| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 279,439 | +279,439 | 0.00 | 0.10 | +0.10 | buy |
| Decagon Asset Management LLP | 172,103 | 289,253 | +117,150 | 0.01 | 0.01 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 60,000 | +60,000 | 0.00 | 0.03 | +0.03 | buy |
| Westchester Capital Management, LLC | 0 | 60,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 123,854 | 168,288 | +44,434 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 602,260 | 642,381 | +40,121 | 0.14 | 0.11 | -0.04 | buy |
| Polar Asset Management Partners Inc. | 175,000 | 200,000 | +25,000 | 0.00 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 137,380 | 142,060 | +4,680 | 0.04 | 0.04 | -0.00 | buy |
| AQR Arbitrage LLC | 363,114 | 366,338 | +3,224 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 583,541 | 584,599 | +1,058 | 0.01 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 260,924 | 261,037 | +113 | 0.15 | 0.12 | -0.03 | buy |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 212,182 | 212,182 | 0 | 0.61 | 0.51 | -0.10 | hold |
| CSS LLC/IL | 34,142 | 34,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 209,151 | 209,151 | 0 | 0.12 | 0.11 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 35,973 | 35,973 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 112,324 | 112,324 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 351,237 | 351,237 | 0 | 0.06 | 0.05 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 235,624 | 235,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 239,738 | 239,738 | 0 | 0.18 | 0.19 | +0.01 | hold |
| Radcliffe Capital Management, L.P. | 289,416 | 289,416 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 73,866 | 73,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 149,062 | 149,062 | 0 | 0.08 | 0.07 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 149,948 | 149,948 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 80,000 | 80,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 62,780 | 62,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 44,000 | 44,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 82,273 | 82,273 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 100,893 | 100,893 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 239,875 | 239,875 | 0 | 0.20 | 0.16 | -0.04 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,305 | 20,305 | 0 | 0.09 | 0.09 | +0.00 | hold |
| First Trust Capital Management L.P. | 514,174 | 514,174 | 0 | 0.28 | 0.31 | +0.03 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 100,000 | 0 | 0.18 | 0.17 | -0.01 | hold |
| Wellspring Financial Advisors, LLC | 11,250 | 11,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 362,528 | 362,528 | 0 | 0.14 | 0.14 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 80,000 | 80,000 | 0 | 0.17 | 0.13 | -0.03 | hold |
| Quarry LP | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 69,300 | 69,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 89,358 | 89,358 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 349,792 | 349,692 | -100 | 0.00 | 0.00 | +0.00 | sell |
| Warberg Asset Management LLC | 34,742 | 34,442 | -300 | 0.10 | 0.11 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 207,510 | 206,410 | -1,100 | 0.01 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 300,435 | 298,183 | -2,252 | 0.05 | 0.04 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 76,054 | 67,632 | -8,422 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 433,932 | 425,065 | -8,867 | 0.09 | 0.11 | +0.01 | sell |
| Virtu Financial LLC | 15,590 | 0 | -15,590 | 0.01 | 0.00 | -0.01 | sell |
| BERKLEY W R CORP | 209,144 | 192,834 | -16,310 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 49,801 | 29,801 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 43,856 | 0 | -43,856 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 397,637 | 344,161 | -53,476 | 0.17 | 0.20 | +0.03 | sell |
| Westchester Capital Management, LLC | 60,000 | 0 | -60,000 | 0.03 | 0.00 | -0.03 | sell |
| Verition Fund Management LLC | 80,000 | 0 | -80,000 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 100,000 | 0 | -100,000 | 0.23 | 0.00 | -0.23 | sell |
| Bulldog Investors, LLP | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 345,755 | 244,755 | -101,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 502,554 | 353,719 | -148,835 | 0.00 | 0.00 | -0.00 | sell |