| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 0 | 1,900,000 | +1,900,000 | 0.00 | 2.25 | +2.25 | buy |
| MMCAP International Inc. SPC | 0 | 1,900,000 | +1,900,000 | 0.00 | 0.06 | +0.06 | buy |
| METEORA CAPITAL, LLC | 0 | 919,800 | +919,800 | 0.00 | 0.99 | +0.99 | buy |
| Context Capital Management, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.09 | +0.09 | buy |
| Context Capital Management, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 297,500 | +297,500 | 0.00 | 0.17 | +0.17 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 297,500 | +297,500 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 225,000 | +225,000 | 0.00 | 0.56 | +0.56 | buy |
| Radcliffe Capital Management, L.P. | 104,558 | 329,202 | +224,644 | 0.08 | 0.21 | +0.13 | buy |
| METEORA CAPITAL, LLC | 0 | 221,434 | +221,434 | 0.00 | 0.01 | +0.01 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 221,057 | +221,057 | 0.00 | 0.17 | +0.17 | buy |
| TORONTO DOMINION BANK | 252,012 | 460,561 | +208,549 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 400,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 174,500 | +174,500 | 0.00 | 0.01 | +0.01 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 174,500 | +174,500 | 0.00 | 0.28 | +0.28 | buy |
| CITADEL ADVISORS LLC | 534,449 | 681,015 | +146,566 | 0.00 | 0.01 | +0.00 | buy |
| Verition Fund Management LLC | 62,683 | 199,003 | +136,320 | 0.00 | 0.01 | +0.01 | buy |
| GABELLI FUNDS LLC | 0 | 125,500 | +125,500 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 0 | 125,500 | +125,500 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 0 | 86,300 | +86,300 | 0.00 | 0.05 | +0.05 | buy |
| Bulldog Investors, LLP | 20,247 | 74,246 | +53,999 | 0.05 | 0.17 | +0.12 | buy |
| Bulldog Investors, LLP | 18,047 | 72,046 | +53,999 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 30,990 | +30,990 | 0.00 | 0.30 | +0.30 | buy |
| Radcliffe Capital Management, L.P. | 0 | 11,495 | +11,495 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 176,900 | 181,007 | +4,107 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 400,202 | 400,202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 27,143 | 27,143 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 220,000 | 220,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Sculptor Capital LP | 210,600 | 210,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.10 | 0.11 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 350,000 | 350,000 | 0 | 1.11 | 1.13 | +0.02 | hold |
| CSS LLC/IL | 264,731 | 264,731 | 0 | 0.17 | 0.16 | -0.01 | hold |
| CSS LLC/IL | 33,473 | 33,473 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 198,800 | 198,800 | 0 | 0.13 | 0.13 | +0.01 | hold |
| BERKLEY W R CORP | 99,550 | 99,550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,782,582 | 1,782,582 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 750,000 | 750,000 | 0 | 0.21 | 0.14 | -0.07 | hold |
| WHITEBOX ADVISORS LLC | 750,000 | 750,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.21 | 0.20 | -0.00 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 897,524 | 897,524 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Alpine Global Management, LLC | 307,900 | 307,900 | 0 | 0.02 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 450,000 | 450,000 | 0 | 0.31 | 0.30 | -0.01 | hold |
| Governors Lane LP | 1,125,000 | 1,125,000 | 0 | 1.56 | 1.58 | +0.02 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.46 | 0.38 | -0.08 | hold |
| PenderFund Capital Management Ltd. | 10,100 | 10,100 | 0 | 0.02 | 0.02 | -0.01 | hold |
| HGC Investment Management Inc. | 1,150,760 | 1,150,760 | 0 | 3.33 | 2.94 | -0.38 | hold |
| Shaolin Capital Management LLC | 100,000 | 100,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| FIFTH LANE CAPITAL, LP | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Harraden Circle Investments, LLC | 829,432 | 829,432 | 0 | 0.06 | 0.04 | -0.02 | hold |
| JPMORGAN CHASE & CO | 101,700 | 101,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jain Global LLC | 219,030 | 219,030 | 0 | 0.03 | 0.03 | -0.01 | hold |
| GOLDMAN SACHS GROUP INC | 346,362 | 346,362 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 270,450 | 270,050 | -400 | 0.02 | 0.02 | -0.00 | sell |
| Wealthspring Capital LLC | 270,150 | 268,750 | -1,400 | 0.72 | 0.65 | -0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 12,469 | 9,366 | -3,103 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 689,762 | 686,640 | -3,122 | 0.25 | 0.23 | -0.02 | sell |
| AQR Arbitrage LLC | 1,396,220 | 1,386,220 | -10,000 | 0.33 | 0.36 | +0.03 | sell |
| FIFTH LANE CAPITAL, LP | 10,000 | 0 | -10,000 | 0.12 | 0.00 | -0.12 | sell |
| Virtu Financial LLC | 13,017 | 0 | -13,017 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 117,335 | 100,000 | -17,335 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 723,200 | 684,062 | -39,138 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 47,500 | 0 | -47,500 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 124,810 | 62,620 | -62,190 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 67,179 | 0 | -67,179 | 0.18 | 0.00 | -0.18 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 310,687 | 243,207 | -67,480 | 0.03 | 0.02 | -0.01 | sell |
| Shaolin Capital Management LLC | 650,000 | 575,000 | -75,000 | 0.01 | 0.01 | -0.00 | sell |
| DLD Asset Management, LP | 200,000 | 100,000 | -100,000 | 0.24 | 0.13 | -0.11 | sell |
| MIZUHO SECURITIES USA LLC | 197,554 | 97,284 | -100,270 | 0.04 | 0.02 | -0.02 | sell |
| CANTOR FITZGERALD, L. P. | 110,000 | 0 | -110,000 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 125,500 | 0 | -125,500 | 0.01 | 0.00 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 150,000 | 0 | -150,000 | 0.28 | 0.00 | -0.28 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 0 | -174,500 | 0.28 | 0.00 | -0.28 | sell |
| GLAZER CAPITAL, LLC | 190,000 | 0 | -190,000 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 400,000 | 200,000 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 218,128 | 0 | -218,128 | 0.09 | 0.00 | -0.09 | sell |
| Centiva Capital, LP | 250,000 | 0 | -250,000 | 0.17 | 0.00 | -0.17 | sell |
| Schonfeld Strategic Advisors LLC | 609,961 | 319,630 | -290,331 | 0.05 | 0.02 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 102,372 | -297,628 | 0.23 | 0.06 | -0.17 | sell |
| Context Capital Management, LLC | 300,000 | 0 | -300,000 | 0.11 | 0.00 | -0.11 | sell |