| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Radcliffe Capital Management, L.P. | 0 | 500,000 | +500,000 | 0.00 | 0.32 | +0.32 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 390,000 | +390,000 | 0.00 | 0.23 | +0.23 | buy |
| MANGROVE PARTNERS IM, LLC | 170,064 | 450,000 | +279,936 | 0.19 | 0.34 | +0.16 | buy |
| PERISCOPE CAPITAL INC. | 200,000 | 433,100 | +233,100 | 0.78 | 1.09 | +0.31 | buy |
| Shaolin Capital Management LLC | 103,750 | 303,750 | +200,000 | 0.05 | 0.15 | +0.10 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 195,000 | +195,000 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 849,950 | 1,000,000 | +150,050 | 0.12 | 0.14 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 620,224 | 744,598 | +124,374 | 0.11 | 0.11 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 195,277 | 296,938 | +101,661 | 0.04 | 0.06 | +0.02 | buy |
| Bulldog Investors, LLP | 194,000 | 255,091 | +61,091 | 0.51 | 0.61 | +0.10 | buy |
| Bulldog Investors, LLP | 97,000 | 130,041 | +33,041 | 0.01 | 0.01 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 125,000 | 134,800 | +9,800 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 866,244 | 866,244 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.19 | 0.20 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 49,400 | 49,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 248,510 | 248,510 | 0 | 0.16 | 0.17 | +0.01 | hold |
| AQR Arbitrage LLC | 850,000 | 850,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AQR Arbitrage LLC | 1,277,639 | 1,277,639 | 0 | 0.31 | 0.33 | +0.03 | hold |
| TWO SIGMA INVESTMENTS, LP | 634,375 | 634,375 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| LINDEN ADVISORS LP | 149,999 | 149,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.10 | 0.10 | -0.01 | hold |
| Context Capital Management, LLC | 850,000 | 850,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,061,498 | 1,061,498 | 0 | 0.05 | 0.07 | +0.01 | hold |
| Magnetar Financial LLC | 530,749 | 530,749 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 1,000,000 | 1,000,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Verition Fund Management LLC | 99,400 | 99,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 237,350 | 237,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 466,100 | 466,100 | 0 | 0.17 | 0.70 | +0.52 | hold |
| Westchester Capital Management, LLC | 1,083,000 | 1,083,000 | 0 | 0.65 | 0.58 | -0.08 | hold |
| Westchester Capital Management, LLC | 216,500 | 216,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,250,000 | 1,250,000 | 0 | 0.18 | 0.16 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,002,470 | 1,002,470 | 0 | 0.16 | 0.13 | -0.03 | hold |
| LMR Partners LLP | 501,235 | 501,235 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.11 | +0.05 | hold |
| Schonfeld Strategic Advisors LLC | 31,567 | 31,567 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.17 | 0.24 | +0.07 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Sandia Investment Management LP | 125,100 | 125,100 | 0 | 3.30 | 3.85 | +0.54 | hold |
| Sandia Investment Management LP | 62,550 | 62,550 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Harraden Circle Investments, LLC | 145,086 | 145,086 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 1.02 | 1.06 | +0.04 | hold |
| Quarry LP | 125,100 | 125,100 | 0 | 0.30 | 0.32 | +0.02 | hold |
| Quarry LP | 62,550 | 62,550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 422,360 | 422,360 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 607,508 | 605,508 | -2,000 | 0.22 | 0.21 | -0.01 | sell |
| CITADEL ADVISORS LLC | 31,686 | 29,486 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 341,035 | 337,900 | -3,135 | 0.02 | 0.02 | -0.00 | sell |
| Shaolin Capital Management LLC | 500,000 | 491,192 | -8,808 | 0.01 | 0.01 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 303,953 | 295,053 | -8,900 | 0.01 | 0.01 | -0.01 | sell |
| Wealthspring Capital LLC | 763,820 | 754,190 | -9,630 | 2.08 | 1.85 | -0.23 | sell |
| CANTOR FITZGERALD, L. P. | 16,800 | 0 | -16,800 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 344,004 | 325,000 | -19,004 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 83,482 | 49,000 | -34,482 | 0.01 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 74,490 | 39,523 | -34,967 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 98,114 | 38,300 | -59,814 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 84,532 | 0 | -84,532 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 200,000 | 0 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 250,000 | 0 | -250,000 | 0.01 | 0.00 | -0.01 | sell |
| Kepos Capital LP | 975,700 | 43,500 | -932,200 | 13.49 | 2.39 | -11.10 | sell |