| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LINDEN ADVISORS LP | 300,000 | 1,000,000 | +700,000 | 0.02 | 0.06 | +0.04 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 541,868 | +541,868 | 0.00 | 0.17 | +0.17 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 533,140 | +533,140 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 250,053 | 506,798 | +256,745 | 0.05 | 0.09 | +0.04 | buy |
| LINDEN ADVISORS LP | 150,000 | 400,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 248,959 | +248,959 | 0.00 | 0.07 | +0.07 | buy |
| TORONTO DOMINION BANK | 130,000 | 354,442 | +224,442 | 0.00 | 0.01 | +0.00 | buy |
| CSS LLC/IL | 372,908 | 533,299 | +160,391 | 0.00 | 0.01 | +0.00 | buy |
| Fort Baker Capital Management LP | 0 | 50,254 | +50,254 | 0.00 | 0.06 | +0.06 | buy |
| JPMORGAN CHASE & CO | 0 | 49,873 | +49,873 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 49,019 | +49,019 | 0.00 | 0.02 | +0.02 | buy |
| DLD Asset Management, LP | 0 | 49,015 | +49,015 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 153,137 | 181,735 | +28,598 | 0.01 | 0.01 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 19,676 | +19,676 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 300,004 | 317,575 | +17,571 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 225,825 | 241,622 | +15,797 | 0.03 | 0.02 | -0.01 | buy |
| HRT FINANCIAL LP | 0 | 10,790 | +10,790 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 255,144 | 263,547 | +8,403 | 0.09 | 0.07 | -0.02 | buy |
| FNY Investment Advisers, LLC | 0 | 3,900 | +3,900 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 477,001 | 478,664 | +1,663 | 0.31 | 0.27 | -0.04 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1 | 1 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 26,600 | 26,600 | 0 | 0.09 | 0.11 | +0.02 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| BERKLEY W R CORP | 421,812 | 421,812 | 0 | 0.28 | 0.25 | -0.04 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 336,649 | 336,649 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 777,967 | 777,967 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,400,933 | 1,400,933 | 0 | 0.37 | 0.31 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MMCAP International Inc. SPC | 580,000 | 580,000 | 0 | 0.71 | 0.61 | -0.10 | hold |
| MMCAP International Inc. SPC | 290,000 | 290,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Calamos Advisors LLC | 412,500 | 412,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 825,000 | 825,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 1,250,000 | 1,250,000 | 0 | 0.27 | 0.26 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 875,000 | 875,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| Magnetar Financial LLC | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,400,000 | 1,400,000 | 0 | 0.09 | 0.14 | +0.06 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,332 | 525,332 | 0 | 0.31 | 0.26 | -0.05 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,666 | 262,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Alberta Investment Management Corp | 1,980,000 | 1,980,000 | 0 | 0.15 | 0.12 | -0.03 | hold |
| Alberta Investment Management Corp | 990,000 | 990,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.78 | 2.99 | +0.21 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.09 | 0.05 | -0.04 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 119,398 | 119,398 | 0 | 0.02 | 0.03 | +0.01 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 673,298 | 673,298 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 23,600 | -1,400 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 127,680 | 126,075 | -1,605 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 193,610 | 191,840 | -1,770 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 375,200 | 373,060 | -2,140 | 0.93 | 0.93 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 25,000 | 20,848 | -4,152 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 185,000 | 180,087 | -4,913 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 243,950 | 238,950 | -5,000 | 0.08 | 0.07 | -0.01 | sell |
| Harraden Circle Investments, LLC | 707,985 | 702,985 | -5,000 | 0.03 | 0.04 | +0.01 | sell |
| Sandia Investment Management LP | 20,000 | 14,970 | -5,030 | 0.01 | 0.01 | -0.00 | sell |
| Quarry LP | 20,000 | 14,970 | -5,030 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 257,143 | 245,630 | -11,513 | 0.02 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 296,810 | 276,910 | -19,900 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 63,800 | 40,140 | -23,660 | 0.00 | 0.00 | -0.00 | sell |
| Sandia Investment Management LP | 25,000 | 0 | -25,000 | 0.78 | 0.00 | -0.78 | sell |
| Quarry LP | 25,000 | 0 | -25,000 | 0.06 | 0.00 | -0.06 | sell |
| PERISCOPE CAPITAL INC. | 288,990 | 250,000 | -38,990 | 0.74 | 0.51 | -0.23 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,087,579 | 1,042,258 | -45,321 | 0.17 | 0.16 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 550,000 | 500,000 | -50,000 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 1,161,916 | 1,111,416 | -50,500 | 0.63 | 0.55 | -0.08 | sell |
| Shaolin Capital Management LLC | 350,700 | 300,000 | -50,700 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 62,717 | 0 | -62,717 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 135,507 | 0 | -135,507 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 200,000 | 0 | -200,000 | 0.04 | 0.00 | -0.04 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,100,000 | 900,000 | -200,000 | 0.15 | 0.10 | -0.04 | sell |
| LMR Partners LLP | 1,550,000 | 1,350,000 | -200,000 | 0.21 | 0.14 | -0.07 | sell |
| Westchester Capital Management, LLC | 224,999 | 0 | -224,999 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 238,790 | 0 | -238,790 | 2.57 | 0.00 | -2.57 | sell |
| Bulldog Investors, LLP | 260,734 | 0 | -260,734 | 0.63 | 0.00 | -0.63 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 0 | -300,000 | 0.02 | 0.00 | -0.02 | sell |
| Decagon Asset Management LLP | 400,320 | 0 | -400,320 | 0.04 | 0.00 | -0.04 | sell |
| Governors Lane LP | 500,000 | 0 | -500,000 | 0.72 | 0.00 | -0.72 | sell |
| First Trust Capital Management L.P. | 1,130,809 | 590,809 | -540,000 | 0.76 | 0.38 | -0.39 | sell |