| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 1,350,000 | +1,350,000 | 0.00 | 0.02 | +0.02 | buy |
| AQR Arbitrage LLC | 0 | 1,120,299 | +1,120,299 | 0.00 | 0.27 | +0.27 | buy |
| LMR Partners LLP | 0 | 997,203 | +997,203 | 0.00 | 0.20 | +0.20 | buy |
| Crossingbridge Advisors, LLC | 0 | 745,000 | +745,000 | 0.00 | 3.90 | +3.90 | buy |
| AQR Arbitrage LLC | 0 | 724,998 | +724,998 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 348,783 | 1,025,006 | +676,223 | 0.23 | 0.47 | +0.24 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 675,000 | +675,000 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 0 | 498,601 | +498,601 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.48 | +0.48 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 342,100 | +342,100 | 0.00 | 0.07 | +0.07 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 329,698 | +329,698 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 302,200 | +302,200 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 298,609 | +298,609 | 0.00 | 0.80 | +0.80 | buy |
| DLD Asset Management, LP | 0 | 250,000 | +250,000 | 0.00 | 0.36 | +0.36 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 208,615 | +208,615 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 0 | 182,000 | +182,000 | 0.00 | 0.10 | +0.10 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 125,000 | +125,000 | 0.00 | 0.04 | +0.04 | buy |
| Bulldog Investors, LLP | 0 | 105,820 | +105,820 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 129,967 | 231,983 | +102,016 | 0.00 | 0.01 | +0.00 | buy |
| BERKLEY W R CORP | 0 | 73,190 | +73,190 | 0.00 | 0.05 | +0.05 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 62,500 | +62,500 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 0 | 61,725 | +61,725 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 47,000 | +47,000 | 0.00 | 0.72 | +0.72 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 23,500 | +23,500 | 0.00 | 0.01 | +0.01 | buy |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 30,500 | 48,000 | +17,500 | 0.26 | 0.52 | +0.26 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,250 | +15,250 | 0.00 | 0.06 | +0.06 | buy |
| Evercore Wealth Management, LLC | 0 | 10,270 | +10,270 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 490,000 | 500,000 | +10,000 | 0.23 | 0.26 | +0.03 | buy |
| TrueMark Investments, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.03 | +0.03 | buy |
| Shaolin Capital Management LLC | 209,600 | 215,480 | +5,880 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 245,000 | 250,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 4,502 | 8,333 | +3,831 | 0.00 | 0.00 | +0.00 | buy |
| Sandia Investment Management LP | 126,030 | 126,973 | +943 | 2.36 | 3.72 | +1.36 | buy |
| Quarry LP | 126,030 | 126,973 | +943 | 0.25 | 0.32 | +0.08 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,000 | 120,000 | 0 | 0.58 | 0.57 | -0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 476 | 476 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.09 | 0.07 | -0.01 | hold |
| LINDEN ADVISORS LP | 550,001 | 550,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 350,000 | 350,000 | 0 | 0.08 | 0.05 | -0.03 | hold |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.07 | +0.03 | hold |
| Parallax Volatility Advisers, L.P. | 100,000 | 100,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| First Trust Capital Management L.P. | 749,998 | 749,998 | 0 | 0.56 | 0.54 | -0.02 | hold |
| Athos Capital Ltd | 250,000 | 250,000 | 0 | 1.16 | 3.09 | +1.93 | hold |
| PERISCOPE CAPITAL INC. | 173,000 | 173,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 200,000 | 0 | 1.39 | 1.11 | -0.28 | hold |
| Harraden Circle Investments, LLC | 173,857 | 173,857 | 0 | 0.04 | 0.02 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 250,000 | 250,000 | 0 | 2.63 | 2.64 | +0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 900,000 | 900,000 | 0 | 0.07 | 0.09 | +0.01 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 10,000 | 0 | -10,000 | 0.03 | 0.00 | -0.03 | sell |
| Verition Fund Management LLC | 25,450 | 14,170 | -11,280 | 0.00 | 0.00 | -0.00 | sell |
| Tidal Investments LLC | 12,757 | 0 | -12,757 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 682,456 | 664,312 | -18,144 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 140,290 | 111,097 | -29,193 | 0.07 | 0.06 | -0.01 | sell |
| Wealthspring Capital LLC | 52,750 | 0 | -52,750 | 0.79 | 0.00 | -0.79 | sell |
| Schonfeld Strategic Advisors LLC | 200,000 | 100,000 | -100,000 | 0.01 | 0.01 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 475,000 | 372,500 | -102,500 | 0.02 | 0.02 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 0 | -125,000 | 0.04 | 0.00 | -0.04 | sell |
| METEORA CAPITAL, LLC | 305,063 | 175,000 | -130,063 | 1.07 | 0.62 | -0.45 | sell |
| METEORA CAPITAL, LLC | 152,531 | 0 | -152,531 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 635,196 | 475,169 | -160,027 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 211,640 | 0 | -211,640 | 0.55 | 0.00 | -0.55 | sell |
| Shaolin Capital Management LLC | 250,000 | 0 | -250,000 | 0.08 | 0.00 | -0.08 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 600,000 | 0 | -600,000 | 0.22 | 0.00 | -0.22 | sell |
| K2 PRINCIPAL FUND, L.P. | 869,912 | 40,992 | -828,920 | 1.25 | 0.06 | -1.19 | sell |
| LMR Partners LLP | 900,000 | 0 | -900,000 | 0.16 | 0.00 | -0.16 | sell |
| CLEAR STREET LLC | 1,151,293 | 1,359 | -1,149,934 | 0.22 | 0.00 | -0.22 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,350,000 | 0 | -1,350,000 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 1,450,000 | 0 | -1,450,000 | 0.34 | 0.00 | -0.34 | sell |