| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Radcliffe Capital Management, L.P. | 36,177 | 289,416 | +253,239 | 0.02 | 0.00 | -0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 112,324 | +112,324 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 83,173 | +83,173 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 80,000 | +80,000 | 0.00 | 0.13 | +0.13 | buy |
| Quarry LP | 0 | 80,000 | +80,000 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 49,967 | +49,967 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 361,125 | 405,194 | +44,069 | 0.05 | 0.06 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 44,000 | +44,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 111,562 | 149,948 | +38,386 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 360,021 | 397,637 | +37,616 | 0.17 | 0.15 | -0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 111,562 | 149,062 | +37,500 | 0.06 | 0.07 | +0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 544,975 | 576,739 | +31,764 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| Karpus Management, Inc. | 119,680 | 137,980 | +18,300 | 0.04 | 0.04 | -0.00 | buy |
| First Trust Capital Management L.P. | 496,935 | 514,174 | +17,239 | 0.32 | 0.32 | -0.01 | buy |
| Shaolin Capital Management LLC | 502,354 | 502,554 | +200 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.08 | 0.07 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 212,182 | 212,182 | 0 | 0.68 | 0.82 | +0.14 | hold |
| CSS LLC/IL | 34,142 | 34,142 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 273,137 | 273,137 | 0 | 0.16 | 0.16 | -0.01 | hold |
| BERKLEY W R CORP | 209,151 | 209,151 | 0 | 0.14 | 0.12 | -0.02 | hold |
| BERKLEY W R CORP | 209,151 | 209,151 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 22,966 | 22,966 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 366,676 | 366,676 | 0 | 0.09 | 0.08 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 235,624 | 235,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 239,738 | 239,738 | 0 | 0.15 | 0.13 | -0.02 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 346,070 | 346,070 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 73,866 | 73,866 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 75,000 | 75,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 80,000 | 80,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 62,780 | 62,780 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.23 | 0.23 | -0.01 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 60,000 | 60,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 100,893 | 100,893 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 491,641 | 491,641 | 0 | 0.37 | 0.41 | +0.04 | hold |
| LMR Partners LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Warberg Asset Management LLC | 34,742 | 34,742 | 0 | 0.10 | 0.11 | +0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,305 | 20,305 | 0 | 0.15 | 0.09 | -0.06 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 100,000 | 0 | 0.25 | 0.20 | -0.05 | hold |
| Wellspring Financial Advisors, LLC | 11,250 | 11,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 172,103 | 172,103 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 596,598 | 596,598 | 0 | 0.12 | 0.10 | -0.02 | hold |
| MIZUHO SECURITIES USA LLC | 99,900 | 99,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 89,358 | 89,358 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 49,801 | 49,801 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 123,854 | 123,854 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 422,826 | 421,544 | -1,282 | 0.00 | 0.00 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 211,481 | 207,810 | -3,671 | 0.01 | 0.01 | +0.01 | sell |
| GLAZER CAPITAL, LLC | 450,000 | 444,880 | -5,120 | 0.15 | 0.12 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 106,053 | 76,100 | -29,953 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 38,386 | 0 | -38,386 | 0.02 | 0.00 | -0.02 | sell |
| Parallax Volatility Advisers, L.P. | 49,967 | 0 | -49,967 | 0.02 | 0.00 | -0.02 | sell |
| Quarry LP | 80,000 | 0 | -80,000 | 0.21 | 0.00 | -0.21 | sell |
| Schonfeld Strategic Advisors LLC | 103,353 | 10,000 | -93,353 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 485,000 | 372,676 | -112,324 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |