| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 381,600 | +381,600 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 346,362 | +346,362 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 226,476 | +226,476 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 686,640 | 904,922 | +218,282 | 0.23 | 0.24 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 11,495 | 114,949 | +103,454 | 0.01 | 0.00 | -0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 399,872 | +102,372 | 0.17 | 0.19 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 399,872 | +102,372 | 0.00 | 0.01 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 329,202 | 404,403 | +75,201 | 0.21 | 0.23 | +0.02 | buy |
| Virtu Financial LLC | 0 | 43,579 | +43,579 | 0.00 | 0.02 | +0.02 | buy |
| Shaolin Capital Management LLC | 100,000 | 125,000 | +25,000 | 0.05 | 0.05 | +0.00 | buy |
| DLD Asset Management, LP | 100,000 | 121,540 | +21,540 | 0.13 | 0.13 | -0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 10,800 | +10,800 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 10,100 | +10,100 | 0.00 | 0.02 | +0.02 | buy |
| Rangeley Capital, LLC | 30,990 | 33,458 | +2,468 | 0.30 | 0.30 | +0.00 | buy |
| BERKLEY W R CORP | 198,800 | 199,544 | +744 | 0.13 | 0.11 | -0.02 | buy |
| GOLDMAN SACHS GROUP INC | 346,362 | 346,381 | +19 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 400,202 | 400,202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 27,143 | 27,143 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sculptor Capital LP | 210,600 | 210,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.11 | 0.10 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 339,583 | 339,583 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 125,500 | 125,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 125,500 | 125,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 350,000 | 350,000 | 0 | 1.13 | 1.36 | +0.23 | hold |
| CSS LLC/IL | 264,731 | 264,731 | 0 | 0.16 | 0.15 | -0.01 | hold |
| CSS LLC/IL | 33,473 | 33,473 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BERKLEY W R CORP | 99,550 | 99,550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,386,220 | 1,386,220 | 0 | 0.36 | 0.30 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.08 | 0.09 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| MMCAP International Inc. SPC | 1,900,000 | 1,900,000 | 0 | 2.25 | 1.95 | -0.29 | hold |
| MMCAP International Inc. SPC | 1,900,000 | 1,900,000 | 0 | 0.06 | 0.08 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.20 | 0.22 | +0.02 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.15 | +0.06 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 199,003 | 199,003 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 897,524 | 897,524 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 86,300 | 86,300 | 0 | 0.05 | 0.04 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Alpine Global Management, LLC | 307,900 | 307,900 | 0 | 0.01 | 0.03 | +0.01 | hold |
| First Trust Capital Management L.P. | 450,000 | 450,000 | 0 | 0.30 | 0.28 | -0.01 | hold |
| Schonfeld Strategic Advisors LLC | 319,630 | 319,630 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Schonfeld Strategic Advisors LLC | 684,062 | 684,062 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.38 | 0.37 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 300,000 | 300,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 225,000 | 225,000 | 0 | 0.56 | 0.45 | -0.11 | hold |
| HGC Investment Management Inc. | 1,150,760 | 1,150,760 | 0 | 2.94 | 2.55 | -0.39 | hold |
| FIFTH LANE CAPITAL, LP | 150,000 | 150,000 | 0 | 0.04 | 0.06 | +0.02 | hold |
| Harraden Circle Investments, LLC | 829,432 | 829,432 | 0 | 0.04 | 0.06 | +0.02 | hold |
| Jain Global LLC | 219,030 | 219,030 | 0 | 0.03 | 0.02 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 174,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 174,500 | 174,500 | 0 | 0.28 | 0.27 | -0.01 | hold |
| TORONTO DOMINION BANK | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Governors Lane LP | 1,125,000 | 1,124,952 | -48 | 1.58 | 1.07 | -0.52 | sell |
| JPMORGAN CHASE & CO | 101,700 | 100,000 | -1,700 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 74,246 | 72,361 | -1,885 | 0.17 | 0.17 | -0.01 | sell |
| Bulldog Investors, LLP | 72,046 | 70,161 | -1,885 | 0.00 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 270,050 | 265,250 | -4,800 | 0.02 | 0.03 | +0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 9,366 | 0 | -9,366 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 10,100 | 0 | -10,100 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 575,000 | 550,000 | -25,000 | 0.01 | 0.01 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 181,007 | 150,000 | -31,007 | 0.00 | 0.00 | +0.00 | sell |
| MIZUHO SECURITIES USA LLC | 97,284 | 65,216 | -32,068 | 0.02 | 0.01 | -0.01 | sell |
| Wealthspring Capital LLC | 268,750 | 234,550 | -34,200 | 0.65 | 0.57 | -0.08 | sell |
| TORONTO DOMINION BANK | 460,561 | 417,134 | -43,427 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 62,620 | 0 | -62,620 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 919,800 | 843,998 | -75,802 | 0.99 | 0.73 | -0.26 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 243,207 | 162,984 | -80,223 | 0.02 | 0.02 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| METEORA CAPITAL, LLC | 221,434 | 99,794 | -121,640 | 0.01 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 681,015 | 503,863 | -177,152 | 0.01 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 220,000 | 0 | -220,000 | 0.05 | 0.00 | -0.05 | sell |
| MANGROVE PARTNERS IM, LLC | 221,057 | 0 | -221,057 | 0.17 | 0.00 | -0.17 | sell |
| AQR Arbitrage LLC | 1,782,582 | 1,436,220 | -346,362 | 0.01 | 0.01 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 750,000 | 0 | -750,000 | 0.14 | 0.00 | -0.14 | sell |
| WHITEBOX ADVISORS LLC | 750,000 | 0 | -750,000 | 0.00 | 0.00 | -0.00 | sell |