| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 398,469 | +398,469 | 0.00 | 0.01 | +0.01 | buy |
| Crossingbridge Advisors, LLC | 0 | 344,613 | +344,613 | 0.00 | 1.01 | +1.01 | buy |
| RiverPark Advisors, LLC | 0 | 343,612 | +343,612 | 0.00 | 1.03 | +1.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 211,180 | +211,180 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 296,938 | 500,000 | +203,062 | 0.06 | 0.08 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 390,000 | 499,023 | +109,023 | 0.23 | 0.25 | +0.02 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 68,820 | +68,820 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 55,673 | +55,673 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 195,000 | 249,743 | +54,743 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 744,598 | 798,468 | +53,870 | 0.11 | 0.12 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 605,508 | 645,836 | +40,328 | 0.21 | 0.18 | -0.03 | buy |
| BERKLEY W R CORP | 248,510 | 285,082 | +36,572 | 0.17 | 0.17 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 500,000 | 523,289 | +23,289 | 0.32 | 0.30 | -0.02 | buy |
| PERISCOPE CAPITAL INC. | 75,000 | 98,101 | +23,101 | 0.01 | 0.01 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 29,486 | 30,153 | +667 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 49,000 | 49,300 | +300 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 422,360 | 422,388 | +28 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 866,244 | 866,244 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.20 | 0.24 | +0.04 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 49,400 | 49,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 39,523 | 39,523 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,277,639 | 1,277,639 | 0 | 0.33 | 0.28 | -0.05 | hold |
| TWO SIGMA INVESTMENTS, LP | 634,375 | 634,375 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 149,999 | 149,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.10 | 0.08 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.15 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,061,498 | 1,061,498 | 0 | 0.07 | 0.11 | +0.04 | hold |
| Magnetar Financial LLC | 530,749 | 530,749 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Verition Fund Management LLC | 99,400 | 99,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 130,041 | 130,041 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Saba Capital Management, L.P. | 237,350 | 237,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 466,100 | 466,100 | 0 | 0.70 | 0.93 | +0.23 | hold |
| Kepos Capital LP | 43,500 | 43,500 | 0 | 2.39 | 2.57 | +0.19 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.34 | 0.38 | +0.04 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,250,000 | 1,250,000 | 0 | 0.16 | 0.14 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 501,235 | 501,235 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,002,470 | 1,002,470 | 0 | 0.13 | 0.10 | -0.03 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.11 | 0.07 | -0.05 | hold |
| Schonfeld Strategic Advisors LLC | 31,567 | 31,567 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.24 | 0.16 | -0.08 | hold |
| Shaolin Capital Management LLC | 491,192 | 491,192 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 337,900 | 337,900 | 0 | 0.02 | 0.03 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 145,086 | 145,086 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 1.06 | 0.99 | -0.07 | hold |
| K2 PRINCIPAL FUND, L.P. | 295,053 | 288,286 | -6,767 | 0.01 | 0.01 | +0.00 | sell |
| TORONTO DOMINION BANK | 325,000 | 316,150 | -8,850 | 0.00 | 0.00 | +0.00 | sell |
| Westchester Capital Management, LLC | 216,500 | 200,216 | -16,284 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 754,190 | 734,640 | -19,550 | 1.85 | 1.81 | -0.05 | sell |
| Context Capital Management, LLC | 850,000 | 825,000 | -25,000 | 0.01 | 0.01 | +0.00 | sell |
| Sandia Investment Management LP | 62,550 | 25,000 | -37,550 | 0.05 | 0.02 | -0.03 | sell |
| Quarry LP | 62,550 | 25,000 | -37,550 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 38,300 | 0 | -38,300 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 134,800 | 60,459 | -74,341 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 433,100 | 343,100 | -90,000 | 1.09 | 0.69 | -0.39 | sell |
| Sandia Investment Management LP | 125,100 | 25,000 | -100,100 | 3.85 | 0.65 | -3.20 | sell |
| Quarry LP | 125,100 | 25,000 | -100,100 | 0.32 | 0.04 | -0.27 | sell |
| Shaolin Capital Management LLC | 303,750 | 200,000 | -103,750 | 0.15 | 0.08 | -0.07 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 1,083,000 | 921,116 | -161,884 | 0.58 | 0.45 | -0.13 | sell |
| Hudson Bay Capital Management LP | 1,000,000 | 800,000 | -200,000 | 0.06 | 0.05 | -0.01 | sell |
| AQR Arbitrage LLC | 850,000 | 638,820 | -211,180 | 0.01 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 250,000 | 0 | -250,000 | 0.05 | 0.00 | -0.05 | sell |
| Bulldog Investors, LLP | 255,091 | 0 | -255,091 | 0.61 | 0.00 | -0.61 | sell |