| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 176,241 | 578,858 | +402,617 | 0.12 | 0.21 | +0.09 | buy |
| BERKLEY W R CORP | 462,495 | 683,233 | +220,738 | 0.26 | 0.36 | +0.10 | buy |
| Polar Asset Management Partners Inc. | 1,250,000 | 1,300,000 | +50,000 | 0.32 | 0.26 | -0.06 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 900,000 | 915,000 | +15,000 | 0.10 | 0.09 | -0.01 | buy |
| Schonfeld Strategic Advisors LLC | 53,378 | 67,691 | +14,313 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 265,503 | 270,278 | +4,775 | 0.06 | 0.07 | +0.01 | buy |
| AQR Arbitrage LLC | 776,679 | 781,329 | +4,650 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 292,900 | 295,658 | +2,758 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 1 | 71 | +70 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 248,959 | 248,959 | 0 | 0.06 | 0.04 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 533,140 | 533,140 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 12,020 | 12,020 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 336,649 | 336,649 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 19,676 | 19,676 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 478,678 | 478,678 | 0 | 0.38 | 0.39 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| MMCAP International Inc. SPC | 580,000 | 580,000 | 0 | 0.53 | 0.53 | -0.00 | hold |
| MMCAP International Inc. SPC | 290,000 | 290,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Calamos Advisors LLC | 412,500 | 412,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 825,000 | 825,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 875,000 | 875,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Magnetar Financial LLC | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,400,000 | 1,400,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Hudson Bay Capital Management LP | 124,990 | 124,990 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 490,332 | 490,332 | 0 | 0.26 | 0.25 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,666 | 262,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.08 | 0.05 | -0.03 | hold |
| Verition Fund Management LLC | 276,910 | 276,910 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 1,980,000 | 1,980,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Alberta Investment Management Corp | 990,000 | 990,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RiverPark Advisors, LLC | 266,868 | 266,868 | 0 | 1.03 | 1.31 | +0.28 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.87 | 0.73 | -0.13 | hold |
| Westchester Capital Management, LLC | 1,111,416 | 1,111,416 | 0 | 0.57 | 0.60 | +0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 49,015 | 49,015 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,350,000 | 1,350,000 | 0 | 0.13 | 0.11 | -0.03 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.06 | 0.06 | -0.00 | hold |
| First Trust Capital Management L.P. | 590,809 | 590,809 | 0 | 0.33 | 0.37 | +0.04 | hold |
| PERISCOPE CAPITAL INC. | 181,735 | 181,735 | 0 | 0.00 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 200,000 | 0 | 0.37 | 0.34 | -0.03 | hold |
| Wealthspring Capital LLC | 191,840 | 191,840 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 23,600 | 23,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 702,885 | 702,885 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 119,398 | 119,398 | 0 | 0.01 | 0.02 | +0.01 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 673,298 | 673,298 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 34,916 | 34,894 | -22 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,344,311 | 1,344,191 | -120 | 0.22 | 0.19 | -0.03 | sell |
| Wealthspring Capital LLC | 362,780 | 362,490 | -290 | 0.92 | 0.87 | -0.05 | sell |
| FNY Investment Advisers, LLC | 3,590 | 3,276 | -314 | 0.02 | 0.01 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 26,600 | 25,400 | -1,200 | 0.08 | 0.06 | -0.02 | sell |
| CSS LLC/IL | 531,229 | 529,585 | -1,644 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 49,019 | 42,975 | -6,044 | 0.02 | 0.03 | +0.00 | sell |
| MIZUHO SECURITIES USA LLC | 670,875 | 661,251 | -9,624 | 0.17 | 0.11 | -0.05 | sell |
| Schonfeld Strategic Advisors LLC | 55,000 | 44,825 | -10,175 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 238,650 | 223,650 | -15,000 | 0.08 | 0.07 | -0.01 | sell |
| AQR Arbitrage LLC | 1,384,983 | 1,350,637 | -34,346 | 0.24 | 0.21 | -0.04 | sell |
| TORONTO DOMINION BANK | 307,375 | 228,500 | -78,875 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 123,742 | 0 | -123,742 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 1,037,522 | 897,151 | -140,371 | 2.00 | 1.70 | -0.30 | sell |
| Jain Global LLC | 216,622 | 73,539 | -143,083 | 0.03 | 0.01 | -0.02 | sell |
| TORONTO DOMINION BANK | 250,000 | 100,000 | -150,000 | 0.01 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 333,275 | 109,581 | -223,694 | 0.00 | 0.00 | -0.00 | sell |