| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 100,000 | 1,151,242 | +1,051,242 | 0.09 | 0.90 | +0.81 | buy |
| Walleye Capital LLC | 100,000 | 542,051 | +442,051 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 24,098 | 423,310 | +399,212 | 0.00 | 0.01 | +0.01 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 350,000 | +350,000 | 0.00 | 0.14 | +0.14 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 312,844 | +312,844 | 0.00 | 0.08 | +0.08 | buy |
| TORONTO DOMINION BANK | 274,700 | 514,285 | +239,585 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 375,000 | 603,467 | +228,467 | 0.06 | 0.15 | +0.09 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 190,105 | +190,105 | 0.00 | 0.07 | +0.07 | buy |
| JPMORGAN CHASE & CO | 0 | 173,488 | +173,488 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 173,488 | +173,488 | 0.00 | 0.12 | +0.12 | buy |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 300,100 | +150,100 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 57,443 | +57,443 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 110,446 | 161,846 | +51,400 | 0.00 | 0.01 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 48,984 | 98,501 | +49,517 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 768,888 | 804,192 | +35,304 | 0.45 | 0.46 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 16,125 | 33,248 | +17,123 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 10,739 | +10,739 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 960,428 | 963,504 | +3,076 | 0.21 | 0.17 | -0.04 | buy |
| AQR Arbitrage LLC | 480,214 | 481,752 | +1,538 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 339,592 | 339,882 | +290 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 853,875 | 853,875 | 0 | 0.01 | 0.01 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 651,175 | 651,175 | 0 | 0.19 | 0.16 | -0.04 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 250,000 | 250,000 | 0 | 0.99 | 0.74 | -0.25 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 169,785 | 169,785 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 474 | 474 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 237 | 237 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 498,437 | 498,437 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 449,055 | 449,055 | 0 | 0.26 | 0.36 | +0.10 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.08 | 0.10 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Magnetar Financial LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 184,993 | 184,993 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 37,500 | 37,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.97 | 0.86 | -2.11 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 350,000 | 350,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Crossingbridge Advisors, LLC | 25,000 | 25,000 | 0 | 0.07 | 0.05 | -0.03 | hold |
| Jain Global LLC | 250,100 | 250,100 | 0 | 0.03 | 0.03 | +0.01 | hold |
| GLAZER CAPITAL, LLC | 783,339 | 782,959 | -380 | 0.21 | 0.18 | -0.04 | sell |
| Karpus Management, Inc. | 672,200 | 662,200 | -10,000 | 0.19 | 0.22 | +0.03 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 12,362 | 0 | -12,362 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 216,300 | 202,100 | -14,200 | 0.53 | 0.51 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 505,754 | 491,317 | -14,437 | 0.07 | 0.08 | +0.01 | sell |
| ABC ARBITRAGE SA | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 75,000 | 50,000 | -25,000 | 0.00 | 0.00 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 369,581 | 344,356 | -25,225 | 0.18 | 0.18 | -0.00 | sell |
| Wealthspring Capital LLC | 114,650 | 88,910 | -25,740 | 0.01 | 0.01 | +0.00 | sell |
| Virtu Financial LLC | 33,772 | 0 | -33,772 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 34,057 | 0 | -34,057 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 212,700 | 175,000 | -37,700 | 0.01 | 0.01 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 76,309 | 0 | -76,309 | 0.02 | 0.00 | -0.02 | sell |
| Context Capital Management, LLC | 350,000 | 266,259 | -83,741 | 0.00 | 0.00 | +0.00 | sell |
| Centiva Capital, LP | 100,000 | 0 | -100,000 | 0.06 | 0.00 | -0.06 | sell |
| HGC Investment Management Inc. | 100,000 | 0 | -100,000 | 0.22 | 0.00 | -0.22 | sell |
| Context Capital Management, LLC | 700,000 | 597,999 | -102,001 | 0.19 | 0.15 | -0.04 | sell |
| Verition Fund Management LLC | 127,413 | 24,507 | -102,906 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 121,000 | 0 | -121,000 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 125,000 | 0 | -125,000 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 137,513 | 0 | -137,513 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 415,959 | 275,000 | -140,959 | 0.84 | 0.51 | -0.34 | sell |
| CSS LLC/IL | 170,835 | 0 | -170,835 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 228,160 | 0 | -228,160 | 0.01 | 0.00 | -0.01 | sell |
| Hudson Bay Capital Management LP | 281,068 | 0 | -281,068 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 512,489 | 212,406 | -300,083 | 0.03 | 0.01 | -0.02 | sell |
| Westchester Capital Management, LLC | 1,225,000 | 921,100 | -303,900 | 0.60 | 0.47 | -0.13 | sell |
| Shaolin Capital Management LLC | 494,513 | 182,859 | -311,654 | 0.01 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 650,000 | 296,787 | -353,213 | 0.41 | 0.16 | -0.25 | sell |
| Governors Lane LP | 700,000 | 0 | -700,000 | 0.67 | 0.00 | -0.67 | sell |
| METEORA CAPITAL, LLC | 950,140 | 49,901 | -900,239 | 0.02 | 0.00 | -0.02 | sell |