| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alberta Investment Management Corp | 0 | 1,980,000 | +1,980,000 | 0.00 | 0.16 | +0.16 | buy |
| Magnetar Financial LLC | 0 | 1,400,000 | +1,400,000 | 0.00 | 0.07 | +0.07 | buy |
| Alberta Investment Management Corp | 0 | 990,000 | +990,000 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 750,000 | +750,000 | 0.00 | 0.10 | +0.10 | buy |
| Magnetar Financial LLC | 0 | 700,000 | +700,000 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 0 | 500,000 | +500,000 | 0.00 | 0.71 | +0.71 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 658,099 | 1,058,178 | +400,079 | 0.13 | 0.18 | +0.05 | buy |
| Wealthspring Capital LLC | 13,950 | 377,630 | +363,680 | 0.22 | 1.04 | +0.82 | buy |
| TORONTO DOMINION BANK | 0 | 347,000 | +347,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 229,842 | +229,842 | 0.00 | 0.18 | +0.18 | buy |
| Westchester Capital Management, LLC | 0 | 224,999 | +224,999 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.06 | +0.06 | buy |
| Wealthspring Capital LLC | 0 | 193,925 | +193,925 | 0.00 | 0.01 | +0.01 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 170,431 | +170,431 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 63,542 | +63,542 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 59,106 | +59,106 | 0.00 | 0.01 | +0.01 | buy |
| Harraden Circle Investments, LLC | 657,799 | 707,985 | +50,186 | 0.05 | 0.04 | -0.02 | buy |
| Schonfeld Strategic Advisors LLC | 35,000 | 80,000 | +45,000 | 0.00 | 0.00 | +0.00 | buy |
| Sandia Investment Management LP | 0 | 40,000 | +40,000 | 0.00 | 1.07 | +1.07 | buy |
| Quarry LP | 0 | 40,000 | +40,000 | 0.00 | 0.10 | +0.10 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 150,000 | 174,999 | +24,999 | 0.01 | 0.01 | +0.00 | buy |
| Sandia Investment Management LP | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| Quarry LP | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 23 | 14,204 | +14,181 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 10,022 | 10,653 | +631 | 0.00 | 0.00 | -0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Sculptor Capital LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 255,144 | 255,144 | 0 | 0.12 | 0.09 | -0.02 | hold |
| GLAZER CAPITAL, LLC | 1 | 1 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 26,600 | 26,600 | 0 | 0.13 | 0.09 | -0.04 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 372,908 | 372,908 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| BERKLEY W R CORP | 421,812 | 421,812 | 0 | 0.31 | 0.27 | -0.04 | hold |
| BERKLEY W R CORP | 35,843 | 35,843 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,114,616 | 1,114,616 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MMCAP International Inc. SPC | 580,000 | 580,000 | 0 | 1.00 | 0.72 | -0.28 | hold |
| MMCAP International Inc. SPC | 290,000 | 290,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Calamos Advisors LLC | 412,500 | 412,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 825,000 | 825,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 875,000 | 875,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 185,000 | 185,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,332 | 525,332 | 0 | 0.28 | 0.30 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,666 | 262,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.04 | -0.03 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.42 | 0.70 | +0.28 | hold |
| Westchester Capital Management, LLC | 1,161,916 | 1,161,916 | 0 | 0.68 | 0.71 | +0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,100,000 | 1,100,000 | 0 | 0.38 | 0.16 | -0.22 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 550,000 | 550,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,700,000 | 1,700,000 | 0 | 0.35 | 0.27 | -0.07 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.05 | 0.05 | +0.00 | hold |
| First Trust Capital Management L.P. | 1,130,809 | 1,130,809 | 0 | 0.83 | 0.79 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 61,200 | 61,200 | 0 | 0.35 | 0.24 | -0.11 | hold |
| MASO CAPITAL PARTNERS Ltd | 375,000 | 375,000 | 0 | 0.10 | 0.13 | +0.03 | hold |
| Shaolin Capital Management LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 492,294 | 492,294 | 0 | 0.08 | 0.08 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 120,847 | 120,847 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 241,691 | 241,691 | 0 | 2.57 | 2.48 | -0.09 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 673,298 | 673,298 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CLEAR STREET LLC | 98,287 | 97,187 | -1,100 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 297,894 | 296,200 | -1,694 | 0.07 | 0.05 | -0.02 | sell |
| AQR Arbitrage LLC | 1,405,933 | 1,402,933 | -3,000 | 0.35 | 0.34 | -0.01 | sell |
| Virtu Financial LLC | 10,368 | 0 | -10,368 | 0.01 | 0.00 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 13,300 | 0 | -13,300 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 145,619 | 130,081 | -15,538 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 301,769 | 285,821 | -15,948 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 298,499 | 266,771 | -31,728 | 0.82 | 0.70 | -0.12 | sell |
| Sandia Investment Management LP | 40,000 | 0 | -40,000 | 1.19 | 0.00 | -1.19 | sell |
| Quarry LP | 40,000 | 0 | -40,000 | 0.10 | 0.00 | -0.10 | sell |
| Karpus Management, Inc. | 326,850 | 275,850 | -51,000 | 0.11 | 0.09 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 374,747 | 268,455 | -106,292 | 0.02 | 0.02 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 111,237 | 0 | -111,237 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 125,092 | 0 | -125,092 | 0.04 | 0.00 | -0.04 | sell |
| WHITEBOX ADVISORS LLC | 200,000 | 0 | -200,000 | 0.07 | 0.00 | -0.07 | sell |
| PERISCOPE CAPITAL INC. | 304,225 | 68,700 | -235,525 | 0.03 | 0.01 | -0.03 | sell |
| Polar Asset Management Partners Inc. | 1,750,000 | 1,250,000 | -500,000 | 0.59 | 0.32 | -0.26 | sell |
| TORONTO DOMINION BANK | 642,420 | 135,545 | -506,875 | 0.02 | 0.00 | -0.01 | sell |
| Centiva Capital, LP | 581,013 | 0 | -581,013 | 0.34 | 0.00 | -0.34 | sell |
| METEORA CAPITAL, LLC | 1,000,004 | 0 | -1,000,004 | 3.59 | 0.00 | -3.59 | sell |
| Magnetar Financial LLC | 1,400,000 | 0 | -1,400,000 | 0.19 | 0.00 | -0.19 | sell |