| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 100,000 | 651,175 | +551,175 | 0.03 | 0.19 | +0.16 | buy |
| Magnetar Financial LLC | 0 | 500,000 | +500,000 | 0.00 | 0.02 | +0.02 | buy |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.04 | +0.04 | buy |
| TORONTO DOMINION BANK | 0 | 468,000 | +468,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 800,000 | 1,225,000 | +425,000 | 0.47 | 0.74 | +0.27 | buy |
| Sculptor Capital LP | 0 | 375,000 | +375,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 311,355 | +311,355 | 0.00 | 0.24 | +0.24 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 340,182 | 648,206 | +308,024 | 0.07 | 0.11 | +0.05 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 250,000 | +250,000 | 0.00 | 0.81 | +0.81 | buy |
| Magnetar Financial LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| First Trust Capital Management L.P. | 400,000 | 650,000 | +250,000 | 0.29 | 0.45 | +0.16 | buy |
| Governors Lane LP | 0 | 250,000 | +250,000 | 0.00 | 0.01 | +0.01 | buy |
| Governors Lane LP | 0 | 250,000 | +250,000 | 0.00 | 0.35 | +0.35 | buy |
| Jain Global LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| Karpus Management, Inc. | 450,600 | 685,225 | +234,625 | 0.15 | 0.23 | +0.08 | buy |
| Wealthspring Capital LLC | 0 | 225,300 | +225,300 | 0.00 | 0.61 | +0.61 | buy |
| BERKLEY W R CORP | 569,843 | 768,888 | +199,045 | 0.42 | 0.49 | +0.07 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 125,000 | +125,000 | 0.00 | 0.01 | +0.01 | buy |
| Wealthspring Capital LLC | 0 | 114,650 | +114,650 | 0.00 | 0.01 | +0.01 | buy |
| Centiva Capital, LP | 0 | 100,000 | +100,000 | 0.00 | 0.07 | +0.07 | buy |
| Crossingbridge Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| BCK CAPITAL MANAGEMENT LP | 0 | 100,000 | +100,000 | 0.00 | 0.89 | +0.89 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 75,000 | +75,000 | 0.00 | 0.02 | +0.02 | buy |
| CLEAR STREET LLC | 2,293 | 48,565 | +46,272 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 37,500 | +37,500 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 303,135 | 306,177 | +3,042 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 16,059 | 16,125 | +66 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 650,000 | 650,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 48,984 | 48,984 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 220,835 | 220,835 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 74,383 | 74,383 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 649,999 | 649,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 960,428 | 960,428 | 0 | 0.23 | 0.23 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 498,437 | 498,437 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 700,000 | 700,000 | 0 | 0.27 | 0.24 | -0.03 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Hudson Bay Capital Management LP | 850,000 | 850,000 | 0 | 0.05 | 0.06 | +0.00 | hold |
| Hudson Bay Capital Management LP | 425,000 | 425,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 370,437 | 370,437 | 0 | 0.20 | 0.21 | +0.01 | hold |
| Saba Capital Management, L.P. | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.42 | 0.69 | +0.27 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.05 | 0.02 | -0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 212,700 | 212,700 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 375,000 | 375,000 | 0 | 2.10 | 1.46 | -0.64 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.36 | 0.29 | -0.07 | hold |
| Walleye Capital LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 339,570 | 339,570 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 774,579 | 770,232 | -4,347 | 0.36 | 0.28 | -0.08 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 84,966 | 80,210 | -4,756 | 0.03 | 0.03 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 65,000 | 56,575 | -8,425 | 0.00 | 0.00 | +0.00 | sell |
| METEORA CAPITAL, LLC | 171,696 | 162,128 | -9,568 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 149,721 | 134,721 | -15,000 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 109,626 | 85,000 | -24,626 | 0.01 | 0.01 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 25,000 | 0 | -25,000 | 0.27 | 0.00 | -0.27 | sell |
| Tuttle Capital Management, LLC | 40,000 | 0 | -40,000 | 1.77 | 0.00 | -1.77 | sell |
| Verition Fund Management LLC | 296,847 | 253,564 | -43,283 | 0.02 | 0.02 | -0.00 | sell |
| Shaolin Capital Management LLC | 699,998 | 650,000 | -49,998 | 0.00 | 0.01 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 50,000 | 0 | -50,000 | 0.02 | 0.00 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 175,001 | 123,800 | -51,201 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 69,142 | 0 | -69,142 | 0.04 | 0.00 | -0.04 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 0 | -75,000 | 0.03 | 0.00 | -0.03 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,309 | 0 | -75,309 | 0.03 | 0.00 | -0.03 | sell |
| TORONTO DOMINION BANK | 240,000 | 100,402 | -139,598 | 0.01 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 50,000 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 195,699 | 0 | -195,699 | 0.30 | 0.00 | -0.30 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 250,000 | 0 | -250,000 | 1.21 | 0.00 | -1.21 | sell |
| Shaolin Capital Management LLC | 250,000 | 0 | -250,000 | 0.10 | 0.00 | -0.10 | sell |
| METEORA CAPITAL, LLC | 250,538 | 0 | -250,538 | 0.89 | 0.00 | -0.89 | sell |
| Polar Asset Management Partners Inc. | 700,000 | 400,000 | -300,000 | 0.23 | 0.10 | -0.13 | sell |
| Magnetar Financial LLC | 500,000 | 0 | -500,000 | 0.07 | 0.00 | -0.07 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 0 | -1,000,000 | 0.02 | 0.00 | -0.02 | sell |