| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 750,000 | +750,000 | 0.00 | 0.11 | +0.11 | buy |
| WHITEBOX ADVISORS LLC | 0 | 750,000 | +750,000 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 400,300 | +400,300 | 0.00 | 0.18 | +0.18 | buy |
| GLAZER CAPITAL, LLC | 904,922 | 1,153,827 | +248,905 | 0.24 | 0.25 | +0.01 | buy |
| DLD Asset Management, LP | 226,476 | 466,667 | +240,191 | 0.01 | 0.01 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 75,157 | +75,157 | 0.00 | 0.01 | +0.01 | buy |
| Brevan Howard Capital Management LP | 0 | 75,000 | +75,000 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 65,216 | 134,413 | +69,197 | 0.01 | 0.03 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 47,276 | +47,276 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 150,000 | 189,300 | +39,300 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 404,403 | 443,395 | +38,992 | 0.23 | 0.34 | +0.12 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 2,698 | +2,698 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 100,000 | 101,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 346,381 | 346,581 | +200 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 400,202 | 400,202 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 27,143 | 27,143 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 210,600 | 210,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.10 | 0.08 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 125,500 | 125,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 125,500 | 125,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 350,000 | 350,000 | 0 | 1.36 | 1.01 | -0.35 | hold |
| CSS LLC/IL | 264,731 | 264,731 | 0 | 0.15 | 0.15 | -0.00 | hold |
| CSS LLC/IL | 33,473 | 33,473 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 199,544 | 199,544 | 0 | 0.11 | 0.11 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 346,362 | 346,362 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 114,949 | 114,949 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.09 | 0.09 | +0.01 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,900,000 | 1,900,000 | 0 | 1.95 | 1.69 | -0.26 | hold |
| MMCAP International Inc. SPC | 1,900,000 | 1,900,000 | 0 | 0.08 | 0.05 | -0.03 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.22 | 0.24 | +0.02 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.15 | 0.16 | +0.01 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Hudson Bay Capital Management LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.19 | 0.21 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.06 | +0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 199,003 | 199,003 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Verition Fund Management LLC | 897,524 | 897,524 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 86,300 | 86,300 | 0 | 0.04 | 0.04 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 121,540 | 121,540 | 0 | 0.13 | 0.13 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Alpine Global Management, LLC | 307,900 | 307,900 | 0 | 0.03 | 0.01 | -0.01 | hold |
| First Trust Capital Management L.P. | 450,000 | 450,000 | 0 | 0.28 | 0.24 | -0.04 | hold |
| Governors Lane LP | 1,124,952 | 1,124,952 | 0 | 1.07 | 1.45 | +0.38 | hold |
| Schonfeld Strategic Advisors LLC | 319,630 | 319,630 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Schonfeld Strategic Advisors LLC | 684,062 | 684,062 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.37 | 0.29 | -0.09 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| HGC Investment Management Inc. | 1,150,760 | 1,150,760 | 0 | 2.55 | 2.69 | +0.14 | hold |
| Shaolin Capital Management LLC | 125,000 | 125,000 | 0 | 0.05 | 0.05 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 10,800 | 10,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jain Global LLC | 219,030 | 219,030 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 174,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 174,500 | 0 | 0.27 | 0.27 | -0.00 | hold |
| JPMORGAN CHASE & CO | 100,000 | 99,900 | -100 | 0.00 | 0.00 | +0.00 | sell |
| PenderFund Capital Management Ltd. | 10,100 | 8,200 | -1,900 | 0.02 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 70,161 | 67,980 | -2,181 | 0.01 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 33,458 | 30,990 | -2,468 | 0.30 | 0.34 | +0.05 | sell |
| Wealthspring Capital LLC | 234,550 | 231,450 | -3,100 | 0.57 | 0.57 | -0.00 | sell |
| Wealthspring Capital LLC | 265,250 | 262,150 | -3,100 | 0.03 | 0.02 | -0.01 | sell |
| Virtu Financial LLC | 43,579 | 34,307 | -9,272 | 0.02 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 417,134 | 398,143 | -18,991 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 72,361 | 50,953 | -21,408 | 0.17 | 0.12 | -0.05 | sell |
| PERISCOPE CAPITAL INC. | 225,000 | 200,000 | -25,000 | 0.45 | 0.36 | -0.09 | sell |
| BERKLEY W R CORP | 99,550 | 57,212 | -42,338 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,386,220 | 1,340,671 | -45,549 | 0.30 | 0.23 | -0.07 | sell |
| AQR Arbitrage LLC | 1,436,220 | 1,387,947 | -48,273 | 0.01 | 0.01 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 350,000 | -50,000 | 0.02 | 0.02 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 381,600 | 296,828 | -84,772 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 162,984 | 70,938 | -92,046 | 0.02 | 0.01 | -0.02 | sell |
| METEORA CAPITAL, LLC | 99,794 | 0 | -99,794 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 550,000 | 444,664 | -105,336 | 0.01 | 0.01 | -0.00 | sell |
| FIFTH LANE CAPITAL, LP | 150,000 | 0 | -150,000 | 0.06 | 0.00 | -0.06 | sell |
| Harraden Circle Investments, LLC | 829,432 | 637,667 | -191,765 | 0.06 | 0.04 | -0.02 | sell |
| CITADEL ADVISORS LLC | 503,863 | 303,880 | -199,983 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 843,998 | 0 | -843,998 | 0.73 | 0.00 | -0.73 | sell |