| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Magnetar Financial LLC | 0 | 1,750,000 | +1,750,000 | 0.00 | 0.11 | +0.11 | buy |
| Magnetar Financial LLC | 0 | 1,750,000 | +1,750,000 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 1,303,161 | +1,303,161 | 0.00 | 3.20 | +3.20 | buy |
| HGC Investment Management Inc. | 0 | 1,303,161 | +1,303,161 | 0.00 | 0.06 | +0.06 | buy |
| Westchester Capital Management, LLC | 0 | 1,279,300 | +1,279,300 | 0.00 | 0.67 | +0.67 | buy |
| Westchester Capital Management, LLC | 0 | 1,247,800 | +1,247,800 | 0.00 | 0.01 | +0.01 | buy |
| Context Capital Management, LLC | 0 | 582,480 | +582,480 | 0.00 | 0.18 | +0.18 | buy |
| Context Capital Management, LLC | 0 | 582,480 | +582,480 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 572,100 | +572,100 | 0.00 | 0.93 | +0.93 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 572,100 | +572,100 | 0.00 | 0.02 | +0.02 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 500,000 | +500,000 | 0.00 | 0.07 | +0.07 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 0 | 427,900 | +427,900 | 0.00 | 0.03 | +0.03 | buy |
| GABELLI FUNDS LLC | 0 | 427,900 | +427,900 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 357,750 | +357,750 | 0.00 | 0.21 | +0.21 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 357,750 | +357,750 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 268,734 | +268,734 | 0.00 | 0.66 | +0.66 | buy |
| MILLENNIUM MANAGEMENT LLC | 500,000 | 700,000 | +200,000 | 0.00 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 500,000 | 700,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 116,000 | 254,814 | +138,814 | 0.02 | 0.05 | +0.03 | buy |
| MANGROVE PARTNERS IM, LLC | 189,850 | 321,670 | +131,820 | 0.20 | 0.24 | +0.04 | buy |
| Radcliffe Capital Management, L.P. | 439,784 | 550,126 | +110,342 | 0.34 | 0.34 | +0.01 | buy |
| Bulldog Investors, LLP | 236,023 | 336,952 | +100,929 | 0.60 | 0.79 | +0.19 | buy |
| Bulldog Investors, LLP | 236,023 | 336,952 | +100,929 | 0.01 | 0.01 | +0.00 | buy |
| Wealthspring Capital LLC | 264,140 | 334,040 | +69,900 | 0.01 | 0.02 | +0.00 | buy |
| TORONTO DOMINION BANK | 504,900 | 558,448 | +53,548 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 950,000 | 990,000 | +40,000 | 0.01 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 0 | 25,683 | +25,683 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 484,786 | 501,956 | +17,170 | 0.08 | 0.07 | -0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 200,000 | 209,640 | +9,640 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 250,000 | 252,633 | +2,633 | 0.00 | 0.00 | -0.00 | buy |
| Wealthspring Capital LLC | 264,140 | 264,720 | +580 | 0.70 | 0.64 | -0.07 | buy |
| GLAZER CAPITAL, LLC | 193,564 | 193,564 | 0 | 0.07 | 0.07 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 829,341 | 829,341 | 0 | 0.24 | 0.26 | +0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.63 | 0.64 | +0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| BERKLEY W R CORP | 247,850 | 247,850 | 0 | 0.15 | 0.16 | +0.01 | hold |
| AQR Arbitrage LLC | 1,750,000 | 1,750,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 712,291 | 712,291 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.18 | 0.12 | -0.06 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.27 | 0.25 | -0.02 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,754,801 | 1,754,801 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.23 | 0.23 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 103,035 | 103,035 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,800,000 | 1,800,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,800,000 | 1,800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 200,000 | 200,000 | 0 | 0.24 | 0.26 | +0.02 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 789,570 | 789,570 | 0 | 0.54 | 0.51 | -0.02 | hold |
| PenderFund Capital Management Ltd. | 30,051 | 30,051 | 0 | 0.08 | 0.05 | -0.02 | hold |
| Shaolin Capital Management LLC | 400,000 | 400,000 | 0 | 0.17 | 0.19 | +0.02 | hold |
| Harraden Circle Investments, LLC | 1,710,690 | 1,710,690 | 0 | 0.09 | 0.06 | -0.03 | hold |
| MIZUHO SECURITIES USA LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 585,950 | 581,250 | -4,700 | 0.19 | 0.19 | -0.00 | sell |
| Shaolin Capital Management LLC | 400,000 | 393,200 | -6,800 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 1,312,022 | 1,305,022 | -7,000 | 0.31 | 0.33 | +0.03 | sell |
| TORONTO DOMINION BANK | 7,795 | 0 | -7,795 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 288,200 | 220,000 | -68,200 | 0.07 | 0.05 | -0.03 | sell |
| Wealthspring Capital LLC | 69,900 | 0 | -69,900 | 0.19 | 0.00 | -0.19 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 378,120 | 306,390 | -71,730 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 234,990 | 156,978 | -78,012 | 0.02 | 0.01 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 193,564 | 100,000 | -93,564 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 108,043 | 0 | -108,043 | 0.28 | 0.00 | -0.28 | sell |
| Radcliffe Capital Management, L.P. | 202,149 | 32,579 | -169,570 | 0.15 | 0.02 | -0.13 | sell |
| TORONTO DOMINION BANK | 254,373 | 68,992 | -185,381 | 0.01 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 189,270 | 0 | -189,270 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 0 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 250,000 | 0 | -250,000 | 0.57 | 0.00 | -0.57 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 92,135 | -357,865 | 0.25 | 0.05 | -0.20 | sell |
| GABELLI FUNDS LLC | 427,900 | 0 | -427,900 | 0.03 | 0.00 | -0.03 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 0 | -500,000 | 0.07 | 0.00 | -0.07 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 572,100 | 0 | -572,100 | 0.89 | 0.00 | -0.89 | sell |
| Context Capital Management, LLC | 582,480 | 0 | -582,480 | 0.20 | 0.00 | -0.20 | sell |
| Westchester Capital Management, LLC | 1,247,800 | 0 | -1,247,800 | 0.74 | 0.00 | -0.74 | sell |
| HGC Investment Management Inc. | 1,303,161 | 0 | -1,303,161 | 3.69 | 0.00 | -3.69 | sell |
| Magnetar Financial LLC | 1,750,000 | 0 | -1,750,000 | 0.09 | 0.00 | -0.09 | sell |