| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SONA ASSET MANAGEMENT (US) LLC | 0 | 353,786 | +353,786 | 0.00 | 0.14 | +0.14 | buy |
| AQR Arbitrage LLC | 0 | 322,160 | +322,160 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 314,920 | +314,920 | 0.00 | 0.05 | +0.05 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.15 | +0.15 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.01 | +0.01 | buy |
| Wealthspring Capital LLC | 0 | 274,090 | +274,090 | 0.00 | 0.04 | +0.04 | buy |
| Wealthspring Capital LLC | 0 | 265,290 | +265,290 | 0.00 | 0.63 | +0.63 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 74,200 | 174,200 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 84,680 | +84,680 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 297,404 | 378,222 | +80,818 | 0.08 | 0.08 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 125,809 | 205,591 | +79,782 | 0.01 | 0.05 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 77,440 | +77,440 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 74,300 | +74,300 | 0.00 | 0.21 | +0.21 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 298,563 | 370,439 | +71,876 | 0.04 | 0.06 | +0.02 | buy |
| BERKLEY W R CORP | 148,785 | 196,716 | +47,931 | 0.08 | 0.11 | +0.02 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 46,284 | +46,284 | 0.00 | 0.01 | +0.01 | buy |
| Evercore Wealth Management, LLC | 0 | 16,590 | +16,590 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 16,590 | +16,590 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 0 | 15,135 | +15,135 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,860 | +7,860 | 0.00 | 0.02 | +0.02 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,860 | +7,860 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 100 | 100 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 310,000 | 310,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 310,000 | 310,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 108,749 | 108,749 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 125,000 | 125,000 | 0 | 0.07 | 0.09 | +0.03 | hold |
| LINDEN ADVISORS LP | 400,233 | 400,233 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 354,923 | 354,923 | 0 | 0.17 | 0.17 | +0.01 | hold |
| Westchester Capital Management, LLC | 15,748 | 15,748 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Logan Stone Capital, LLC | 165,931 | 165,931 | 0 | 0.41 | 0.46 | +0.05 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.06 | 0.34 | +0.28 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.00 | 0.02 | +0.02 | hold |
| Shaolin Capital Management LLC | 100,000 | 100,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Shaolin Capital Management LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Karpus Management, Inc. | 500,375 | 500,350 | -25 | 0.13 | 0.16 | +0.02 | sell |
| Virtu Financial LLC | 18,787 | 14,655 | -4,132 | 0.01 | 0.01 | -0.00 | sell |
| Evercore Wealth Management, LLC | 16,590 | 0 | -16,590 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 52,500 | 27,500 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 125,000 | 84,712 | -40,288 | 0.00 | 0.00 | +0.00 | sell |
| Centiva Capital, LP | 175,000 | 128,000 | -47,000 | 0.11 | 0.06 | -0.05 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 75,000 | 0 | -75,000 | 0.30 | 0.00 | -0.30 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 77,440 | 0 | -77,440 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 148,785 | 64,775 | -84,010 | 0.00 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 84,331 | 0 | -84,331 | 0.04 | 0.00 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 90,000 | 0 | -90,000 | 0.02 | 0.00 | -0.02 | sell |
| Polar Asset Management Partners Inc. | 300,000 | 174,813 | -125,187 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 300,000 | 150,000 | -150,000 | 0.06 | 0.04 | -0.02 | sell |
| TORONTO DOMINION BANK | 257,936 | 100,000 | -157,936 | 0.00 | 0.00 | -0.00 | sell |
| Decagon Asset Management LLP | 238,203 | 0 | -238,203 | 0.05 | 0.00 | -0.05 | sell |
| Wealthspring Capital LLC | 275,210 | 0 | -275,210 | 0.68 | 0.00 | -0.68 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 0 | -300,000 | 0.15 | 0.00 | -0.15 | sell |
| AQR Arbitrage LLC | 322,560 | 0 | -322,560 | 0.07 | 0.00 | -0.07 | sell |