| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 2,000,000 | +1,500,000 | 0.07 | 0.29 | +0.23 | buy |
| METEORA CAPITAL, LLC | 0 | 1,014,266 | +1,014,266 | 0.00 | 0.02 | +0.02 | buy |
| Pantera Capital Partners LP | 0 | 750,000 | +750,000 | 0.00 | 3.40 | +3.40 | buy |
| Decagon Asset Management LLP | 0 | 657,592 | +657,592 | 0.00 | 2.88 | +2.88 | buy |
| METEORA CAPITAL, LLC | 0 | 579,318 | +579,318 | 0.00 | 0.50 | +0.50 | buy |
| MIZUHO SECURITIES USA LLC | 428,267 | 957,369 | +529,102 | 0.09 | 0.16 | +0.08 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 446,094 | +446,094 | 0.00 | 0.00 | +0.00 | buy |
| J. Goldman & Co LP | 0 | 423,564 | +423,564 | 0.00 | 0.17 | +0.17 | buy |
| Shaolin Capital Management LLC | 0 | 399,998 | +399,998 | 0.00 | 0.16 | +0.16 | buy |
| Saba Capital Management, L.P. | 0 | 350,017 | +350,017 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 325,000 | +325,000 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 449,800 | 756,800 | +307,000 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 3,049,749 | 3,325,766 | +276,017 | 0.09 | 0.15 | +0.06 | buy |
| TORONTO DOMINION BANK | 156,647 | 383,695 | +227,048 | 0.00 | 0.01 | +0.00 | buy |
| UBS Group AG | 0 | 209,288 | +209,288 | 0.00 | 0.00 | +0.00 | buy |
| Ghisallo Capital Management LLC | 0 | 200,000 | +200,000 | 0.00 | 0.09 | +0.09 | buy |
| Quarry LP | 0 | 150,000 | +150,000 | 0.00 | 0.26 | +0.26 | buy |
| BERKLEY W R CORP | 218,060 | 362,533 | +144,473 | 0.15 | 0.21 | +0.07 | buy |
| GLAZER CAPITAL, LLC | 624,612 | 686,692 | +62,080 | 0.22 | 0.19 | -0.03 | buy |
| JPMORGAN CHASE & CO | 0 | 49,873 | +49,873 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 30,000 | 72,683 | +42,683 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 24,779 | +24,779 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 100,000 | 124,750 | +24,750 | 0.13 | 0.13 | +0.00 | buy |
| StoneX Group Inc. | 0 | 18,363 | +18,363 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 27,500 | 35,056 | +7,556 | 0.00 | 0.00 | +0.00 | buy |
| Hara Capital LLC | 0 | 1,250 | +1,250 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 725,000 | 725,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 143,986 | 143,986 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 193,057 | 193,057 | 0 | 0.12 | 0.11 | -0.01 | hold |
| MILLENNIUM MANAGEMENT LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 875,000 | 875,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,175,000 | 1,175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 1,880,000 | 1,880,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,900,000 | 1,900,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,900,000 | 1,900,000 | 0 | 0.12 | 0.19 | +0.08 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 500,000 | 0 | 0.29 | 0.25 | -0.05 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 500,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 35,000 | 35,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Wealthspring Capital LLC | 150,570 | 150,570 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 1,480,000 | 1,479,935 | -65 | 0.31 | 0.31 | -0.00 | sell |
| LMR Partners LLP | 500,000 | 496,989 | -3,011 | 0.07 | 0.05 | -0.02 | sell |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 40,000 | -10,000 | 0.08 | 0.07 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 130,000 | 115,898 | -14,102 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 446,094 | 424,430 | -21,664 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,320 | 20,371 | -22,949 | 0.03 | 0.01 | -0.01 | sell |
| First Trust Capital Management L.P. | 1,005,000 | 980,393 | -24,607 | 0.67 | 0.62 | -0.05 | sell |
| Centiva Capital, LP | 25,100 | 0 | -25,100 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 25,100 | 0 | -25,100 | 0.02 | 0.00 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 29,998 | 0 | -29,998 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 30,000 | 0 | -30,000 | 0.29 | 0.00 | -0.29 | sell |
| Quarry LP | 97,400 | 50,000 | -47,400 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 670,220 | 620,220 | -50,000 | 0.22 | 0.17 | -0.05 | sell |
| Hudson Bay Capital Management LP | 400,000 | 349,976 | -50,024 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 761,250 | 710,158 | -51,092 | 0.01 | 0.01 | -0.00 | sell |
| Decagon Asset Management LLP | 128,390 | 69,665 | -58,725 | 0.01 | 0.01 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 67,600 | 0 | -67,600 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,499,906 | 1,405,707 | -94,199 | 0.39 | 0.31 | -0.09 | sell |
| PERISCOPE CAPITAL INC. | 424,739 | 325,000 | -99,739 | 0.02 | 0.02 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 150,000 | -100,000 | 0.03 | 0.02 | -0.02 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 250,000 | 149,912 | -100,088 | 0.08 | 0.04 | -0.04 | sell |
| Parallax Volatility Advisers, L.P. | 200,000 | 95,398 | -104,602 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 805,100 | 700,013 | -105,087 | 0.01 | 0.01 | -0.00 | sell |
| Jain Global LLC | 500,000 | 375,250 | -124,750 | 0.07 | 0.04 | -0.03 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 100,000 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 150,570 | 0 | -150,570 | 0.37 | 0.00 | -0.37 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 519,833 | 364,509 | -155,324 | 0.00 | 0.00 | +0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 166,866 | 0 | -166,866 | 0.03 | 0.00 | -0.03 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 166,867 | 0 | -166,867 | 1.77 | 0.00 | -1.77 | sell |
| Shaolin Capital Management LLC | 650,000 | 479,500 | -170,500 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 424,388 | 250,000 | -174,388 | 1.07 | 0.50 | -0.56 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 199,600 | 0 | -199,600 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 205,349 | 0 | -205,349 | 0.01 | 0.00 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 364,949 | 147,507 | -217,442 | 0.01 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 427,587 | 167,448 | -260,139 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 995,333 | 728,224 | -267,109 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 1,182,271 | 887,700 | -294,571 | 0.63 | 0.43 | -0.20 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.06 | 0.00 | -0.06 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 300,034 | 0 | -300,034 | 0.01 | 0.00 | -0.01 | sell |
| Hudson Bay Capital Management LP | 700,000 | 260,429 | -439,571 | 0.04 | 0.02 | -0.03 | sell |
| AQR Arbitrage LLC | 1,980,000 | 1,533,906 | -446,094 | 0.01 | 0.01 | -0.00 | sell |
| HGC Investment Management Inc. | 700,000 | 40,000 | -660,000 | 0.03 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,642,711 | 963,368 | -679,343 | 0.25 | 0.14 | -0.10 | sell |
| HGC Investment Management Inc. | 700,000 | 0 | -700,000 | 1.76 | 0.00 | -1.76 | sell |
| Governors Lane LP | 733,200 | 0 | -733,200 | 1.05 | 0.00 | -1.05 | sell |
| D. E. Shaw & Co., Inc. | 1,092,500 | 193,702 | -898,798 | 0.01 | 0.00 | -0.01 | sell |