| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 0 | 1,037,522 | +1,037,522 | 0.00 | 2.00 | +2.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 1,042,258 | 1,344,311 | +302,053 | 0.16 | 0.22 | +0.07 | buy |
| RiverPark Advisors, LLC | 0 | 266,868 | +266,868 | 0.00 | 1.03 | +1.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.03 | +0.03 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 176,241 | +176,241 | 0.00 | 0.12 | +0.12 | buy |
| MIZUHO SECURITIES USA LLC | 506,798 | 670,875 | +164,077 | 0.09 | 0.17 | +0.08 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 421,812 | 462,495 | +40,683 | 0.25 | 0.26 | +0.02 | buy |
| Schonfeld Strategic Advisors LLC | 20,848 | 53,378 | +32,530 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 40,140 | 55,000 | +14,860 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 12,020 | +12,020 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 263,547 | 265,503 | +1,956 | 0.07 | 0.06 | -0.01 | buy |
| Radcliffe Capital Management, L.P. | 478,664 | 478,678 | +14 | 0.27 | 0.38 | +0.11 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 1 | 1 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 248,959 | 248,959 | 0 | 0.07 | 0.06 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 533,140 | 533,140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 26,600 | 26,600 | 0 | 0.11 | 0.08 | -0.03 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 336,649 | 336,649 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 19,676 | 19,676 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| MMCAP International Inc. SPC | 580,000 | 580,000 | 0 | 0.61 | 0.53 | -0.08 | hold |
| MMCAP International Inc. SPC | 290,000 | 290,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Calamos Advisors LLC | 412,500 | 412,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 825,000 | 825,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,250,000 | 1,250,000 | 0 | 0.26 | 0.32 | +0.06 | hold |
| Polar Asset Management Partners Inc. | 875,000 | 875,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.12 | +0.01 | hold |
| Magnetar Financial LLC | 1,400,000 | 1,400,000 | 0 | 0.14 | 0.15 | +0.01 | hold |
| Magnetar Financial LLC | 700,000 | 700,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,666 | 262,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.08 | +0.03 | hold |
| Verition Fund Management LLC | 276,910 | 276,910 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 1,980,000 | 1,980,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| Alberta Investment Management Corp | 990,000 | 990,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.99 | 0.87 | -2.12 | hold |
| Westchester Capital Management, LLC | 1,111,416 | 1,111,416 | 0 | 0.55 | 0.57 | +0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 900,000 | 900,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 49,015 | 49,015 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,350,000 | 1,350,000 | 0 | 0.14 | 0.13 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.05 | 0.06 | +0.00 | hold |
| First Trust Capital Management L.P. | 590,809 | 590,809 | 0 | 0.38 | 0.33 | -0.05 | hold |
| PERISCOPE CAPITAL INC. | 181,735 | 181,735 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Shaolin Capital Management LLC | 49,019 | 49,019 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Wealthspring Capital LLC | 191,840 | 191,840 | 0 | 0.01 | 0.01 | -0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 23,600 | 23,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 119,398 | 119,398 | 0 | 0.03 | 0.01 | -0.02 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 673,298 | 673,298 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 702,985 | 702,885 | -100 | 0.04 | 0.02 | -0.02 | sell |
| Karpus Management, Inc. | 238,950 | 238,650 | -300 | 0.07 | 0.08 | +0.01 | sell |
| FNY Investment Advisers, LLC | 3,900 | 3,590 | -310 | 0.01 | 0.02 | +0.01 | sell |
| AQR Arbitrage LLC | 777,967 | 776,679 | -1,288 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 533,299 | 531,229 | -2,070 | 0.01 | 0.00 | -0.01 | sell |
| Bulldog Investors, LLP | 126,075 | 123,742 | -2,333 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 300,000 | 292,900 | -7,100 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 317,575 | 307,375 | -10,200 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 373,060 | 362,780 | -10,280 | 0.93 | 0.92 | -0.01 | sell |
| HRT FINANCIAL LP | 10,790 | 0 | -10,790 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 49,873 | 34,916 | -14,957 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 14,970 | 0 | -14,970 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,400,933 | 1,384,983 | -15,950 | 0.31 | 0.24 | -0.07 | sell |
| Jain Global LLC | 241,622 | 216,622 | -25,000 | 0.02 | 0.03 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,332 | 490,332 | -35,000 | 0.26 | 0.26 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 250,000 | 200,000 | -50,000 | 0.51 | 0.37 | -0.14 | sell |
| Fort Baker Capital Management LP | 50,254 | 0 | -50,254 | 0.06 | 0.00 | -0.06 | sell |
| Hudson Bay Capital Management LP | 180,087 | 124,990 | -55,097 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 354,442 | 250,000 | -104,442 | 0.01 | 0.01 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 333,275 | -166,725 | 0.01 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 245,630 | 0 | -245,630 | 0.01 | 0.00 | -0.01 | sell |
| CANTOR FITZGERALD, L. P. | 541,868 | 0 | -541,868 | 0.17 | 0.00 | -0.17 | sell |