| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Wealthspring Capital LLC | 47,000 | 649,700 | +602,700 | 0.72 | 1.75 | +1.03 | buy |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.04 | +0.04 | buy |
| Hudson Bay Capital Management LP | 0 | 400,000 | +400,000 | 0.00 | 0.03 | +0.03 | buy |
| Magnetar Financial LLC | 0 | 350,000 | +350,000 | 0.00 | 0.02 | +0.02 | buy |
| Wealthspring Capital LLC | 23,500 | 325,565 | +302,065 | 0.01 | 0.03 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 450,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 250,000 | +250,000 | 0.00 | 2.52 | +2.52 | buy |
| TORONTO DOMINION BANK | 231,983 | 452,804 | +220,821 | 0.01 | 0.01 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 200,000 | +200,000 | 0.00 | 0.04 | +0.04 | buy |
| Saba Capital Management, L.P. | 61,725 | 252,283 | +190,558 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 155,118 | +155,118 | 0.00 | 0.12 | +0.12 | buy |
| Sandia Investment Management LP | 0 | 126,973 | +126,973 | 0.00 | 3.32 | +3.32 | buy |
| Quarry LP | 0 | 126,973 | +126,973 | 0.00 | 0.30 | +0.30 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 125,000 | +125,000 | 0.00 | 0.05 | +0.05 | buy |
| Harraden Circle Investments, LLC | 173,857 | 276,821 | +102,964 | 0.02 | 0.03 | +0.01 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 182,000 | 282,000 | +100,000 | 0.10 | 0.17 | +0.06 | buy |
| PERISCOPE CAPITAL INC. | 200,000 | 300,000 | +100,000 | 1.11 | 1.16 | +0.05 | buy |
| Shaolin Capital Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 90,298 | +90,298 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 65,406 | +65,406 | 0.00 | 0.00 | +0.00 | buy |
| Sandia Investment Management LP | 0 | 63,486 | +63,486 | 0.00 | 0.06 | +0.06 | buy |
| Quarry LP | 0 | 63,486 | +63,486 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 208,615 | 269,843 | +61,228 | 0.01 | 0.02 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 30,000 | 80,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 8,333 | 18,930 | +10,597 | 0.00 | 0.00 | -0.00 | buy |
| First Trust Capital Management L.P. | 749,998 | 759,998 | +10,000 | 0.54 | 0.52 | -0.02 | buy |
| Shaolin Capital Management LLC | 215,480 | 225,000 | +9,520 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 342,100 | 343,099 | +999 | 0.07 | 0.06 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 302,200 | 302,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,000 | 120,000 | 0 | 0.57 | 0.38 | -0.19 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 73,190 | 73,190 | 0 | 0.05 | 0.05 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,350,000 | 1,350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 675,000 | 675,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 724,998 | 724,998 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 476 | 476 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| LINDEN ADVISORS LP | 550,001 | 550,001 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 500,000 | 0 | 0.26 | 0.28 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Evercore Wealth Management, LLC | 10,270 | 10,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 298,609 | 298,609 | 0 | 0.80 | 0.77 | -0.03 | hold |
| Bulldog Investors, LLP | 105,820 | 105,820 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.48 | 0.49 | +0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.04 | 0.02 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mirae Asset Global Investments Co., Ltd. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 997,203 | 997,203 | 0 | 0.20 | 0.16 | -0.04 | hold |
| LMR Partners LLP | 498,601 | 498,601 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.06 | 0.07 | +0.00 | hold |
| Athos Capital Ltd | 250,000 | 250,000 | 0 | 3.09 | 3.86 | +0.76 | hold |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 48,000 | 48,000 | 0 | 0.52 | 0.53 | +0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 329,698 | 329,698 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CLEAR STREET LLC | 1,359 | 0 | -1,359 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 10,000 | 0 | -10,000 | 0.03 | 0.00 | -0.03 | sell |
| AQR Arbitrage LLC | 1,120,299 | 1,107,299 | -13,000 | 0.27 | 0.26 | -0.01 | sell |
| Verition Fund Management LLC | 14,170 | 0 | -14,170 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 1,025,006 | 995,099 | -29,907 | 0.47 | 0.36 | -0.11 | sell |
| K2 PRINCIPAL FUND, L.P. | 40,992 | 0 | -40,992 | 0.06 | 0.00 | -0.06 | sell |
| CLEAR STREET LLC | 664,312 | 612,816 | -51,496 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 173,000 | 100,000 | -73,000 | 0.03 | 0.01 | -0.01 | sell |
| Crossingbridge Advisors, LLC | 745,000 | 670,000 | -75,000 | 3.90 | 5.99 | +2.09 | sell |
| K2 PRINCIPAL FUND, L.P. | 372,500 | 296,022 | -76,478 | 0.02 | 0.02 | +0.00 | sell |
| Virtu Financial LLC | 111,097 | 22,336 | -88,761 | 0.06 | 0.01 | -0.05 | sell |
| Parallax Volatility Advisers, L.P. | 100,000 | 0 | -100,000 | 0.03 | 0.00 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Sandia Investment Management LP | 126,973 | 0 | -126,973 | 3.72 | 0.00 | -3.72 | sell |
| Quarry LP | 126,973 | 0 | -126,973 | 0.32 | 0.00 | -0.32 | sell |
| DLD Asset Management, LP | 250,000 | 100,000 | -150,000 | 0.36 | 0.12 | -0.24 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 900,000 | 748,023 | -151,977 | 0.09 | 0.06 | -0.03 | sell |
| METEORA CAPITAL, LLC | 175,000 | 0 | -175,000 | 0.62 | 0.00 | -0.62 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 0 | -200,000 | 0.07 | 0.00 | -0.07 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 250,000 | 0 | -250,000 | 2.64 | 0.00 | -2.64 | sell |
| MILLENNIUM MANAGEMENT LLC | 475,169 | 169,557 | -305,612 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 350,000 | 0 | -350,000 | 0.05 | 0.00 | -0.05 | sell |
| Hudson Bay Capital Management LP | 400,000 | 0 | -400,000 | 0.03 | 0.00 | -0.03 | sell |