137,980 | 137,380 | -600 | 0.04 | 0.04 | +0.01 | sell |
| Parallax Volatility Advisers, L.P. | 83,173 | 82,273 | -900 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 49,967 | 43,856 | -6,111 | 0.02 | 0.02 | +0.00 | sell |
| AQR Arbitrage LLC | 372,676 | 363,114 | -9,562 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 444,880 | 433,932 | -10,948 | 0.12 | 0.09 | -0.02 | sell |
| CSS LLC/IL | 273,137 | 260,924 | -12,213 | 0.16 | 0.15 | -0.01 | sell |
| AQR Arbitrage LLC | 366,676 | 351,237 | -15,439 | 0.08 | 0.06 | -0.02 | sell |
| MIZUHO SECURITIES USA LLC | 99,900 | 69,300 | -30,600 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 421,544 | 349,792 | -71,752 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 405,194 | 300,435 | -104,759 | 0.06 | 0.05 | -0.01 | sell |
| MANGROVE PARTNERS IM, LLC | 491,641 | 239,875 | -251,766 | 0.41 | 0.20 | -0.21 | sell |