| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AQR Arbitrage LLC | 0 | 485,000 | +485,000 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 100,893 | 491,641 | +390,748 | 0.11 | 0.37 | +0.26 | buy |
| AQR Arbitrage LLC | 0 | 366,676 | +366,676 | 0.00 | 0.09 | +0.09 | buy |
| CSS LLC/IL | 0 | 273,137 | +273,137 | 0.00 | 0.16 | +0.16 | buy |
| Radcliffe Capital Management, L.P. | 0 | 239,738 | +239,738 | 0.00 | 0.15 | +0.15 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 212,182 | +212,182 | 0.00 | 0.68 | +0.68 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 211,481 | +211,481 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 111,562 | +111,562 | 0.00 | 0.06 | +0.06 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 111,562 | +111,562 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 12,475 | 119,680 | +107,205 | 0.00 | 0.04 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 106,053 | +106,053 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 103,353 | +103,353 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 260,003 | 360,021 | +100,018 | 0.11 | 0.17 | +0.06 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Bulldog Investors, LLP | 0 | 100,000 | +100,000 | 0.00 | 0.23 | +0.23 | buy |
| Bulldog Investors, LLP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 89,358 | +89,358 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 80,000 | +80,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 80,000 | +80,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 36,177 | +36,177 | 0.00 | 0.02 | +0.02 | buy |
| Warberg Asset Management LLC | 0 | 34,742 | +34,742 | 0.00 | 0.10 | +0.10 | buy |
| CSS LLC/IL | 0 | 34,142 | +34,142 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 425,000 | 450,000 | +25,000 | 0.15 | 0.15 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 22,966 | +22,966 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 20,305 | +20,305 | 0.00 | 0.15 | +0.15 | buy |
| Decagon Asset Management LLP | 160,000 | 172,103 | +12,103 | 0.01 | 0.01 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 0 | 11,250 | +11,250 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 39,122 | 49,801 | +10,679 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 354,416 | 361,125 | +6,709 | 0.06 | 0.05 | -0.01 | buy |
| MIZUHO SECURITIES USA LLC | 595,497 | 596,598 | +1,101 | 0.13 | 0.12 | -0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 544,374 | 544,975 | +601 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 209,151 | 209,151 | 0 | 0.13 | 0.14 | +0.01 | hold |
| BERKLEY W R CORP | 209,151 | 209,151 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 235,624 | 235,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 346,070 | 346,070 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 73,866 | 73,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 62,780 | 62,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 60,000 | 60,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 100,893 | 100,893 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 496,935 | 496,935 | 0 | 0.34 | 0.32 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 100,000 | 0 | 0.38 | 0.25 | -0.13 | hold |
| Shaolin Capital Management LLC | 502,354 | 502,354 | 0 | 0.00 | 0.00 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 80,000 | 80,000 | 0 | 0.19 | 0.21 | +0.02 | hold |
| Parallax Volatility Advisers, L.P. | 50,000 | 49,967 | -33 | 0.02 | 0.02 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 100,000 | 99,900 | -100 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 425,000 | 422,826 | -2,174 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 136,057 | 123,854 | -12,203 | 0.00 | 0.00 | +0.00 | sell |
| Warberg Asset Management LLC | 34,742 | 0 | -34,742 | 0.09 | 0.00 | -0.09 | sell |
| K2 PRINCIPAL FUND, L.P. | 62,780 | 0 | -62,780 | 0.12 | 0.00 | -0.12 | sell |
| Virtu Financial LLC | 69,659 | 0 | -69,659 | 0.04 | 0.00 | -0.04 | sell |
| Verition Fund Management LLC | 80,000 | 0 | -80,000 | 0.00 | 0.00 | -0.00 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Bulldog Investors, LLP | 100,000 | 0 | -100,000 | 0.26 | 0.00 | -0.26 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 150,000 | 38,386 | -111,614 | 0.08 | 0.02 | -0.06 | sell |
| Schonfeld Strategic Advisors LLC | 122,007 | 0 | -122,007 | 0.01 | 0.00 | -0.01 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 150,000 | 0 | -150,000 | 0.08 | 0.00 | -0.08 | sell |
| Decagon Asset Management LLP | 159,259 | 0 | -159,259 | 1.24 | 0.00 | -1.24 | sell |
| CANTOR FITZGERALD, L. P. | 210,624 | 0 | -210,624 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 212,182 | 0 | -212,182 | 0.68 | 0.00 | -0.68 | sell |
| CSS LLC/IL | 273,138 | 0 | -273,138 | 0.18 | 0.00 | -0.18 | sell |
| Radcliffe Capital Management, L.P. | 289,416 | 0 | -289,416 | 0.22 | 0.00 | -0.22 | sell |
| AQR Arbitrage LLC | 485,000 | 0 | -485,000 | 0.12 | 0.00 | -0.12 | sell |