| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 558,448 | 1,704,153 | +1,145,705 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 501,956 | 1,285,474 | +783,518 | 0.07 | 0.19 | +0.11 | buy |
| RiverPark Advisors, LLC | 0 | 708,220 | +708,220 | 0.00 | 2.07 | +2.07 | buy |
| Crossingbridge Advisors, LLC | 0 | 708,220 | +708,220 | 0.00 | 2.02 | +2.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 411,978 | +411,978 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 326,976 | +326,976 | 0.00 | 0.02 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 32,579 | 325,790 | +293,211 | 0.02 | 0.00 | -0.02 | buy |
| First Trust Capital Management L.P. | 789,570 | 1,039,570 | +250,000 | 0.51 | 0.64 | +0.12 | buy |
| DLD Asset Management, LP | 0 | 205,518 | +205,518 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 200,000 | +200,000 | 0.00 | 0.04 | +0.04 | buy |
| Parallax Volatility Advisers, L.P. | 103,035 | 280,777 | +177,742 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 209,640 | 384,355 | +174,715 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 150,000 | +150,000 | 0.00 | 0.05 | +0.05 | buy |
| Radcliffe Capital Management, L.P. | 550,126 | 655,635 | +105,509 | 0.34 | 0.36 | +0.02 | buy |
| MIZUHO SECURITIES USA LLC | 254,814 | 358,686 | +103,872 | 0.05 | 0.06 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 100,033 | +100,033 | 0.00 | 0.03 | +0.03 | buy |
| BERKLEY W R CORP | 247,850 | 347,330 | +99,480 | 0.16 | 0.20 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 357,750 | 449,885 | +92,135 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 357,750 | 447,750 | +90,000 | 0.21 | 0.21 | +0.01 | buy |
| JPMORGAN CHASE & CO | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 30,051 | +30,051 | 0.00 | 0.05 | +0.05 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Harraden Circle Investments, LLC | 1,710,690 | 1,735,690 | +25,000 | 0.06 | 0.06 | -0.01 | buy |
| METEORA CAPITAL, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 581,250 | 582,640 | +1,390 | 0.19 | 0.16 | -0.03 | buy |
| GLAZER CAPITAL, LLC | 193,564 | 194,183 | +619 | 0.07 | 0.05 | -0.01 | buy |
| BARCLAYS PLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 829,341 | 829,341 | 0 | 0.26 | 0.24 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 427,900 | 427,900 | 0 | 0.03 | 0.03 | +0.00 | hold |
| GABELLI FUNDS LLC | 427,900 | 427,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.64 | 0.77 | +0.13 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| AQR Arbitrage LLC | 1,305,022 | 1,305,022 | 0 | 0.33 | 0.28 | -0.06 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 712,291 | 712,291 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.25 | 0.25 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,754,801 | 1,754,801 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 582,480 | 582,480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 582,480 | 582,480 | 0 | 0.18 | 0.15 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.23 | 0.25 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.11 | 0.17 | +0.06 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,279,300 | 1,279,300 | 0 | 0.67 | 0.61 | -0.06 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,800,000 | 1,800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 572,100 | 572,100 | 0 | 0.93 | 0.87 | -0.05 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 572,100 | 572,100 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Wealthspring Capital LLC | 334,040 | 332,740 | -1,300 | 0.02 | 0.01 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 321,670 | 318,929 | -2,741 | 0.24 | 0.26 | +0.02 | sell |
| Bulldog Investors, LLP | 336,952 | 333,950 | -3,002 | 0.01 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 306,390 | 297,771 | -8,619 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 25,683 | 14,979 | -10,704 | 0.01 | 0.01 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 475,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 30,051 | 0 | -30,051 | 0.05 | 0.00 | -0.05 | sell |
| Shaolin Capital Management LLC | 393,200 | 355,200 | -38,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 68,992 | 25,000 | -43,992 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 700,000 | 645,000 | -55,000 | 0.01 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 700,000 | 645,000 | -55,000 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 268,734 | 205,000 | -63,734 | 0.66 | 0.40 | -0.26 | sell |
| Schonfeld Strategic Advisors LLC | 156,978 | 80,723 | -76,255 | 0.01 | 0.00 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 92,135 | 0 | -92,135 | 0.05 | 0.00 | -0.05 | sell |
| DLD Asset Management, LP | 200,000 | 106,001 | -93,999 | 0.26 | 0.11 | -0.15 | sell |
| GLAZER CAPITAL, LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 264,720 | 146,990 | -117,730 | 0.64 | 0.35 | -0.28 | sell |
| Schonfeld Strategic Advisors LLC | 252,633 | 111,305 | -141,328 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 400,000 | 250,000 | -150,000 | 0.19 | 0.10 | -0.10 | sell |
| CANTOR FITZGERALD, L. P. | 220,000 | 0 | -220,000 | 0.05 | 0.00 | -0.05 | sell |
| Bulldog Investors, LLP | 336,952 | 0 | -336,952 | 0.79 | 0.00 | -0.79 | sell |
| HGC Investment Management Inc. | 1,303,161 | 953,146 | -350,015 | 3.20 | 2.05 | -1.15 | sell |
| AQR Arbitrage LLC | 1,750,000 | 1,338,022 | -411,978 | 0.01 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 1,247,800 | 747,800 | -500,000 | 0.01 | 0.01 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 650,000 | 0 | -650,000 | 0.12 | 0.00 | -0.12 | sell |
| WHITEBOX ADVISORS LLC | 650,000 | 0 | -650,000 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 1,303,161 | 403,161 | -900,000 | 0.06 | 0.01 | -0.05 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,800,000 | 650,000 | -1,150,000 | 0.03 | 0.01 | -0.02 | sell |