| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MARSHALL WACE, LLP | 0 | 732,048 | +732,048 | 0.00 | 0.01 | +0.01 | buy |
| Crossingbridge Advisors, LLC | 0 | 387,717 | +387,717 | 0.00 | 0.73 | +0.73 | buy |
| MIZUHO SECURITIES USA LLC | 113,630 | 500,276 | +386,646 | 0.02 | 0.12 | +0.10 | buy |
| BERKLEY W R CORP | 476,452 | 790,503 | +314,051 | 0.27 | 0.44 | +0.17 | buy |
| JPMORGAN CHASE & CO | 0 | 217,879 | +217,879 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 217,879 | +217,879 | 0.00 | 0.14 | +0.14 | buy |
| Pantera Capital Partners LP | 1,500,000 | 1,600,000 | +100,000 | 6.73 | 10.61 | +3.88 | buy |
| Brevan Howard Capital Management LP | 0 | 90,000 | +90,000 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 75,031 | +75,031 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 27,330 | 68,921 | +41,591 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 150,000 | 188,000 | +38,000 | 0.06 | 0.08 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 13,613 | 44,024 | +30,411 | 0.00 | 0.01 | +0.01 | buy |
| SIMON QUICK ADVISORS, LLC | 0 | 16,583 | +16,583 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 15,097 | +15,097 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 13,908 | +13,908 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 11,810 | +11,810 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 0 | 8,828 | +8,828 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 15,070 | 20,472 | +5,402 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 250,000 | 253,700 | +3,700 | 0.09 | 0.04 | -0.05 | buy |
| BANK OF MONTREAL /CAN/ | 11,650 | 13,650 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 8,153 | 9,803 | +1,650 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,962 | 12,530 | +1,568 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 302,200 | 302,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 37,279 | 37,279 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.04 | 0.01 | -0.02 | hold |
| BERKSHIRE CAPITAL HOLDINGS INC | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 519,086 | 519,086 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 89,637 | 89,637 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 91,192 | 91,192 | 0 | 0.05 | 0.07 | +0.02 | hold |
| MILLENNIUM MANAGEMENT LLC | 41,389 | 41,389 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 819,611 | 819,611 | 0 | 0.05 | 0.05 | -0.00 | hold |
| LINDEN ADVISORS LP | 525,001 | 525,001 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1,894 | 1,894 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 163,949 | 163,949 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Magnetar Financial LLC | 125,000 | 125,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 488,921 | 488,921 | 0 | 0.03 | 0.01 | -0.02 | hold |
| Hudson Bay Capital Management LP | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.06 | +0.03 | hold |
| SIGNATUREFD, LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 499,457 | 499,457 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 226,640 | 226,640 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Baader Bank Aktiengesellschaft | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| DLD Asset Management, LP | 384,163 | 384,163 | 0 | 0.41 | 0.41 | -0.00 | hold |
| LMR Partners LLP | 59,199 | 59,199 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 670,526 | 670,526 | 0 | 0.01 | 0.01 | -0.01 | hold |
| 1 NORTH WEALTH SERVICES LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Athos Capital Ltd | 125,000 | 125,000 | 0 | 0.55 | 0.42 | -0.13 | hold |
| PERISCOPE CAPITAL INC. | 50,000 | 50,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 87,400 | 87,400 | 0 | 0.17 | 0.16 | -0.02 | hold |
| SkyView Investment Advisors, LLC | 50,000 | 50,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 39,286 | 39,286 | 0 | 0.02 | 0.02 | +0.01 | hold |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 275,000 | 275,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 107,152 | 107,152 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 631,686 | 631,686 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DLD Asset Management, LP | 94,607 | 94,507 | -100 | 0.02 | 0.01 | -0.01 | sell |
| Farther Finance Advisors, LLC | 550 | 350 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Caitong International Asset Management Co., Ltd | 752 | 0 | -752 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 51,493 | 49,427 | -2,066 | 0.00 | 0.00 | -0.00 | sell |
| Blue Trust, Inc. | 5,500 | 0 | -5,500 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 304,581 | 297,061 | -7,520 | 0.01 | 0.00 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 791,743 | 781,743 | -10,000 | 0.21 | 0.19 | -0.02 | sell |
| Ground Swell Capital, LLC | 10,472 | 0 | -10,472 | 0.03 | 0.00 | -0.03 | sell |
| TWO SIGMA SECURITIES, LLC | 13,370 | 0 | -13,370 | 0.02 | 0.00 | -0.02 | sell |
| Squarepoint Ops LLC | 14,518 | 0 | -14,518 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 359,872 | 341,002 | -18,870 | 0.08 | 0.06 | -0.02 | sell |
| METEORA CAPITAL, LLC | 2,473,400 | 2,453,400 | -20,000 | 2.13 | 1.89 | -0.24 | sell |
| Wealthspring Capital LLC | 230,406 | 210,139 | -20,267 | 0.11 | 0.04 | -0.07 | sell |
| Shaolin Capital Management LLC | 225,000 | 200,000 | -25,000 | 0.02 | 0.01 | -0.01 | sell |
| SIH Partners, LLLP | 51,553 | 19,628 | -31,925 | 0.03 | 0.01 | -0.02 | sell |
| CITADEL ADVISORS LLC | 34,031 | 0 | -34,031 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 340,100 | 305,363 | -34,737 | 0.09 | 0.07 | -0.02 | sell |
| Prospect Financial Services LLC | 38,580 | 0 | -38,580 | 0.05 | 0.00 | -0.05 | sell |
| FNY Investment Advisers, LLC | 156,712 | 91,568 | -65,144 | 0.46 | 0.42 | -0.04 | sell |
| Bulldog Investors, LLP | 66,640 | 0 | -66,640 | 0.03 | 0.00 | -0.03 | sell |
| NorthStar Asset Management LLC /NJ/ | 73,853 | 0 | -73,853 | 0.34 | 0.00 | -0.34 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 606,595 | 513,512 | -93,083 | 0.01 | 0.01 | -0.00 | sell |
| Quarry LP | 97,751 | 0 | -97,751 | 0.16 | 0.00 | -0.16 | sell |
| Bulldog Investors, LLP | 130,348 | 0 | -130,348 | 0.30 | 0.00 | -0.30 | sell |
| First Trust Capital Management L.P. | 135,602 | 0 | -135,602 | 0.08 | 0.00 | -0.08 | sell |
| Shay Capital LLC | 343,896 | 0 | -343,896 | 0.57 | 0.00 | -0.57 | sell |
| TORONTO DOMINION BANK | 631,686 | 50,000 | -581,686 | 0.01 | 0.00 | -0.01 | sell |