| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 362,533 | 1,877,833 | +1,515,300 | 0.21 | 1.06 | +0.85 | buy |
| MIZUHO SECURITIES USA LLC | 957,369 | 1,710,141 | +752,772 | 0.16 | 0.42 | +0.26 | buy |
| Crossingbridge Advisors, LLC | 0 | 442,460 | +442,460 | 0.00 | 0.84 | +0.84 | buy |
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.04 | +0.04 | buy |
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 686,692 | 856,946 | +170,254 | 0.19 | 0.19 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 1,479,935 | 1,497,259 | +17,324 | 0.31 | 0.37 | +0.07 | buy |
| Rangeley Capital, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.17 | +0.17 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 14,623 | +14,623 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 150,000 | 162,540 | +12,540 | 0.26 | 0.34 | +0.09 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 10,183 | +10,183 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 963,368 | 971,757 | +8,389 | 0.14 | 0.16 | +0.02 | buy |
| AQR Arbitrage LLC | 1,405,707 | 1,405,969 | +262 | 0.31 | 0.24 | -0.06 | buy |
| JPMORGAN CHASE & CO | 49,873 | 49,916 | +43 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 193,702 | 193,702 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 725,000 | 725,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Karpus Management, Inc. | 620,220 | 620,220 | 0 | 0.17 | 0.20 | +0.03 | hold |
| GLAZER CAPITAL, LLC | 143,986 | 143,986 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| CSS LLC/IL | 35,056 | 35,056 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 446,094 | 446,094 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 193,057 | 193,057 | 0 | 0.11 | 0.15 | +0.04 | hold |
| DELTEC ASSET MANAGEMENT LLC | 40,000 | 40,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| MILLENNIUM MANAGEMENT LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 875,000 | 875,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,175,000 | 1,175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,880,000 | 1,880,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,000,000 | 2,000,000 | 0 | 0.29 | 0.32 | +0.03 | hold |
| Magnetar Financial LLC | 1,900,000 | 1,900,000 | 0 | 0.19 | 0.20 | +0.01 | hold |
| Magnetar Financial LLC | 1,900,000 | 1,900,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 260,429 | 260,429 | 0 | 0.02 | 0.02 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 500,000 | 0 | 0.25 | 0.26 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.08 | +0.03 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 350,017 | 350,017 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 887,700 | 887,700 | 0 | 0.43 | 0.45 | +0.02 | hold |
| Westchester Capital Management, LLC | 700,013 | 700,013 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 325,000 | 325,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DLD Asset Management, LP | 124,750 | 124,750 | 0 | 0.13 | 0.13 | -0.00 | hold |
| LMR Partners LLP | 496,989 | 496,989 | 0 | 0.05 | 0.05 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 980,393 | 980,393 | 0 | 0.62 | 0.54 | -0.07 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| HGC Investment Management Inc. | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 479,500 | 479,500 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Wellspring Financial Advisors, LLC | 35,000 | 35,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Ghisallo Capital Management LLC | 200,000 | 200,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| READYSTATE ASSET MANAGEMENT LP | 24,779 | 24,779 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 69,665 | 69,665 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Quarry LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hara Capital LLC | 1,250 | 1,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 424,430 | 424,430 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 150,570 | 150,370 | -200 | 0.01 | 0.01 | +0.00 | sell |
| Harraden Circle Investments, LLC | 3,325,766 | 3,325,566 | -200 | 0.15 | 0.17 | +0.03 | sell |
| Verition Fund Management LLC | 728,224 | 727,509 | -715 | 0.00 | 0.00 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 325,000 | 321,184 | -3,816 | 0.02 | 0.01 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 72,683 | 67,840 | -4,843 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 756,800 | 743,723 | -13,077 | 0.00 | 0.00 | +0.00 | sell |
| Rangeley Capital, LLC | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 95,398 | 77,140 | -18,258 | 0.00 | 0.00 | +0.00 | sell |
| StoneX Group Inc. | 18,363 | 0 | -18,363 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 167,448 | 147,302 | -20,146 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,371 | 0 | -20,371 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 115,898 | 89,254 | -26,644 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 364,509 | 333,554 | -30,955 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 383,695 | 350,000 | -33,695 | 0.01 | 0.01 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 147,507 | 113,489 | -34,018 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,533,906 | 1,495,890 | -38,016 | 0.01 | 0.01 | -0.00 | sell |
| Hudson Bay Capital Management LP | 349,976 | 299,715 | -50,261 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 209,288 | 120,502 | -88,786 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 250,000 | 125,000 | -125,000 | 0.50 | 0.23 | -0.27 | sell |
| Jain Global LLC | 375,250 | 196,786 | -178,464 | 0.04 | 0.03 | -0.01 | sell |
| METEORA CAPITAL, LLC | 1,014,266 | 826,755 | -187,511 | 0.02 | 0.02 | -0.00 | sell |
| Shaolin Capital Management LLC | 399,998 | 200,000 | -199,998 | 0.16 | 0.09 | -0.07 | sell |
| J. Goldman & Co LP | 423,564 | 0 | -423,564 | 0.17 | 0.00 | -0.17 | sell |
| METEORA CAPITAL, LLC | 579,318 | 0 | -579,318 | 0.50 | 0.00 | -0.50 | sell |
| Decagon Asset Management LLP | 657,592 | 0 | -657,592 | 2.88 | 0.00 | -2.88 | sell |
| TWO SIGMA INVESTMENTS, LP | 710,158 | 0 | -710,158 | 0.01 | 0.00 | -0.01 | sell |
| Pantera Capital Partners LP | 750,000 | 0 | -750,000 | 3.40 | 0.00 | -3.40 | sell |