| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 0 | 1,110,000 | +1,110,000 | 0.00 | 2.04 | +2.04 | buy |
| RiverPark Advisors, LLC | 0 | 650,000 | +650,000 | 0.00 | 3.09 | +3.09 | buy |
| GLAZER CAPITAL, LLC | 1,153,827 | 1,800,228 | +646,401 | 0.25 | 0.46 | +0.21 | buy |
| HGC Investment Management Inc. | 0 | 640,660 | +640,660 | 0.00 | 0.04 | +0.04 | buy |
| TORONTO DOMINION BANK | 101,000 | 725,760 | +624,760 | 0.00 | 0.01 | +0.01 | buy |
| LMR Partners LLP | 0 | 500,000 | +500,000 | 0.00 | 0.04 | +0.04 | buy |
| LMR Partners LLP | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 134,413 | 441,620 | +307,207 | 0.03 | 0.07 | +0.04 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 2,698 | 150,552 | +147,854 | 0.00 | 0.05 | +0.05 | buy |
| Verition Fund Management LLC | 199,003 | 333,883 | +134,880 | 0.02 | 0.02 | +0.00 | buy |
| Alpine Global Management, LLC | 307,900 | 440,000 | +132,100 | 0.01 | 0.02 | +0.01 | buy |
| Westchester Capital Management, LLC | 86,300 | 186,300 | +100,000 | 0.04 | 0.10 | +0.05 | buy |
| D. E. Shaw & Co., Inc. | 400,202 | 500,102 | +99,900 | 0.00 | 0.00 | -0.00 | buy |
| BERKLEY W R CORP | 199,544 | 281,174 | +81,630 | 0.11 | 0.14 | +0.03 | buy |
| TrueMark Investments, LLC | 0 | 50,930 | +50,930 | 0.00 | 0.07 | +0.07 | buy |
| AQR Arbitrage LLC | 1,340,671 | 1,353,272 | +12,601 | 0.23 | 0.20 | -0.03 | buy |
| PenderFund Capital Management Ltd. | 8,200 | 18,861 | +10,661 | 0.01 | 0.03 | +0.01 | buy |
| AQR Arbitrage LLC | 1,387,947 | 1,396,848 | +8,901 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 398,143 | 401,686 | +3,543 | 0.00 | 0.00 | -0.00 | buy |
| Rangeley Capital, LLC | 30,990 | 33,458 | +2,468 | 0.34 | 0.32 | -0.02 | buy |
| D. E. Shaw & Co., Inc. | 27,143 | 27,143 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.08 | 0.06 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 125,500 | 125,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 350,000 | 350,000 | 0 | 1.01 | 0.84 | -0.17 | hold |
| CSS LLC/IL | 264,731 | 264,731 | 0 | 0.15 | 0.12 | -0.03 | hold |
| CSS LLC/IL | 33,473 | 33,473 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 47,276 | 47,276 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 346,362 | 346,362 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 443,395 | 443,395 | 0 | 0.34 | 0.35 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 750,000 | 750,000 | 0 | 0.11 | 0.13 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,900,000 | 1,900,000 | 0 | 1.69 | 1.68 | -0.01 | hold |
| MMCAP International Inc. SPC | 1,900,000 | 1,900,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.24 | 0.22 | -0.02 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.16 | 0.14 | -0.01 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Hudson Bay Capital Management LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 67,980 | 67,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| First Trust Capital Management L.P. | 450,000 | 450,000 | 0 | 0.24 | 0.27 | +0.03 | hold |
| Governors Lane LP | 1,124,952 | 1,124,952 | 0 | 1.45 | 1.17 | -0.27 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.29 | 0.37 | +0.08 | hold |
| READYSTATE ASSET MANAGEMENT LP | 10,800 | 10,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 346,581 | 346,581 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 174,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 174,500 | 0 | 0.27 | 0.26 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,775 | -97 | 0.21 | 0.20 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 319,630 | 319,330 | -300 | 0.03 | 0.02 | -0.01 | sell |
| Wealthspring Capital LLC | 231,450 | 230,750 | -700 | 0.57 | 0.54 | -0.03 | sell |
| Wealthspring Capital LLC | 262,150 | 261,450 | -700 | 0.02 | 0.02 | -0.00 | sell |
| Shaolin Capital Management LLC | 125,000 | 124,149 | -851 | 0.05 | 0.07 | +0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 75,157 | 71,365 | -3,792 | 0.01 | 0.01 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 114,949 | 100,088 | -14,861 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 34,307 | 0 | -34,307 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 296,828 | 249,231 | -47,597 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 897,524 | 849,124 | -48,400 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 99,900 | 50,000 | -49,900 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 125,500 | 75,000 | -50,500 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 50,953 | 0 | -50,953 | 0.12 | 0.00 | -0.12 | sell |
| BERKLEY W R CORP | 57,212 | 0 | -57,212 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 70,938 | 0 | -70,938 | 0.01 | 0.00 | -0.01 | sell |
| Brevan Howard Capital Management LP | 75,000 | 0 | -75,000 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 200,000 | 125,000 | -75,000 | 0.36 | 0.21 | -0.15 | sell |
| Parallax Volatility Advisers, L.P. | 189,300 | 94,018 | -95,282 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 121,540 | 0 | -121,540 | 0.13 | 0.00 | -0.13 | sell |
| Jain Global LLC | 219,030 | 73,897 | -145,133 | 0.03 | 0.01 | -0.02 | sell |
| Sculptor Capital LP | 210,600 | 0 | -210,600 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 466,667 | 226,476 | -240,191 | 0.01 | 0.01 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 303,880 | 0 | -303,880 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 444,664 | 96,498 | -348,166 | 0.01 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 350,000 | 0 | -350,000 | 0.02 | 0.00 | -0.02 | sell |
| Parallax Volatility Advisers, L.P. | 400,300 | 0 | -400,300 | 0.18 | 0.00 | -0.18 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 0 | -500,000 | 0.00 | 0.00 | -0.00 | sell |
| LMR Partners LLP | 500,000 | 0 | -500,000 | 0.05 | 0.00 | -0.05 | sell |
| Schonfeld Strategic Advisors LLC | 684,062 | 99,999 | -584,063 | 0.00 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 637,667 | 0 | -637,667 | 0.04 | 0.00 | -0.04 | sell |
| HGC Investment Management Inc. | 1,150,760 | 0 | -1,150,760 | 2.69 | 0.00 | -2.69 | sell |