| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.29 | +0.29 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 97,400 | +97,400 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 96,854 | 193,057 | +96,203 | 0.00 | 0.12 | +0.12 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 1,553,458 | 1,642,711 | +89,253 | 0.27 | 0.25 | -0.02 | buy |
| Harraden Circle Investments, LLC | 2,965,052 | 3,049,749 | +84,697 | 0.13 | 0.09 | -0.04 | buy |
| PERISCOPE CAPITAL INC. | 350,000 | 424,388 | +74,388 | 1.36 | 1.07 | -0.29 | buy |
| Rangeley Capital, LLC | 0 | 30,000 | +30,000 | 0.00 | 0.29 | +0.29 | buy |
| Verition Fund Management LLC | 204,944 | 205,349 | +405 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,092,500 | 1,092,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 725,000 | 725,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 199,600 | 199,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 67,600 | 67,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 250,000 | 250,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| BERKLEY W R CORP | 218,060 | 218,060 | 0 | 0.14 | 0.15 | +0.01 | hold |
| AQR Arbitrage LLC | 1,980,000 | 1,980,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 761,250 | 761,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.03 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| MILLENNIUM MANAGEMENT LLC | 427,587 | 427,587 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 875,000 | 875,000 | 0 | 0.06 | 0.06 | +0.01 | hold |
| LINDEN ADVISORS LP | 1,175,000 | 1,175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 1,480,000 | 1,480,000 | 0 | 0.38 | 0.31 | -0.07 | hold |
| Polar Asset Management Partners Inc. | 1,880,000 | 1,880,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Magnetar Financial LLC | 1,900,000 | 1,900,000 | 0 | 0.09 | 0.12 | +0.02 | hold |
| Magnetar Financial LLC | 1,900,000 | 1,900,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 700,000 | 700,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Verition Fund Management LLC | 995,333 | 995,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,182,271 | 1,182,271 | 0 | 0.71 | 0.63 | -0.08 | hold |
| Westchester Capital Management, LLC | 805,100 | 805,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Alpine Global Management, LLC | 300,034 | 300,034 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 1,005,000 | 1,005,000 | 0 | 0.70 | 0.67 | -0.03 | hold |
| Governors Lane LP | 733,200 | 733,200 | 0 | 1.03 | 1.05 | +0.02 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.15 | 0.13 | -0.03 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 25,100 | 25,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 25,100 | 25,100 | 0 | 0.02 | 0.02 | +0.01 | hold |
| PERISCOPE CAPITAL INC. | 424,739 | 424,739 | 0 | 0.03 | 0.02 | -0.01 | hold |
| HGC Investment Management Inc. | 700,000 | 700,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| HGC Investment Management Inc. | 700,000 | 700,000 | 0 | 2.00 | 1.76 | -0.24 | hold |
| Shaolin Capital Management LLC | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 35,000 | 35,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 30,000 | 30,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Decagon Asset Management LLP | 128,390 | 128,390 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Jain Global LLC | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| GOLDMAN SACHS GROUP INC | 446,094 | 446,094 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 150,960 | 150,570 | -390 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 150,960 | 150,570 | -390 | 0.41 | 0.37 | -0.04 | sell |
| K2 PRINCIPAL FUND, L.P. | 366,649 | 364,949 | -1,700 | 0.01 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 45,576 | 43,320 | -2,256 | 0.04 | 0.03 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 169,310 | 166,867 | -2,443 | 1.72 | 1.77 | +0.05 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 169,310 | 166,866 | -2,444 | 0.03 | 0.03 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 628,000 | 624,612 | -3,388 | 0.23 | 0.22 | -0.01 | sell |
| AQR Arbitrage LLC | 1,507,906 | 1,499,906 | -8,000 | 0.36 | 0.39 | +0.03 | sell |
| Virtu Financial LLC | 16,036 | 0 | -16,036 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 151,424 | 130,000 | -21,424 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 450,007 | 428,267 | -21,740 | 0.10 | 0.09 | -0.01 | sell |
| Rangeley Capital, LLC | 30,000 | 0 | -30,000 | 0.39 | 0.00 | -0.39 | sell |
| TORONTO DOMINION BANK | 497,500 | 449,800 | -47,700 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 206,447 | 156,647 | -49,800 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 80,000 | 29,998 | -50,002 | 0.01 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 724,320 | 670,220 | -54,100 | 0.24 | 0.22 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 575,000 | 519,833 | -55,167 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 206,859 | 143,986 | -62,873 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 175,000 | 100,000 | -75,000 | 0.21 | 0.13 | -0.08 | sell |
| MIZUHO SECURITIES USA LLC | 84,697 | 0 | -84,697 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 297,300 | 200,000 | -97,300 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 169,400 | 0 | -169,400 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 275,000 | 27,500 | -247,500 | 0.00 | 0.00 | -0.00 | sell |