| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 1,608,394 | +1,608,394 | 0.00 | 0.58 | +0.58 | buy |
| BERKLEY W R CORP | 325,445 | 1,153,140 | +827,695 | 0.18 | 0.60 | +0.42 | buy |
| MIZUHO SECURITIES USA LLC | 250,904 | 650,498 | +399,594 | 0.06 | 0.11 | +0.05 | buy |
| Brevan Howard Capital Management LP | 0 | 96,685 | +96,685 | 0.00 | 0.01 | +0.01 | buy |
| Shay Capital LLC | 150,242 | 239,678 | +89,436 | 0.22 | 0.28 | +0.06 | buy |
| DLD Asset Management, LP | 0 | 76,830 | +76,830 | 0.00 | 0.07 | +0.07 | buy |
| TORONTO DOMINION BANK | 125,374 | 198,000 | +72,626 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 60,415 | +60,415 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 0 | 58,971 | +58,971 | 0.00 | 0.05 | +0.05 | buy |
| Centiva Capital, LP | 250,000 | 300,946 | +50,946 | 0.12 | 0.11 | -0.01 | buy |
| UBS Group AG | 83,606 | 122,736 | +39,130 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 31,900 | +31,900 | 0.00 | 0.04 | +0.04 | buy |
| Arax Advisory Partners | 0 | 15,440 | +15,440 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 7,720 | +7,720 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 300,000 | 306,032 | +6,032 | 0.02 | 0.02 | -0.00 | buy |
| AQR Arbitrage LLC | 640,798 | 643,693 | +2,895 | 0.00 | 0.01 | +0.00 | buy |
| Quarry LP | 0 | 2,688 | +2,688 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 866,244 | 866,244 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.18 | 0.15 | -0.03 | hold |
| CSS LLC/IL | 49,400 | 49,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 211,180 | 211,180 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,281,595 | 1,281,595 | 0 | 0.22 | 0.19 | -0.03 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 476 | 476 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 238 | 238 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 149,999 | 149,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.24 | 0.22 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,061,498 | 1,061,498 | 0 | 0.11 | 0.10 | -0.01 | hold |
| PEAK6 LLC | 137,600 | 137,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,743 | 249,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Verition Fund Management LLC | 99,400 | 99,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 237,350 | 237,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 466,100 | 466,100 | 0 | 0.30 | 0.38 | +0.08 | hold |
| Kepos Capital LP | 43,500 | 43,500 | 0 | 0.75 | 0.63 | -0.12 | hold |
| Westchester Capital Management, LLC | 726,116 | 726,116 | 0 | 0.37 | 0.39 | +0.02 | hold |
| Westchester Capital Management, LLC | 53,872 | 53,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 501,235 | 501,235 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,002,470 | 1,002,470 | 0 | 0.10 | 0.08 | -0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 98,101 | 98,101 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 334,470 | 334,470 | 0 | 0.03 | 0.04 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 68,820 | 68,820 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 422,388 | 422,388 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 50,459 | 50,359 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 726,280 | 725,870 | -410 | 1.81 | 1.72 | -0.09 | sell |
| Rangeley Capital, LLC | 15,510 | 14,886 | -624 | 0.18 | 0.15 | -0.03 | sell |
| Radcliffe Capital Management, L.P. | 522,789 | 521,872 | -917 | 0.41 | 0.42 | +0.01 | sell |
| Bulldog Investors, LLP | 86,299 | 82,697 | -3,602 | 0.01 | 0.01 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 20,000 | 10,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,250,000 | 1,239,837 | -10,163 | 0.14 | 0.12 | -0.02 | sell |
| Shaolin Capital Management LLC | 200,000 | 185,166 | -14,834 | 0.09 | 0.11 | +0.02 | sell |
| PERISCOPE CAPITAL INC. | 200,000 | 175,000 | -25,000 | 0.37 | 0.30 | -0.07 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,000 | 0 | -30,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 50,407 | 0 | -50,407 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 183,386 | 127,021 | -56,365 | 0.01 | 0.01 | -0.00 | sell |
| Context Capital Management, LLC | 796,976 | 740,596 | -56,380 | 0.01 | 0.01 | +0.00 | sell |
| Shaolin Capital Management LLC | 312,714 | 246,648 | -66,066 | 0.01 | 0.01 | +0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 25,000 | -75,000 | 1.12 | 0.26 | -0.87 | sell |
| Magnetar Financial LLC | 419,597 | 317,593 | -102,004 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 202,375 | 96,836 | -105,539 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 686,125 | 575,100 | -111,025 | 0.15 | 0.15 | -0.00 | sell |
| METEORA CAPITAL, LLC | 487,942 | 190,138 | -297,804 | 0.38 | 0.17 | -0.21 | sell |
| RiverPark Advisors, LLC | 386,713 | 0 | -386,713 | 1.47 | 0.00 | -1.47 | sell |
| Crossingbridge Advisors, LLC | 680,175 | 292,461 | -387,714 | 1.29 | 0.55 | -0.74 | sell |
| MANGROVE PARTNERS IM, LLC | 438,966 | 0 | -438,966 | 0.37 | 0.00 | -0.37 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 459,023 | 0 | -459,023 | 0.24 | 0.00 | -0.24 | sell |
| TWO SIGMA INVESTMENTS, LP | 464,728 | 0 | -464,728 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 479,606 | 0 | -479,606 | 0.03 | 0.00 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 653,633 | 12,060 | -641,573 | 0.11 | 0.00 | -0.11 | sell |