| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Centiva Capital, LP | 0 | 63,922 | +63,922 | 0.00 | 0.02 | +0.02 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 61,497 | +61,497 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 481,752 | 484,003 | +2,251 | 0.00 | 0.00 | -0.00 | buy |
| BERKLEY W R CORP | 804,192 | 805,592 | +1,400 | 0.46 | 0.42 | -0.03 | buy |
| D. E. Shaw & Co., Inc. | 853,875 | 853,875 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 190,105 | 190,105 | 0 | 0.07 | 0.04 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 98,501 | 98,501 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 169,785 | 169,785 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 474 | 474 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 237 | 237 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 266,259 | 266,259 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.11 | 0.11 | -0.01 | hold |
| Magnetar Financial LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 184,993 | 184,993 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 37,500 | 37,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Verition Fund Management LLC | 24,507 | 24,507 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 99,999 | 99,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.86 | 0.73 | -0.14 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 161,846 | 161,846 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 296,787 | 296,787 | 0 | 0.16 | 0.18 | +0.02 | hold |
| Governors Lane LP | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Walleye Capital LLC | 542,051 | 542,051 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 350,000 | 350,000 | 0 | 0.14 | 0.14 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 339,882 | 339,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 174,999 | -1 | 0.01 | 0.01 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 300,100 | 300,098 | -2 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 344,356 | 344,056 | -300 | 0.18 | 0.17 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 250,000 | 249,569 | -431 | 0.74 | 0.61 | -0.12 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 33,248 | 32,231 | -1,017 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 312,844 | 310,571 | -2,273 | 0.08 | 0.06 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 449,055 | 446,373 | -2,682 | 0.36 | 0.36 | +0.01 | sell |
| Jain Global LLC | 250,100 | 246,537 | -3,563 | 0.03 | 0.03 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 57,443 | 52,443 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,739 | 0 | -10,739 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 25,000 | 0 | -25,000 | 0.05 | 0.00 | -0.05 | sell |
| Shaolin Capital Management LLC | 182,859 | 147,142 | -35,717 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 49,901 | 12,850 | -37,051 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 88,910 | 0 | -88,910 | 0.01 | 0.00 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Hudson Bay Capital Management LP | 212,406 | 100,000 | -112,406 | 0.01 | 0.01 | -0.01 | sell |
| JPMORGAN CHASE & CO | 173,488 | 0 | -173,488 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 173,488 | 0 | -173,488 | 0.12 | 0.00 | -0.12 | sell |
| METEORA CAPITAL, LLC | 1,151,242 | 977,428 | -173,814 | 0.90 | 0.86 | -0.03 | sell |
| PERISCOPE CAPITAL INC. | 275,000 | 100,000 | -175,000 | 0.51 | 0.17 | -0.34 | sell |
| Wealthspring Capital LLC | 202,100 | 0 | -202,100 | 0.51 | 0.00 | -0.51 | sell |
| TORONTO DOMINION BANK | 514,285 | 299,900 | -214,385 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 963,504 | 741,203 | -222,301 | 0.17 | 0.11 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 782,959 | 433,850 | -349,109 | 0.18 | 0.11 | -0.06 | sell |
| TORONTO DOMINION BANK | 423,310 | 49,900 | -373,410 | 0.01 | 0.00 | -0.01 | sell |
| Polar Asset Management Partners Inc. | 400,000 | 0 | -400,000 | 0.10 | 0.00 | -0.10 | sell |
| TWO SIGMA INVESTMENTS, LP | 498,437 | 56,094 | -442,343 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 491,317 | 0 | -491,317 | 0.08 | 0.00 | -0.08 | sell |
| Magnetar Financial LLC | 500,000 | 0 | -500,000 | 0.05 | 0.00 | -0.05 | sell |
| Context Capital Management, LLC | 597,999 | 0 | -597,999 | 0.15 | 0.00 | -0.15 | sell |
| MIZUHO SECURITIES USA LLC | 603,467 | 0 | -603,467 | 0.15 | 0.00 | -0.15 | sell |
| Karpus Management, Inc. | 662,200 | 11,750 | -650,450 | 0.22 | 0.00 | -0.21 | sell |
| ARISTEIA CAPITAL, L.L.C. | 651,175 | 0 | -651,175 | 0.16 | 0.00 | -0.16 | sell |
| Westchester Capital Management, LLC | 921,100 | 0 | -921,100 | 0.47 | 0.00 | -0.47 | sell |