| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 205,591 | 343,123 | +137,532 | 0.05 | 0.06 | +0.01 | buy |
| BERKLEY W R CORP | 196,716 | 290,563 | +93,847 | 0.11 | 0.14 | +0.04 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 370,439 | 395,741 | +25,302 | 0.06 | 0.05 | -0.01 | buy |
| Harraden Circle Investments, LLC | 0 | 25,268 | +25,268 | 0.00 | 0.03 | +0.03 | buy |
| Kazazian Asset Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.09 | +0.09 | buy |
| AQR Arbitrage LLC | 314,920 | 321,056 | +6,136 | 0.05 | 0.05 | -0.01 | buy |
| TORONTO DOMINION BANK | 100,000 | 105,557 | +5,557 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 322,160 | 326,870 | +4,710 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 4,300 | +4,300 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 4,300 | +4,300 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 200,000 | 201,716 | +1,716 | 0.00 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 14,655 | 15,235 | +580 | 0.01 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 174,200 | 174,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 378,222 | 378,222 | 0 | 0.08 | 0.09 | +0.01 | hold |
| GLAZER CAPITAL, LLC | 100 | 100 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 310,000 | 310,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 310,000 | 310,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 74,300 | 74,300 | 0 | 0.21 | 0.17 | -0.03 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 84,680 | 84,680 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 77,440 | 77,440 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,860 | 7,860 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,860 | 7,860 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 125,000 | 125,000 | 0 | 0.09 | 0.10 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 400,233 | 400,233 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.15 | 0.15 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Evercore Wealth Management, LLC | 16,590 | 16,590 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evercore Wealth Management, LLC | 16,590 | 16,590 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 354,923 | 354,923 | 0 | 0.17 | 0.18 | +0.01 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.34 | 0.02 | -0.32 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.02 | 0.00 | -0.02 | hold |
| Wealthspring Capital LLC | 265,290 | 265,290 | 0 | 0.63 | 0.60 | -0.03 | hold |
| Wealthspring Capital LLC | 274,090 | 274,090 | 0 | 0.04 | 0.04 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 353,786 | 353,786 | 0 | 0.14 | 0.13 | -0.00 | hold |
| Decagon Asset Management LLP | 15,135 | 15,135 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 500 | 400 | -100 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 27,500 | 26,950 | -550 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 100,000 | 86,843 | -13,157 | 0.04 | 0.05 | +0.01 | sell |
| Westchester Capital Management, LLC | 15,748 | 0 | -15,748 | 0.01 | 0.00 | -0.01 | sell |
| Polar Asset Management Partners Inc. | 174,813 | 152,985 | -21,828 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 500,350 | 473,675 | -26,675 | 0.16 | 0.14 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 46,284 | 17,337 | -28,947 | 0.01 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 64,775 | 0 | -64,775 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 108,749 | 41,729 | -67,020 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 84,712 | 0 | -84,712 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 128,000 | 0 | -128,000 | 0.06 | 0.00 | -0.06 | sell |
| Logan Stone Capital, LLC | 165,931 | 0 | -165,931 | 0.46 | 0.00 | -0.46 | sell |