| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,500,000 | +500,000 | 0.15 | 0.24 | +0.10 | buy |
| METEORA CAPITAL, LLC | 0 | 487,942 | +487,942 | 0.00 | 0.38 | +0.38 | buy |
| Crossingbridge Advisors, LLC | 344,613 | 680,175 | +335,562 | 1.01 | 1.29 | +0.28 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| Shay Capital LLC | 0 | 150,242 | +150,242 | 0.00 | 0.22 | +0.22 | buy |
| PEAK6 LLC | 0 | 137,600 | +137,600 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| RiverPark Advisors, LLC | 343,612 | 386,713 | +43,101 | 1.03 | 1.47 | +0.44 | buy |
| BERKLEY W R CORP | 285,082 | 325,445 | +40,363 | 0.17 | 0.18 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 645,836 | 686,125 | +40,289 | 0.18 | 0.15 | -0.02 | buy |
| UBS Group AG | 55,673 | 83,606 | +27,933 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 15,510 | +15,510 | 0.00 | 0.18 | +0.18 | buy |
| AQR Arbitrage LLC | 1,277,639 | 1,281,595 | +3,956 | 0.28 | 0.22 | -0.06 | buy |
| AQR Arbitrage LLC | 638,820 | 640,798 | +1,978 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 49,300 | 50,407 | +1,107 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 476 | +476 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 238 | +238 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 866,244 | 866,244 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.24 | 0.18 | -0.06 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 49,400 | 49,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 211,180 | 211,180 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 149,999 | 149,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,061,498 | 1,061,498 | 0 | 0.11 | 0.11 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,743 | 249,743 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Verition Fund Management LLC | 99,400 | 99,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 237,350 | 237,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 466,100 | 466,100 | 0 | 0.93 | 0.30 | -0.62 | hold |
| Kepos Capital LP | 43,500 | 43,500 | 0 | 2.57 | 0.75 | -1.83 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,250,000 | 1,250,000 | 0 | 0.14 | 0.14 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,002,470 | 1,002,470 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LMR Partners LLP | 501,235 | 501,235 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.01 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.16 | 0.12 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 98,101 | 98,101 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Shaolin Capital Management LLC | 200,000 | 200,000 | 0 | 0.08 | 0.09 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 68,820 | 68,820 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.99 | 1.12 | +0.13 | hold |
| GOLDMAN SACHS GROUP INC | 422,388 | 422,388 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 523,289 | 522,789 | -500 | 0.30 | 0.41 | +0.11 | sell |
| METEORA CAPITAL, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 337,900 | 334,470 | -3,430 | 0.03 | 0.03 | +0.00 | sell |
| Wealthspring Capital LLC | 734,640 | 726,280 | -8,360 | 1.81 | 1.81 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 60,459 | 50,459 | -10,000 | 0.00 | 0.00 | +0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 450,000 | 438,966 | -11,034 | 0.38 | 0.37 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 31,567 | 20,000 | -11,567 | 0.00 | 0.00 | +0.00 | sell |
| Quarry LP | 25,000 | 0 | -25,000 | 0.04 | 0.00 | -0.04 | sell |
| Quarry LP | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 825,000 | 796,976 | -28,024 | 0.01 | 0.01 | -0.00 | sell |
| CITADEL ADVISORS LLC | 30,153 | 0 | -30,153 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 39,523 | 0 | -39,523 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,023 | 459,023 | -40,000 | 0.25 | 0.24 | -0.00 | sell |
| Bulldog Investors, LLP | 130,041 | 86,299 | -43,742 | 0.01 | 0.01 | -0.00 | sell |
| Context Capital Management, LLC | 300,000 | 200,000 | -100,000 | 0.08 | 0.05 | -0.03 | sell |
| K2 PRINCIPAL FUND, L.P. | 288,286 | 183,386 | -104,900 | 0.01 | 0.01 | -0.00 | sell |
| Magnetar Financial LLC | 530,749 | 419,597 | -111,152 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 316,150 | 202,375 | -113,775 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 343,100 | 200,000 | -143,100 | 0.69 | 0.37 | -0.33 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 798,468 | 653,633 | -144,835 | 0.12 | 0.11 | -0.01 | sell |
| Harraden Circle Investments, LLC | 145,086 | 0 | -145,086 | 0.01 | 0.00 | -0.01 | sell |
| Westchester Capital Management, LLC | 200,216 | 53,872 | -146,344 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 634,375 | 464,728 | -169,647 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 491,192 | 312,714 | -178,478 | 0.01 | 0.01 | -0.00 | sell |
| Westchester Capital Management, LLC | 921,116 | 726,116 | -195,000 | 0.45 | 0.37 | -0.08 | sell |
| MIZUHO SECURITIES USA LLC | 500,000 | 250,904 | -249,096 | 0.08 | 0.06 | -0.02 | sell |
| TORONTO DOMINION BANK | 398,469 | 125,374 | -273,095 | 0.01 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 800,000 | 479,606 | -320,394 | 0.05 | 0.03 | -0.02 | sell |