| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 336,649 | +336,649 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 229,842 | 477,001 | +247,159 | 0.18 | 0.31 | +0.13 | buy |
| PERISCOPE CAPITAL INC. | 61,200 | 288,990 | +227,790 | 0.24 | 0.74 | +0.50 | buy |
| Jain Global LLC | 59,106 | 225,825 | +166,719 | 0.01 | 0.03 | +0.02 | buy |
| PERISCOPE CAPITAL INC. | 68,700 | 153,137 | +84,437 | 0.01 | 0.01 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 1,058,178 | 1,087,579 | +29,401 | 0.18 | 0.17 | -0.02 | buy |
| Verition Fund Management LLC | 285,821 | 296,810 | +10,989 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 350,000 | 350,700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1 | 1 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GLAZER CAPITAL, LLC | 255,144 | 255,144 | 0 | 0.09 | 0.09 | -0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 26,600 | 26,600 | 0 | 0.09 | 0.09 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 372,908 | 372,908 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| BERKLEY W R CORP | 421,812 | 421,812 | 0 | 0.27 | 0.28 | +0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| MMCAP International Inc. SPC | 580,000 | 580,000 | 0 | 0.72 | 0.71 | -0.02 | hold |
| MMCAP International Inc. SPC | 290,000 | 290,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Calamos Advisors LLC | 412,500 | 412,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 825,000 | 825,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,250,000 | 1,250,000 | 0 | 0.32 | 0.27 | -0.06 | hold |
| Polar Asset Management Partners Inc. | 875,000 | 875,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Magnetar Financial LLC | 1,400,000 | 1,400,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Magnetar Financial LLC | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 185,000 | 185,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,332 | 525,332 | 0 | 0.30 | 0.31 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,666 | 262,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Alberta Investment Management Corp | 1,980,000 | 1,980,000 | 0 | 0.16 | 0.15 | -0.01 | hold |
| Alberta Investment Management Corp | 990,000 | 990,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.70 | 2.78 | +2.08 | hold |
| Westchester Capital Management, LLC | 1,161,916 | 1,161,916 | 0 | 0.71 | 0.63 | -0.07 | hold |
| Westchester Capital Management, LLC | 224,999 | 224,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,100,000 | 1,100,000 | 0 | 0.16 | 0.15 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 550,000 | 550,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.05 | 0.09 | +0.04 | hold |
| First Trust Capital Management L.P. | 1,130,809 | 1,130,809 | 0 | 0.79 | 0.76 | -0.03 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.71 | 0.72 | +0.01 | hold |
| MASO CAPITAL PARTNERS Ltd | 375,000 | 375,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Sandia Investment Management LP | 20,000 | 20,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 707,985 | 707,985 | 0 | 0.04 | 0.03 | -0.01 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 673,298 | 673,298 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 193,925 | 193,610 | -315 | 0.01 | 0.01 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 63,542 | 62,717 | -825 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 120,847 | 119,398 | -1,449 | 0.02 | 0.02 | +0.00 | sell |
| AQR Arbitrage LLC | 1,402,933 | 1,400,933 | -2,000 | 0.34 | 0.37 | +0.03 | sell |
| Bulldog Investors, LLP | 130,081 | 127,680 | -2,401 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 377,630 | 375,200 | -2,430 | 1.04 | 0.93 | -0.10 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 241,691 | 238,790 | -2,901 | 2.48 | 2.57 | +0.09 | sell |
| TORONTO DOMINION BANK | 135,545 | 130,000 | -5,545 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 266,771 | 260,734 | -6,037 | 0.70 | 0.63 | -0.07 | sell |
| Verition Fund Management LLC | 268,455 | 257,143 | -11,312 | 0.02 | 0.02 | -0.00 | sell |
| Sculptor Capital LP | 150,000 | 135,507 | -14,493 | 0.00 | 0.00 | -0.00 | sell |
| Sandia Investment Management LP | 40,000 | 25,000 | -15,000 | 1.07 | 0.78 | -0.29 | sell |
| Quarry LP | 40,000 | 25,000 | -15,000 | 0.10 | 0.06 | -0.03 | sell |
| MIZUHO SECURITIES USA LLC | 265,877 | 250,053 | -15,824 | 0.06 | 0.05 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 80,000 | 63,800 | -16,200 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 275,850 | 243,950 | -31,900 | 0.09 | 0.08 | -0.01 | sell |
| BERKLEY W R CORP | 35,843 | 0 | -35,843 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 347,000 | 300,004 | -46,996 | 0.00 | 0.00 | -0.00 | sell |
| Decagon Asset Management LLP | 492,294 | 400,320 | -91,974 | 0.08 | 0.04 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 174,999 | 25,000 | -149,999 | 0.01 | 0.00 | -0.01 | sell |
| LMR Partners LLP | 1,700,000 | 1,550,000 | -150,000 | 0.27 | 0.21 | -0.07 | sell |
| CANTOR FITZGERALD, L. P. | 170,431 | 0 | -170,431 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 296,200 | 0 | -296,200 | 0.05 | 0.00 | -0.05 | sell |
| AQR Arbitrage LLC | 1,114,616 | 777,967 | -336,649 | 0.00 | 0.00 | -0.00 | sell |