| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 650,000 | +650,000 | 0.00 | 0.09 | +0.09 | buy |
| WHITEBOX ADVISORS LLC | 0 | 650,000 | +650,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 708,220 | 1,229,634 | +521,414 | 2.02 | 2.28 | +0.26 | buy |
| BERKLEY W R CORP | 347,330 | 866,764 | +519,434 | 0.20 | 0.48 | +0.28 | buy |
| Quarry LP | 0 | 402,700 | +402,700 | 0.00 | 0.83 | +0.83 | buy |
| GLAZER CAPITAL, LLC | 194,183 | 489,625 | +295,442 | 0.05 | 0.11 | +0.05 | buy |
| Verition Fund Management LLC | 0 | 266,644 | +266,644 | 0.00 | 0.03 | +0.03 | buy |
| Kepos Capital LP | 0 | 225,000 | +225,000 | 0.00 | 0.07 | +0.07 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 384,355 | 576,043 | +191,688 | 0.00 | 0.01 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 358,686 | 539,785 | +181,099 | 0.06 | 0.13 | +0.07 | buy |
| TORONTO DOMINION BANK | 25,000 | 200,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 1,704,153 | 1,788,923 | +84,770 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 64,163 | +64,163 | 0.00 | 0.04 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 51,307 | +51,307 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 14,979 | 60,045 | +45,066 | 0.01 | 0.03 | +0.02 | buy |
| RiverPark Advisors, LLC | 708,220 | 746,140 | +37,920 | 2.07 | 2.77 | +0.70 | buy |
| Kepos Capital LP | 0 | 37,200 | +37,200 | 0.00 | 0.62 | +0.62 | buy |
| Schonfeld Strategic Advisors LLC | 80,723 | 89,427 | +8,704 | 0.00 | 0.01 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 980 | +980 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 980 | +980 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 829,341 | 829,341 | 0 | 0.24 | 0.20 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 427,900 | 427,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.77 | 0.57 | -0.19 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 411,978 | 411,978 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 325,790 | 325,790 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 655,635 | 655,635 | 0 | 0.36 | 0.50 | +0.14 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.25 | 0.28 | +0.03 | hold |
| MILLENNIUM MANAGEMENT LLC | 645,000 | 645,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 645,000 | 645,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,754,801 | 1,754,801 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 582,480 | 582,480 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Context Capital Management, LLC | 582,480 | 582,480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.25 | 0.28 | +0.03 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.17 | 0.18 | +0.01 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 326,976 | 326,976 | 0 | 0.02 | 0.02 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 449,885 | 449,885 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.07 | +0.03 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 1,279,300 | 1,279,300 | 0 | 0.61 | 0.63 | +0.02 | hold |
| Westchester Capital Management, LLC | 747,800 | 747,800 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 280,777 | 280,777 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 318,929 | 318,929 | 0 | 0.26 | 0.26 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,800,000 | 1,800,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 475,000 | 475,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 1,039,570 | 1,039,570 | 0 | 0.64 | 0.56 | -0.08 | hold |
| PenderFund Capital Management Ltd. | 30,051 | 30,051 | 0 | 0.05 | 0.05 | +0.00 | hold |
| HGC Investment Management Inc. | 953,146 | 953,146 | 0 | 2.05 | 2.16 | +0.11 | hold |
| HGC Investment Management Inc. | 403,161 | 403,161 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,735,690 | 1,735,690 | 0 | 0.06 | 0.06 | +0.01 | hold |
| BARCLAYS PLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 572,100 | 572,100 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 299,986 | -14 | 0.06 | 0.07 | +0.01 | sell |
| Karpus Management, Inc. | 582,640 | 582,590 | -50 | 0.16 | 0.19 | +0.03 | sell |
| Wealthspring Capital LLC | 146,990 | 146,209 | -781 | 0.35 | 0.36 | +0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 0 | -980 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 332,740 | 331,440 | -1,300 | 0.01 | 0.01 | +0.00 | sell |
| Bulldog Investors, LLP | 333,950 | 329,495 | -4,455 | 0.01 | 0.01 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 111,305 | 97,919 | -13,386 | 0.00 | 0.00 | +0.00 | sell |
| METEORA CAPITAL, LLC | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 297,771 | 274,140 | -23,631 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 50,000 | 25,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 106,001 | 76,896 | -29,105 | 0.11 | 0.08 | -0.03 | sell |
| AQR Arbitrage LLC | 1,338,022 | 1,306,254 | -31,768 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 447,750 | 407,250 | -40,500 | 0.21 | 0.21 | -0.01 | sell |
| Shaolin Capital Management LLC | 355,200 | 308,791 | -46,409 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,305,022 | 1,254,947 | -50,075 | 0.28 | 0.21 | -0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,285,474 | 1,219,496 | -65,978 | 0.19 | 0.19 | +0.01 | sell |
| PERISCOPE CAPITAL INC. | 205,000 | 125,000 | -80,000 | 0.40 | 0.22 | -0.18 | sell |
| Shaolin Capital Management LLC | 250,000 | 150,000 | -100,000 | 0.10 | 0.06 | -0.03 | sell |
| Parallax Volatility Advisers, L.P. | 100,033 | 0 | -100,033 | 0.03 | 0.00 | -0.03 | sell |
| DLD Asset Management, LP | 205,518 | 61,321 | -144,197 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 150,000 | 0 | -150,000 | 0.05 | 0.00 | -0.05 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 572,100 | 403,700 | -168,400 | 0.87 | 0.61 | -0.26 | sell |
| FIFTH LANE CAPITAL, LP | 200,000 | 0 | -200,000 | 0.04 | 0.00 | -0.04 | sell |
| GABELLI FUNDS LLC | 427,900 | 0 | -427,900 | 0.03 | 0.00 | -0.03 | sell |
| TWO SIGMA INVESTMENTS, LP | 712,291 | 124,849 | -587,442 | 0.01 | 0.00 | -0.01 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 650,000 | 0 | -650,000 | 0.01 | 0.00 | -0.01 | sell |