| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 64,163 | 433,144 | +368,981 | 0.04 | 0.15 | +0.11 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 349,737 | +349,737 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 61,321 | 205,518 | +144,197 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 576,043 | 661,947 | +85,904 | 0.01 | 0.00 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 539,785 | 598,589 | +58,804 | 0.13 | 0.10 | -0.03 | buy |
| Alpine Global Management, LLC | 250,000 | 300,000 | +50,000 | 0.01 | 0.01 | -0.00 | buy |
| Quarry LP | 402,700 | 441,879 | +39,179 | 0.83 | 0.72 | -0.11 | buy |
| PenderFund Capital Management Ltd. | 30,051 | 48,951 | +18,900 | 0.05 | 0.06 | +0.02 | buy |
| METEORA CAPITAL, LLC | 0 | 13,530 | +13,530 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 1,306,254 | 1,311,054 | +4,800 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 829,341 | 829,341 | 0 | 0.20 | 0.13 | -0.06 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 427,900 | 427,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.57 | 0.48 | -0.10 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 866,764 | 866,764 | 0 | 0.48 | 0.44 | -0.04 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 51,307 | 51,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 325,790 | 325,790 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 655,635 | 655,635 | 0 | 0.50 | 0.52 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.09 | 0.11 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 645,000 | 645,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 645,000 | 645,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,754,801 | 1,754,801 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 582,480 | 582,480 | 0 | 0.14 | 0.12 | -0.02 | hold |
| Context Capital Management, LLC | 582,480 | 582,480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 299,986 | 299,986 | 0 | 0.07 | 0.06 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.28 | 0.26 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.18 | 0.17 | -0.02 | hold |
| Hudson Bay Capital Management LP | 326,976 | 326,976 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 407,250 | 407,250 | 0 | 0.21 | 0.20 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 449,885 | 449,885 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.05 | -0.03 | hold |
| Verition Fund Management LLC | 266,644 | 266,644 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RiverPark Advisors, LLC | 746,140 | 746,140 | 0 | 2.77 | 3.53 | +0.76 | hold |
| Kepos Capital LP | 37,200 | 37,200 | 0 | 0.62 | 0.52 | -0.10 | hold |
| Kepos Capital LP | 225,000 | 225,000 | 0 | 0.07 | 0.04 | -0.03 | hold |
| Westchester Capital Management, LLC | 1,279,300 | 1,279,300 | 0 | 0.63 | 0.67 | +0.03 | hold |
| Westchester Capital Management, LLC | 747,800 | 747,800 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 318,929 | 318,929 | 0 | 0.26 | 0.22 | -0.05 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,800,000 | 1,800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 475,000 | 475,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 1,039,570 | 1,039,570 | 0 | 0.56 | 0.63 | +0.07 | hold |
| Schonfeld Strategic Advisors LLC | 97,919 | 97,919 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 89,427 | 89,427 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.22 | 0.21 | -0.02 | hold |
| HGC Investment Management Inc. | 953,146 | 953,146 | 0 | 2.16 | 1.95 | -0.22 | hold |
| HGC Investment Management Inc. | 403,161 | 403,161 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Crossingbridge Advisors, LLC | 1,229,634 | 1,229,634 | 0 | 2.28 | 2.24 | -0.04 | hold |
| Wealthspring Capital LLC | 331,440 | 331,440 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Harraden Circle Investments, LLC | 1,735,690 | 1,735,690 | 0 | 0.06 | 0.03 | -0.04 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 403,700 | 403,700 | 0 | 0.61 | 0.61 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 572,100 | 572,100 | 0 | 0.02 | 0.01 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 274,140 | 274,061 | -79 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 489,625 | 488,605 | -1,020 | 0.11 | 0.12 | +0.02 | sell |
| Shaolin Capital Management LLC | 150,000 | 143,245 | -6,755 | 0.06 | 0.08 | +0.02 | sell |
| Shaolin Capital Management LLC | 308,791 | 296,360 | -12,431 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,219,496 | 1,206,963 | -12,533 | 0.19 | 0.16 | -0.03 | sell |
| Karpus Management, Inc. | 582,590 | 560,248 | -22,342 | 0.19 | 0.17 | -0.02 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 0 | -25,000 | 0.01 | 0.00 | -0.01 | sell |
| DLD Asset Management, LP | 76,896 | 50,000 | -26,896 | 0.08 | 0.04 | -0.04 | sell |
| Parallax Volatility Advisers, L.P. | 280,777 | 240,672 | -40,105 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 60,045 | 0 | -60,045 | 0.03 | 0.00 | -0.03 | sell |
| TORONTO DOMINION BANK | 1,788,923 | 1,728,044 | -60,879 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 329,495 | 226,359 | -103,136 | 0.01 | 0.01 | -0.01 | sell |
| AQR Arbitrage LLC | 1,254,947 | 1,131,030 | -123,917 | 0.21 | 0.17 | -0.04 | sell |
| TWO SIGMA INVESTMENTS, LP | 124,849 | 0 | -124,849 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 200,000 | 75,000 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 146,209 | 0 | -146,209 | 0.36 | 0.00 | -0.36 | sell |